BOWEN JOHN CHARLES
Legal name: JOHN BOWEN INVESTMENT MANAGEMENT
CRD #106448 SEC #801-37597 CORONADO, CA 619-437-7224
SEC Registered
Total AUM
$53.7M
Discretionary
$53.7M
Employees
1
Clients
--
Accounts
82
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 1, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOWEN, JOHN, CHARLES | I | SOLE PROPRIETOR/CHIEF COMPLIANCE OFFICER | E | Control |
| BOWEN, JOHN, CHARLES | I | SOLE PROPRIETOR/CHIEF COMPLIANCE OFFICER | E | Control |
| BOWEN, JOHN, CHARLES | I | SOLE PROPRIETOR/CHIEF COMPLIANCE OFFICER | E | Control |
| BOWEN, JOHN, CHARLES | I | SOLE PROPRIETOR/CHIEF COMPLIANCE OFFICER | E | Control |
| BOWEN, JOHN, CHARLES | I | SOLE PROPRIETOR/CHIEF COMPLIANCE OFFICER | E | Control |
| BOWEN, JOHN, CHARLES | I | SOLE PROPRIETOR/CHIEF COMPLIANCE OFFICER | E | Control |
| BOWEN, JOHN, CHARLES | I | SOLE PROPRIETOR/CHIEF COMPLIANCE OFFICER | E | Control |
| BOWEN, JOHN, CHARLES | I | SOLE PROPRIETOR | E | Control |
| BOWEN, JOHN, CHARLES | I | SOLE PROPRIETOR/CHIEF COMPLIANCE OFFICER | E | Control |
| BOWEN, JOHN, CHARLES | I | SOLE PROPRIETOR/CHIEF COMPLIANCE OFFICER | E | Control |
| BOWEN, JOHN, CHARLES | I | SOLE PROPRIETOR/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
May 1, 2012 REGISTERED
Notice Filings (2)
CA TX
Address
1330 ORANGE AVENUE STE 305CORONADO, CA 92118
United States
Phone: 619-437-7224