CARNEGIE CAPITAL ASSET MANAGEMENT COMPANY
CRD #106431 SEC #801-39007 CLEVELAND, OH 216-781-4440
SEC Registered
Total AUM
$200.9M
Discretionary
$200.9M
Employees
--
Clients
25
Accounts
833
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 20, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GUZOWSKI, JAMES, T | I | PRESIDENT CARNEGIE TAX & FINANCIAL PLANNING | NA | |
| GUZOWSKI, JAMES, T | I | PRESIDENT CARNEGIE TAX & FINANCIAL PLANNING | NA | |
| HELLMUTH, TED, NOEL | I | VICE PRESIDENT OF MARKETING | NA | |
| MATEYO, GEORGE, KARL | I | VICE PRESIDENT OF INVESTMENTS | NA | |
| MATEYO, GEORGE, KARL | I | VICE PRESIDENT OF INVESTMENTS | NA | |
| MATEYO, GEORGE, REDFERN | I | CHAIRMAN, CEO | NA | Control |
| MATEYO, GEORGE, REDFERN | I | CHAIRMAN, CEO, CHIEF COMPLIANCE OFFICER | NA | Control |
| MATEYO, GEORGE, REDFERN | I | CHAIRMAN, CEO, CHIEF COMPLIANCE OFFICER | NA | Control |
| MATEYO, GEORGE, REDFERN | I | CHAIRMAN, CEO | NA | Control |
| MATEYO, GEORGE, REDFERN | I | CHAIRMAN, CEO | NA | Control |
| MATEYO, GEORGE, REDFERN | I | CHAIRMAN, CEO | NA | Control |
| MUNOZ, DAVID | I | VICE PRESIDENT INVESTMENTS | NA | |
| PEASE, JAMES, VILAS | I | PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| PEASE, JAMES, VILAS | I | PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| PEASE, JAMES, VILAS | I | PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| PEASE, JAMES, VILAS | I | PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| PEASE, JAMES, VILAS | I | PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| PEASE, JAMES, VILAS | I | PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| POLZ, RUDOLPH, JONATHON | I | VICE PRESIDENT / CCO | NA | Control |
| POLZ, RUDOLPH, JONATHON | I | OWNER/SHAREHOLDER | NA | |
| POLZ, RUDOLPH, JONATHON | I | VICE PRESIDENT | NA | |
| POLZ, RUDOLPH, JONATHON | I | VICE PRESIDENT / CCO | NA | Control |
| POLZ, RUDOLPH, JONATHON | I | VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | Control |
| POLZ, RUDOLPH, JONATHON | I | VICE PRESIDENT / CFO | NA | |
| POLZ, RUDOLPH, JONATHON | I | VICE PRESIDENT / CFO | NA | |
| POLZ, RUDOLPH, JONATHON | I | VICE PRESIDENT / CFO | NA | |
| POLZ, RUDOLPH, JONATHON | I | VICE PRESIDENT / CCO | NA | Control |
| POLZ, RUDOLPH, JONATHON | I | VICE PRESIDENT / CFO | NA | |
| ZILBER, S, SIDNEY | I | CHAIRMAN EMERITUS | NA | |
| ZILBER, S, SIDNEY | I | CHAIRMAN EMERITUS | NA | Control |
| ZILBER, S, SIDNEY | I | CHAIRMAN EMERITUS | NA | |
| ZILBER, S, SIDNEY | I | CHAIRMAN EMERITUS | NA | Control |
| ZILBER, S, SIDNEY | I | CHAIRMAN EMERITUS | NA | Control |
| ZILBER, S, SIDNEY | I | CHAIRMAN EMERITUS | NA | Control |
| ZILBER, S, SIDNEY | I | CHAIRMAN EMERITUS | NA | Control |
| ZILBER, S, SIDNEY | I | CHAIRMAN EMERITUS | NA | Control |
| CARNEGIE CAPITAL MANAGEMENT COMPANY | DE | OWNS ALL COMMON STOCK | E | Control |
| CARNEGIE CAPITAL MANAGEMENT COMPANY | DE | OWNS ALL COMMON STOCK | E | Control |
| CARNEGIE CAPITAL MANAGEMENT COMPANY | DE | OWNS ALL COMMON STOCK | E | Control |
| CARNEGIE CAPITAL MANAGEMENT COMPANY | DE | OWNS ALL COMMON STOCK | E | Control |
| CARNEGIE CAPITAL MANAGEMENT COMPANY | DE | OWNS ALL COMMON STOCK | E | Control |
| CARNEGIE CAPITAL MANAGEMENT COMPANY | DE | OWNS ALL COMMON STOCK | E | Control |
| CARNEGIE CAPITAL MANAGEMENT COMPANY | DE | OWNS ALL COMMON STOCK | E | Control |
| CARNEGIE CAPITAL MANAGEMENT COMPANY | DE | OWNS ALL COMMON STOCK | E | Control |
| CARNEGIE CAPITAL MANAGEMENT COMPANY | DE | OWNS ALL COMMON STOCK | E | Control |
| CARNEGIE CAPITAL MANAGEMENT COMPANY | DE | OWNS ALL COMMON STOCK | E | Control |
| CARNEGIE CAPITAL MANAGEMENT COMPANY | DE | OWNS ALL COMMON STOCK | E | Control |
| MATEYO, GEORGE, REDFERN | I | CHAIRMAN, CEO | D | Control |
| MATEYO, GEORGE, REDFERN | I | CHAIRMAN, CEO | D | Control |
| MATEYO, GEORGE, REDFERN | I | CHAIRMAN, CEO | D | Control |
| MATEYO, GEORGE, REDFERN | I | CHAIRMAN, CEO | D | Control |
| MATEYO, GEORGE, REDFERN | I | CHAIRMAN, CEO | D | Control |
| PEASE, JAMES, VILAS | I | PRESIDENT, CHIEF INVESTMENT OFFICER | C | Control |
| PEASE, JAMES, VILAS | I | PRESIDENT, CHIEF INVESTMENT OFFICER | C | Control |
| PEASE, JAMES, VILAS | I | PRESIDENT, CHIEF INVESTMENT OFFICER | C | Control |
| PEASE, JAMES, VILAS | I | PRESIDENT, CHIEF INVESTMENT OFFICER | C | Control |
| PEASE, JAMES, VILAS | I | PRESIDENT, CHIEF INVESTMENT OFFICER | C | Control |
Registrations
Federal
IA
Feb 20, 2009 REGISTERED
Notice Filings (5)
AZ FL OH PA TX
Address
1228 EUCLID AVESUITE 1100
CLEVELAND, OH 44115
United States
Phone: 216-781-4440