BMO ASSET MANAGEMENT CORP.
CRD #106466 SEC #801-35533 CHICAGO, IL 312-461-4002
SEC Registered Private Funds
Total AUM
$5.2B
Discretionary
$5.2B
Employees
4
Clients
0
Accounts
16
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 3, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARQUILLA, STEVE, JEFFREY | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| ARQUILLA, STEVE, JEFFREY | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| ARQUILLA, STEVE, JEFFREY | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| ARQUILLA, STEVE, JEFFREY | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| ARQUILLA, STEVE, JEFFREY | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| ARQUILLA, STEVE, JEFFREY | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| ARQUILLA, STEVE, JEFFREY | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| ARQUILLA, STEVE, JEFFREY | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| ARQUILLA, STEVE, JEFFREY | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| ARQUILLA, STEVE, JEFFREY | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| ARQUILLA, STEVE, JEFFREY | I | DIRECTOR, CHIEF OPERATIONS OFFICER | NA | Control |
| ARQUILLA, STEVE, JEFFREY | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| ARQUILLA, STEVE, JEFFREY | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| ARQUILLA, STEVE, JEFFREY | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| ARQUILLA, STEVE, JEFFREY | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| ARQUILLA, STEVE, JEFFREY | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| ARQUILLA, STEVE, JEFFREY | I | DIRECTOR, CHIEF OPERATIONS OFFICER | NA | Control |
| ARQUILLA, STEVE, JEFFREY | I | DIRECTOR, CHIEF OPERATIONS OFFICER | NA | Control |
| ARQUILLA, STEVE, JEFFREY | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| ARQUILLA, STEVE, JEFFREY | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| ARQUILLA, STEVE, JEFFREY | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| ARQUILLA, STEVE, JEFFREY | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| ARQUILLA, STEVE, JEFFREY | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| ARQUILLA, STEVE, JEFFREY | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| ARQUILLA, STEVE, JEFFREY | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| ARQUILLA, STEVEN, JEFFREY | I | DIRECTOR | NA | Control |
| ARQUILLA, STEVEN, JEFFREY | I | DIRECTOR | NA | Control |
| ARQUILLA, STEVEN, JEFFREY | I | DIRECTOR | NA | Control |
| ARQUILLA, STEVEN, JEFFREY | I | DIRECTOR | NA | Control |
| ARQUILLA, STEVEN, JEFFREY | I | DIRECTOR | NA | Control |
| ARQUILLA, STEVEN, JEFFREY | I | DIRECTOR | NA | Control |
| ARQUILLA, STEVEN, JEFFREY | I | DIRECTOR | NA | Control |
| ARQUILLA, STEVEN, JEFFREY | I | DIRECTOR | NA | Control |
| ARQUILLA, STEVEN, JEFFREY | I | DIRECTOR | NA | Control |
| ARQUILLA, STEVEN, JEFFREY | I | DIRECTOR | NA | Control |
| ARQUILLA, STEVEN, JEFFREY | I | DIRECTOR | NA | Control |
| ARQUILLA, STEVEN, JEFFREY | I | DIRECTOR | NA | Control |
| ARQUILLA, STEVEN, JEFFREY | I | DIRECTOR | NA | Control |
| ARQUILLA, STEVEN, JEFFREY | I | DIRECTOR | NA | Control |
| ARQUILLA, STEVEN, JEFFREY | I | DIRECTOR | NA | Control |
| ARQUILLA, STEVEN, JEFFREY | I | DIRECTOR | NA | Control |
| ARQUILLA, STEVEN, JEFFREY | I | DIRECTOR | NA | Control |
| BEGY, CHRISTOPHER | I | DIRECTOR | NA | Control |
| BEGY, CHRISTOPHER | I | DIRECTOR | NA | Control |
| BEGY, CHRISTOPHER | I | DIRECTOR | NA | Control |
| BEGY, CHRISTOPHER | I | DIRECTOR | NA | Control |
| BEGY, CHRISTOPHER | I | DIRECTOR | NA | Control |
| BEGY, CHRISTOPHER | I | DIRECTOR | NA | Control |
| BEGY, CHRISTOPHER | I | DIRECTOR | NA | Control |
| BEGY, CHRISTOPHER | I | DIRECTOR | NA | Control |
| BEGY, CHRISTOPHER | I | DIRECTOR | NA | Control |
| BEGY, CHRISTOPHER | I | DIRECTOR | NA | Control |
| BEGY, CHRISTOPHER | I | DIRECTOR | NA | Control |
| BEGY, CHRISTOPHER | I | DIRECTOR | NA | Control |
| BEGY, CHRISTOPHER | I | DIRECTOR | NA | Control |
| BEGY, CHRISTOPHER | I | DIRECTOR | NA | Control |
| BEGY, CHRISTOPHER | I | DIRECTOR | NA | Control |
| BEGY, CHRISTOPHER | I | DIRECTOR | NA | Control |
| BEGY, CHRISTOPHER | I | DIRECTOR | NA | Control |
| BEGY, CHRISTOPHER | I | DIRECTOR | NA | Control |
| BEGY, CHRISTOPHER | I | DIRECTOR | NA | Control |
| BULLAT, GEORGE, JAMES NICHOLAS | I | SECRETARY | NA | |
| BULLAT, GEORGE, JAMES NICHOLAS | I | SECRETARY | NA | |
| BULLAT, GEORGE, JAMES NICHOLAS | I | SECRETARY | NA | |
| CAPACCIO, PETER, PAUL | I | DIRECTOR | NA | Control |
| CHINKIWSKY, WILLIAM, ALBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| COOPER, BARRY, MERRITT | I | DIRECTOR | NA | Control |
| COOPER, BARRY, MERRITT | I | CHAIRMAN | NA | Control |
| COOPER, BARRY, MERRITT | I | CHAIRMAN | NA | Control |
| COOPER, BARRY, MERRITT | I | DIRECTOR | NA | Control |
| COOPER, BARRY, MERRITT | I | DIRECTOR | NA | Control |
| COOPER, BARRY, MERRITT | I | DIRECTOR | NA | Control |
| COOPER, BARRY, MERRITT | I | CHAIRMAN | NA | Control |
| COOPER, BARRY, MERRITT | I | CHAIRMAN | NA | Control |
| COOPER, BARRY, MERRITT | I | CHAIRMAN | NA | Control |
| COOPER, BARRY, MERRITT | I | DIRECTOR | NA | Control |
| COOPER, BARRY, MERRITT | I | DIRECTOR | NA | Control |
| COOPER, BARRY, MERRITT | I | DIRECTOR | NA | Control |
| COOPER, BARRY, MERRITT | I | CHAIRMAN | NA | Control |
| COOPER, BARRY, MERRITT | I | CHAIRMAN | NA | Control |
| COOPER, BARRY, MERRITT | I | CHAIRMAN | NA | Control |
| COOPER, BARRY, MERRITT | I | CHAIRMAN | NA | Control |
| COOPER, BARRY, MERRITT | I | CHAIRMAN | NA | Control |
| COOPER, BARRY, MERRITT | I | CHAIRMAN | NA | Control |
| COOPER, BARRY, MERRITT | I | CHAIRMAN | NA | Control |
| COOPER, BARRY, MERRITT | I | CHAIRMAN | NA | Control |
| COOPER, BARRY, MERRITT | I | CHAIRMAN | NA | Control |
| COOPER, BARRY, MERRITT | I | CHAIRMAN | NA | Control |
| COOPER, BARRY, MERRITT | I | CHAIRMAN | NA | Control |
| COOPER, BARRY, MERRITT | I | CHAIRMAN | NA | Control |
| COOPER, BARRY, MERRITT | I | CHAIRMAN | NA | Control |
| COOPER, BARRY, MERRITT | I | CHAIRMAN | NA | Control |
| COOPER, BARRY, MERRITT | I | CHAIRMAN | NA | Control |
| COOPER, BARRY, MERRITT | I | CHAIRMAN | NA | Control |
| COOPER, BARRY, MERRITT | I | CHAIRMAN | NA | Control |
| COOPER, BARRY, MERRITT | I | CHAIRMAN | NA | Control |
| COOPER, BARRY, MERRITT | I | CHAIRMAN | NA | Control |
| COOPER, BARRY, MERRITT | I | CHAIRMAN | NA | Control |
| COOPER, BARRY, MERRITT | I | CHAIRMAN | NA | Control |
| COOPER, BARRY, MERRITT | I | CHAIRMAN | NA | Control |
| COOPER, BARRY, MERRITT | I | CHAIRMAN | NA | Control |
| COOPER, BARRY, MERRITT | I | CHAIRMAN | NA | Control |
| COOPER, BARRY, MERRITT | I | CHAIRMAN | NA | Control |
| COOPER, BARRY, MERRITT | I | CHAIRMAN | NA | Control |
| COOPER, BARRY, MERRITT | I | CHAIRMAN | NA | Control |
| COOPER, BARRY, MERRITT | I | CHAIRMAN | NA | Control |
| COOPER, BARRY, MERRITT | I | CHAIRMAN | NA | Control |
| COOPER, BARRY, MERRITT | I | CHAIRMAN | NA | Control |
| COOPER, BARRY, MERRITT | I | CHAIRMAN | NA | Control |
| COOPER, BARRY, MERRITT | I | CHAIRMAN | NA | Control |
| COOPER, BARRY, MERRITT | I | CHAIRMAN | NA | Control |
| COSTELLO, ELLEN, MARIE | I | DIRECTOR | NA | Control |
| COSTELLO, ELLEN, MARIE | I | DIRECTOR | NA | Control |
| COSTELLO, ELLEN, MARIE | I | DIRECTOR | NA | Control |
| COSTELLO, ELLEN, MARIE | I | DIRECTOR | NA | Control |
| COSTELLO, ELLEN, MARIE | I | DIRECTOR | NA | Control |
| COSTELLO, ELLEN, MARIE | I | DIRECTOR | NA | Control |
| COSTELLO, ELLEN, MARIE | I | DIRECTOR | NA | Control |
| COSTELLO, ELLEN, MARIE | I | DIRECTOR | NA | Control |
| COSTELLO, ELLEN, MARIE | I | DIRECTOR | NA | Control |
| COSTELLO, ELLEN, MARIE | I | DIRECTOR | NA | Control |
| COSTELLO, ELLEN, MARIE | I | DIRECTOR | NA | Control |
| COSTELLO, ELLEN, MARIE | I | DIRECTOR | NA | Control |
| COSTELLO, ELLEN, MARIE | I | DIRECTOR | NA | Control |
| COSTELLO, ELLEN, MARIE | I | DIRECTOR | NA | Control |
| COSTELLO, ELLEN, MARIE | I | DIRECTOR | NA | Control |
| COSTELLO, ELLEN, MARIE | I | DIRECTOR | NA | Control |
| COXE, DONALD, GORDON MAXWELL | I | DIRECTOR | NA | Control |
| COXE, DONALD, GORDON MAXWELL | I | DIRECTOR | NA | Control |
| COXE, DONALD, GORDON MAXWELL | I | CHAIRMAN,DIRECTOR | NA | Control |
| COXE, DONALD, GORDON MAXWELL | I | CHAIRMAN,DIRECTOR | NA | Control |
| COXE, DONALD, GORDON MAXWELL | I | CHAIRMAN,DIRECTOR | NA | Control |
| COXE, DONALD, GORDON MAXWELL | I | DIRECTOR | NA | Control |
| COXE, DONALD, GORDON MAXWELL | I | CHAIRMAN,DIRECTOR | NA | Control |
| COXE, DONALD, GORDON MAXWELL | I | CHAIRMAN,DIRECTOR | NA | Control |
| COXE, DONALD, GORDON MAXWELL | I | CHAIRMAN,DIRECTOR | NA | Control |
| COXE, DONALD, GORDON MAXWELL | I | CHAIRMAN,DIRECTOR | NA | Control |
| CRIDLAND, MYRA | I | DIRECTOR | NA | Control |
| CRIDLAND, MYRA | I | DIRECTOR | NA | Control |
| CRIDLAND, MYRA | I | DIRECTOR | NA | Control |
| CRIDLAND, MYRA | I | DIRECTOR | NA | Control |
| CRIDLAND, MYRA | I | DIRECTOR | NA | Control |
| CRIDLAND, MYRA | I | DIRECTOR | NA | Control |
| CRIDLAND, MYRA | I | DIRECTOR | NA | Control |
| CRIDLAND, MYRA | I | DIRECTOR | NA | Control |
| CRIDLAND, MYRA | I | DIRECTOR | NA | Control |
| CRIDLAND, MYRA | I | DIRECTOR | NA | Control |
| CRIDLAND, MYRA | I | DIRECTOR | NA | Control |
| CRIDLAND, MYRA | I | DIRECTOR | NA | Control |
| CRIDLAND, MYRA | I | DIRECTOR | NA | Control |
| CRIDLAND, MYRA | I | DIRECTOR | NA | Control |
| CRIDLAND, MYRA | I | DIRECTOR | NA | Control |
| Cervera, Janie, Marie | I | DIRECTOR | NA | Control |
| Cervera, Janie, Marie | I | DIRECTOR | NA | Control |
| Cervera, Janie, Marie | I | DIRECTOR | NA | Control |
| Cervera, Janie, Marie | I | DIRECTOR | NA | Control |
| Cervera, Janie, Marie | I | DIRECTOR | NA | Control |
| Cervera, Janie, Marie | I | DIRECTOR | NA | Control |
| Cervera, Janie, Marie | I | DIRECTOR | NA | Control |
| Cervera, Janie, Marie | I | DIRECTOR | NA | Control |
| Cervera, Janie, Marie | I | DIRECTOR | NA | Control |
| Cervera, Janie, Marie | I | DIRECTOR | NA | Control |
| Cervera, Janie, Marie | I | DIRECTOR | NA | Control |
| Cervera, Janie, Marie | I | DIRECTOR | NA | Control |
| Cervera, Janie, Marie | I | DIRECTOR | NA | Control |
| Cervera, Janie, Marie | I | DIRECTOR | NA | Control |
| Cervera, Janie, Marie | I | DIRECTOR | NA | Control |
| Cervera, Janie, Marie | I | DIRECTOR | NA | Control |
| Cervera, Janie, Marie | I | DIRECTOR | NA | Control |
| Cervera, Janie, Marie | I | DIRECTOR | NA | Control |
| Cervera, Janie, Marie | I | DIRECTOR | NA | Control |
| Cervera, Janie, Marie | I | DIRECTOR | NA | Control |
| Cervera, Janie, Marie | I | DIRECTOR | NA | Control |
| Cervera, Janie, Marie | I | DIRECTOR | NA | Control |
| DOWNE, WILLIAM, A | I | DIRECTOR | NA | Control |
| DOWNE, WILLIAM, A | I | DIRECTOR | NA | Control |
| DOWNE, WILLIAM, A | I | DIRECTOR | NA | Control |
| DOWNE, WILLIAM, ARTHUR | I | DIRECTOR | NA | Control |
| DOWNE, WILLIAM, ARTHUR | I | DIRECTOR | NA | Control |
| DOWNE, WILLIAM, ARTHUR | I | DIRECTOR | NA | Control |
| DOWNE, WILLIAM, ARTHUR | I | DIRECTOR | NA | Control |
| DOWNE, WILLIAM, ARTHUR | I | DIRECTOR | NA | Control |
| Duff, James, Patrick | I | DIRECTOR | NA | Control |
| Duff, James, Patrick | I | DIRECTOR | NA | Control |
| Duff, James, Patrick | I | DIRECTOR | NA | Control |
| Duff, James, Patrick | I | DIRECTOR | NA | Control |
| Duff, James, Patrick | I | DIRECTOR | NA | Control |
| Duff, James, Patrick | I | DIRECTOR | NA | Control |
| Duff, James, Patrick | I | DIRECTOR | NA | Control |
| Duff, James, Patrick | I | DIRECTOR | NA | Control |
| Duff, James, Patrick | I | DIRECTOR | NA | Control |
| Duff, James, Patrick | I | DIRECTOR | NA | Control |
| Duff, James, Patrick | I | DIRECTOR | NA | Control |
| Duff, James, Patrick | I | DIRECTOR | NA | Control |
| Duff, James, Patrick | I | DIRECTOR | NA | Control |
| Duff, James, Patrick | I | DIRECTOR | NA | Control |
| Duff, James, Patrick | I | DIRECTOR | NA | Control |
| Duff, James, Patrick | I | DIRECTOR | NA | Control |
| Duff, James, Patrick | I | DIRECTOR | NA | Control |
| Duff, James, Patrick | I | DIRECTOR | NA | Control |
| Duff, James, Patrick | I | DIRECTOR | NA | Control |
| Duff, James, Patrick | I | DIRECTOR | NA | Control |
| Duff, James, Patrick | I | DIRECTOR | NA | Control |
| Duff, James, Patrick | I | DIRECTOR | NA | Control |
| ENOCHS, PHILLIP, EDWARD | I | DIRECTOR | NA | Control |
| ENOCHS, PHILLIP, EDWARD | I | DIRECTOR | NA | Control |
| ENOCHS, PHILLIP, EDWARD | I | DIRECTOR | NA | Control |
| ENOCHS, PHILLIP, EDWARD | I | DIRECTOR | NA | Control |
| ENOCHS, PHILLIP, EDWARD | I | DIRECTOR | NA | Control |
| ENOCHS, PHILLIP, EDWARD | I | DIRECTOR | NA | Control |
| ENOCHS, PHILLIP, EDWARD | I | DIRECTOR | NA | Control |
| ENOCHS, PHILLIP, EDWARD | I | DIRECTOR | NA | Control |
| ENOCHS, PHILLIP, EDWARD | I | DIRECTOR | NA | Control |
| ENOCHS, PHILLIP, EDWARD | I | DIRECTOR | NA | Control |
| ENOCHS, PHILLIP, EDWARD | I | DIRECTOR | NA | Control |
| ENOCHS, PHILLIP, EDWARD | I | DIRECTOR | NA | Control |
| ENOCHS, PHILLIP, EDWARD | I | DIRECTOR | NA | Control |
| ENOCHS, PHILLIP, EDWARD | I | DIRECTOR | NA | Control |
| ENOCHS, PHILLIP, EDWARD | I | DIRECTOR | NA | Control |
| ENOCHS, PHILLIP, EDWARD | I | DIRECTOR | NA | Control |
| ENOCHS, PHILLIP, EDWARD | I | DIRECTOR | NA | Control |
| ENOCHS, PHILLIP, EDWARD | I | DIRECTOR | NA | Control |
| ENOCHS, PHILLIP, EDWARD | I | DIRECTOR | NA | Control |
| ENOCHS, PHILLIP, EDWARD | I | DIRECTOR | NA | Control |
| ENOCHS, PHILLIP, EDWARD | I | DIRECTOR | NA | Control |
| ENOCHS, PHILLIP, EDWARD | I | DIRECTOR | NA | Control |
| ENOCHS, PHILLIP, EDWARD | I | DIRECTOR | NA | Control |
| ENOCHS, PHILLIP, EDWARD | I | DIRECTOR | NA | Control |
| ENOCHS, PHILLIP, EDWARD | I | DIRECTOR | NA | Control |
| ENOCHS, PHILLIP, EDWARD | I | DIRECTOR | NA | Control |
| ENOCHS, PHILLIP, EDWARD | I | DIRECTOR | NA | Control |
| ENOCHS, PHILLIP, EDWARD | I | DIRECTOR | NA | Control |
| ENOCHS, PHILLIP, EDWARD | I | DIRECTOR | NA | Control |
| FLICK, CAROL, PEKA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FLICK, CAROL, PEKA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FLICK, CAROL, PEKA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FLICK, CAROL, PEKA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FLICK, CAROL, PEKA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FLICK, CAROL, PEKA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FLICK, CAROL, PEKA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FLICK, CAROL, PEKA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FLICK, CAROL, PEKA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FLICK, CAROL, PEKA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FLICK, CAROL, PEKA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FLICK, CAROL, PEKA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FLICK, CAROL, PEKA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FLICK, CAROL, PEKA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FLICK, CAROL, PEKA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FLICK, CAROL, PEKA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREGORY, MARK, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREGORY, MARK, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREGORY, MARK, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREGORY, MARK, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREGORY, MARK, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREGORY, MARK, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREGORY, MARK, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREGORY, MARK, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREGORY, MARK, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREGORY, MARK, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREGORY, MARK, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREGORY, MARK, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREGORY, MARK, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAMILTON, JAMES, ALEXANDER | I | CHIEF FINANCIAL OFFICER | NA | |
| HAMILTON, JAMES, ALEXANDER | I | CHIEF FINANCIAL OFFICER | NA | |
| HAMILTON, JAMES, ALEXANDER | I | CHIEF FINANCIAL OFFICER | NA | |
| HILLIER, HAROLD, WILLIAM | I | DIRECTOR | NA | Control |
| HILLIER, HAROLD, WILLIAM | I | DIRECTOR | NA | Control |
| HILLIER, HAROLD, WILLIAM | I | CHAIRMAN | NA | Control |
| HOSACK, ALLAN, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| HOSACK, ALLAN, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| HOSACK, ALLAN, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| HOSACK, ALLAN, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| HOSACK, ALLAN, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| HOSACK, ALLAN, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| HOSACK, ALLAN, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| HOSACK, ALLAN, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| HUIE, TOMMY, ON | I | DIRECTOR, PRESIDENT | NA | Control |
| ILOTT, STEVE, RAYMOND | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ILOTT, STEVE, RAYMOND | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ILOTT, STEVE, RAYMOND | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ILOTT, STEVE, RAYMOND | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ILOTT, STEVE, RAYMOND | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ILOTT, STEVE, RAYMOND | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ILOTT, STEVE, RAYMOND | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ILOTT, STEVE, RAYMOND | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ILOTT, STEVE, RAYMOND | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ISAACS, STEPHEN, RAYMAN | I | DIRECTOR | NA | Control |
| ISAACS, STEPHEN, RAYMAN | I | DIRECTOR | NA | Control |
| ISAACS, STEPHEN, RAYMAN | I | DIRECTOR | NA | Control |
| ISAACS, STEPHEN, RAYMAN | I | DIRECTOR | NA | Control |
| ISAACS, STEPHEN, RAYMAN | I | DIRECTOR | NA | Control |
| Ilott, Steve | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Ilott, Steve | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Ilott, Steve | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Ilott, Steve | I | CHIEF INVESTMENT OFFICER | NA | Control |
| JENKINS, TERRY, A | I | DIRECTOR | NA | Control |
| JENKINS, TERRY, A | I | DIRECTOR | NA | Control |
| JENKINS, TERRY, A | I | DIRECTOR | NA | Control |
| JENKINS, TERRY, A | I | DIRECTOR | NA | Control |
| JOHNSON, RANDALL, JOHN | I | TREASURER, CHIEF FINANCIAL OFFICER | NA | |
| JOHNSON, RANDALL, JOHN | I | TREASURER, CHIEF FINANCIAL OFFICER | NA | |
| JOHNSON, RANDALL, JOHN | I | TREASURER, CHIEF FINANCIAL OFFICER | NA | |
| JOHNSON, RANDALL, JOHN | I | TREASURER, CHIEF FINANCIAL OFFICER | NA | |
| JOHNSON, RANDALL, JOHN | I | TREASURER, CHIEF FINANCIAL OFFICER | NA | |
| JOHNSON, RANDALL, JOHN | I | TREASURER, CHIEF FINANCIAL OFFICER | NA | |
| JOHNSON, RANDALL, JOHN | I | TREASURER, CHIEF FINANCIAL OFFICER | NA | |
| KANE, TIMOTHY, RAYMOND | I | ASSISTANT SECRETARY | NA | |
| KANE, TIMOTHY, RAYMOND | I | ASSISTANT SECRETARY | NA | |
| KANE, TIMOTHY, RAYMOND | I | SECRETARY | NA | |
| KANE, TIMOTHY, RAYMOND | I | SECRETARY | NA | |
| KANE, TIMOTHY, RAYMOND | I | SECRETARY | NA | |
| KANE, TIMOTHY, RAYMOND | I | ASSISTANT SECRETARY | NA | |
| KANE, TIMOTHY, RAYMOND | I | ASSISTANT SECRETARY | NA | |
| KANE, TIMOTHY, RAYMOND | I | SECRETARY | NA | |
| KANE, TIMOTHY, RAYMOND | I | ASSISTANT SECRETARY | NA | |
| KREI, KENNETH, CHARLES | I | DIRECTOR | NA | Control |
| KRISIK, STEPHEN, J. | I | DIRECTOR | NA | Control |
| KRISIK, STEPHEN, J. | I | DIRECTOR | NA | Control |
| LAZARIS, AFRODETE, VIKI | I | DIRECTOR | NA | |
| LAZARIS, AFRODETE, VIKI | I | DIRECTOR | NA | |
| LAZARIS, AFRODETE, VIKI | I | DIRECTOR | NA | |
| LAZARIS, AFRODETE, VIKI | I | DIRECTOR | NA | |
| LAZARIS, AFRODETE, VIKI | I | DIRECTOR | NA | |
| LAZARIS, AFRODETE, VIKI | I | DIRECTOR | NA | |
| LAZARIS, AFRODETE, VIKI | I | DIRECTOR | NA | |
| LAZICH, DRAGAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAZICH, DRAGAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAZICH, DRAGAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAZICH, DRAGAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAZICH, DRAGAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAZICH, DRAGAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAZICH, DRAGAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAZICH, DRAGAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAZICH, DRAGAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAZICH, DRAGAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LESZINSKE, WILLIAM | I | DIRECTOR, PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| LESZINSKE, WILLIAM | I | DIRECTOR, PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| LESZINSKE, WILLIAM | I | DIRECTOR, PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| LESZINSKE, WILLIAM | I | DIRECTOR, PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| LESZINSKE, WILLIAM | I | DIRECTOR, PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| LESZINSKE, WILLIAM | I | DIRECTOR, PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| LESZINSKE, WILLIAM | I | DIRECTOR, PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| LESZINSKE, WILLIAM | I | DIRECTOR, PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| LESZINSKE, WILLIAM | I | DIRECTOR, PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| LESZINSKE, WILLIAM | I | DIRECTOR, PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| LESZINSKE, WILLIAM, O. | I | DIRECTOR | NA | Control |
| LESZINSKE, WILLIAM, O. | I | DIRECTOR | NA | Control |
| LESZINSKE, WILLIAM, O. | I | DIRECTOR | NA | Control |
| LESZINSKE, WILLIAM, O. | I | DIRECTOR | NA | Control |
| LYMAN, EDWARD, WELLS | I | DIRECTOR | NA | Control |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lake, Stephanie, Ann | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lake, Stephanie, Ann | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lake, Stephanie, Ann | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lake, Stephanie, Ann | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lake, Stephanie, Ann | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lake, Stephanie, Ann | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lake, Stephanie, Ann | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lake, Stephanie, Ann | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lake, Stephanie, Ann | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lake, Stephanie, Ann | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lake, Stephanie, Ann | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lake, Stephanie, Ann | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lake, Stephanie, Ann | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lake, Stephanie, Ann | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lake, Stephanie, Ann | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lake, Stephanie, Ann | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lake, Stephanie, Ann | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MAURICIO, JERROLD, GONZALEZ | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAURICIO, JERROLD, GONZALEZ | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAURICIO, JERROLD, GONZALEZ | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAURICIO, JERROLD, GONZALEZ | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCINERNEY, BARRY, SEAN | I | DIRECTOR, PRESIDENT & CEO | NA | Control |
| MCINERNEY, BARRY, SEAN | I | DIRECTOR, PRESIDENT & CEO | NA | Control |
| MCINERNEY, BARRY, SEAN | I | DIRECTOR, PRESIDENT & CEO | NA | Control |
| MCINERNEY, BARRY, SEAN | I | DIRECTOR, PRESIDENT & CEO | NA | |
| MCINERNEY, BARRY, SEAN | I | DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| MCINERNEY, BARRY, SEAN | I | DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| MCINERNEY, BARRY, SEAN | I | DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| MCINERNEY, BARRY, SEAN | I | DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| MCINERNEY, BARRY, SEAN | I | DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| MCINERNEY, BARRY, SEAN | I | DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| MCINERNEY, BARRY, SEAN | I | DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| MCINERNEY, BARRY, SEAN | I | DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| MCINERNEY, BARRY, SEAN | I | DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| MCINERNEY, BARRY, SEAN | I | DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| MCINERNEY, BARRY, SEAN | I | DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| MCINERNEY, BARRY, SEAN | I | DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| MCINERNEY, BARRY, SEAN | I | DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| MCINERNEY, BARRY, SEAN | I | DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| MCINERNEY, BARRY, SEAN | I | DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| MCINERNEY, BARRY, SEAN | I | DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| MCINERNEY, BARRY, SEAN | I | DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| MCINERNEY, BARRY, SEAN | I | DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| MCINERNEY, BARRY, SEAN | I | DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| MCINERNEY, BARRY, SEAN | I | DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| MCINERNEY, BARRY, SEAN | I | DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| MCINERNEY, BARRY, SEAN | I | DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| MCMILLAN, DARREN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEIKEL, BRIAN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEIKEL, BRIAN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEIKEL, BRIAN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEIKEL, BRIAN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEIKEL, BRIAN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEIKEL, BRIAN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEIKEL, BRIAN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEIKEL, BRIAN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| MIRANDA, MICHAEL, ARTHUR | I | DIRECTOR | NA | |
| MIRANDA, MICHAEL, ARTHUR | I | DIRECTOR | NA | |
| MIRANDA, MICHAEL, ARTHUR | I | DIRECTOR | NA | |
| MIRANDA, MICHAEL, ARTHUR | I | DIRECTOR | NA | |
| MIRANDA, MICHAEL, ARTHUR | I | DIRECTOR | NA | |
| MIRANDA, MICHAEL, ARTHUR | I | DIRECTOR | NA | |
| MIRANDA, MICHAEL, ARTHUR | I | DIRECTOR | NA | |
| MIRANDA, MICHAEL, ARTHUR | I | DIRECTOR | NA | |
| MIRANDA, MICHAEL, ARTHUR | I | DIRECTOR | NA | |
| MIRANDA, MICHAEL, ARTHUR | I | DIRECTOR | NA | |
| MIRANDA, MICHAEL, ARTHUR | I | DIRECTOR | NA | |
| MIRANDA, MICHAEL, ARTHUR | I | DIRECTOR | NA | |
| MIRANDA, MICHAEL, ARTHUR | I | DIRECTOR | NA | |
| MIRANDA, MICHAEL, ARTHUR | I | DIRECTOR | NA | |
| MIRANDA, MICHAEL, ARTHUR | I | DIRECTOR | NA | |
| MIRANDA, MICHAEL, ARTHUR | I | DIRECTOR | NA | |
| MIRANDA, MICHAEL, ARTHUR | I | DIRECTOR | NA | |
| MIRANDA, MICHAEL, ARTHUR | I | DIRECTOR | NA | |
| MIRANDA, MICHAEL, ARTHUR | I | DIRECTOR | NA | |
| MIRANDA, MICHAEL, ARTHUR | I | DIRECTOR | NA | |
| MIRANDA, MICHAEL, ARTHUR | I | DIRECTOR | NA | |
| MIRANDA, MICHAEL, ARTHUR | I | PRESIDENT AND CHAIR | NA | |
| MIRANDA, MICHAEL, ARTHUR | I | PRESIDENT AND CHAIR | NA | |
| MIRANDA, MICHAEL, ARTHUR | I | PRESIDENT AND CHAIR | NA | Control |
| MIRANDA, MICHAEL, ARTHUR | I | PRESIDENT AND CHAIR | NA | Control |
| MIRANDA, MICHAEL, ARTHUR | I | PRESIDENT AND CHAIR | NA | Control |
| MIRANDA, MICHAEL, ARTHUR | I | PRESIDENT AND CHAIR | NA | Control |
| MIRANDA, MICHAEL, ARTHUR | I | PRESIDENT AND CHAIR | NA | Control |
| MIRANDA, MICHAEL, ARTHUR | I | PRESIDENT AND CHAIR | NA | Control |
| MITCHEM, KRISTI, LYNNE | I | DIRECTOR | NA | Control |
| MITCHEM, KRISTI, LYNNE | I | DIRECTOR | NA | Control |
| MITCHEM, KRISTI, LYNNE | I | DIRECTOR | NA | Control |
| MITCHEM, KRISTI, LYNNE | I | DIRECTOR | NA | Control |
| MITCHEM, KRISTI, LYNNE | I | DIRECTOR | NA | Control |
| MITCHEM, KRISTI, LYNNE | I | DIRECTOR | NA | Control |
| MITCHEM, KRISTI, LYNNE | I | DIRECTOR | NA | Control |
| MITCHEM, KRISTI, LYNNE | I | DIRECTOR | NA | Control |
| MITCHEM, KRISTI, LYNNE | I | DIRECTOR | NA | Control |
| MOHAMMED, JOAN, ZABIDA | I | DIRECTOR | NA | Control |
| MOHAMMED, JOAN, ZABIDA | I | DIRECTOR | NA | Control |
| MOHAMMED, JOAN, ZABIDA | I | DIRECTOR | NA | Control |
| MOHAMMED, JOAN, ZABIDA | I | DIRECTOR | NA | Control |
| MOHAMMED, JOAN, ZABIDA | I | DIRECTOR | NA | Control |
| Mohammed, Joan, Z | I | DIRECTOR | NA | Control |
| Mohammed, Joan, Z | I | DIRECTOR | NA | Control |
| Mohammed, Joan, Z | I | DIRECTOR | NA | Control |
| NEAL, CAROL, ANN | I | DIRECTOR | NA | Control |
| NEAL, CAROL, ANN | I | DIRECTOR | NA | Control |
| NEAL, CAROL, ANN | I | DIRECTOR | NA | Control |
| NEAL, CAROL, ANN | I | DIRECTOR | NA | Control |
| NEAL, CAROL, ANN | I | DIRECTOR | NA | Control |
| NEAL, CAROL, ANN | I | DIRECTOR | NA | Control |
| NEAL, CAROL, ANN | I | DIRECTOR | NA | Control |
| NEAL, CAROL, ANN | I | DIRECTOR | NA | Control |
| NEAL, CAROL, ANN | I | DIRECTOR | NA | Control |
| NEAL, CAROL, ANN | I | DIRECTOR | NA | Control |
| NEAL, CAROL, ANN | I | DIRECTOR | NA | Control |
| NEAL, CAROL, ANN | I | DIRECTOR | NA | Control |
| NEAL, CAROL, ANN | I | DIRECTOR | NA | Control |
| NEAL, CAROL, ANN | I | DIRECTOR | NA | Control |
| NEAL, CAROL, ANN | I | DIRECTOR | NA | Control |
| NEAL, CAROL, ANN | I | DIRECTOR | NA | Control |
| OLEARY-GILL, Daniela, Anna | I | DIRECTOR | NA | Control |
| OLEARY-GILL, Daniela, Anna | I | DIRECTOR | NA | Control |
| OLEARY-GILL, Daniela, Anna | I | DIRECTOR | NA | Control |
| OLEARY-GILL, Daniela, Anna | I | DIRECTOR | NA | Control |
| OUELLETTE, GILLES | I | DIRECTOR | NA | Control |
| OUELLETTE, GILLES | I | DIRECTOR | NA | Control |
| OUELLETTE, GILLES | I | DIRECTOR | NA | Control |
| OUELLETTE, GILLES | I | DIRECTOR | NA | Control |
| OUELLETTE, GILLES | I | DIRECTOR | NA | Control |
| OUELLETTE, GILLES | I | DIRECTOR | NA | Control |
| OUELLETTE, GILLES | I | DIRECTOR | NA | Control |
| OUELLETTE, GILLES | I | DIRECTOR | NA | Control |
| OUELLETTE, GILLES, G | I | DIRECTOR | NA | Control |
| OUELLETTE, GILLES, G | I | DIRECTOR | NA | Control |
| OUELLETTE, GILLES, G | I | DIRECTOR | NA | Control |
| OUELLETTE, GILLES, G | I | DIRECTOR | NA | Control |
| OUELLETTE, GILLES, G | I | DIRECTOR | NA | Control |
| OUELLETTE, GILLES, G | I | DIRECTOR | NA | Control |
| OUELLETTE, GILLES, G | I | DIRECTOR | NA | Control |
| OUELLETTE, GILLES, G | I | DIRECTOR | NA | Control |
| OUELLETTE, GILLES, G | I | DIRECTOR | NA | Control |
| OUELLETTE, GILLES, G | I | DIRECTOR | NA | Control |
| OUELLETTE, GILLES, G | I | DIRECTOR | NA | Control |
| OUELLETTE, GILLES, G | I | DIRECTOR | NA | Control |
| OUELLETTE, GILLES, G | I | DIRECTOR | NA | Control |
| OUELLETTE, GILLES, G | I | DIRECTOR | NA | Control |
| OUELLETTE, GILLES, G | I | DIRECTOR | NA | Control |
| OUELLETTE, GILLES, G | I | DIRECTOR | NA | Control |
| OUELLETTE, GILLES, G | I | DIRECTOR | NA | Control |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| Pierce, Clare, K | I | DIRECTOR | NA | |
| Pierce, Clare, K | I | DIRECTOR | NA | |
| Pierce, Clare, K | I | DIRECTOR | NA | |
| Pierce, Clare, K | I | DIRECTOR | NA | |
| Pierce, Clare, K | I | DIRECTOR | NA | |
| Pierce, Clare, K | I | DIRECTOR | NA | |
| Pierce, Clare, K | I | DIRECTOR | NA | |
| Pierce, Clare, K | I | DIRECTOR | NA | |
| Pierce, Clare, K | I | DIRECTOR | NA | |
| Pierce, Clare, K | I | DIRECTOR | NA | |
| Pierce, Clare, K | I | DIRECTOR | NA | |
| Pierce, Clare, K | I | DIRECTOR | NA | |
| Pierce, Clare, K | I | DIRECTOR | NA | |
| Pierce, Clare, K | I | DIRECTOR | NA | |
| Pierce, Clare, K | I | DIRECTOR | NA | |
| Pierce, Clare, K | I | DIRECTOR | NA | |
| Pierce, Clare, K | I | DIRECTOR | NA | |
| Pierce, Clare, K | I | DIRECTOR | NA | |
| Pierce, Clare, K | I | DIRECTOR | NA | |
| Pierce, Clare, K | I | DIRECTOR | NA | |
| Pierce, Clare, K | I | DIRECTOR | NA | |
| Pierce, Clare, K | I | DIRECTOR | NA | |
| Pierce, Clare, K | I | DIRECTOR | NA | |
| RAMOS, ERNESTO | I | CHIEF INVESTMENT OFFICER | NA | Control |
| RAMOS, ERNESTO | I | CHIEF INVESTMENT OFFICER | NA | Control |
| RAMOS, ERNESTO | I | CHIEF INVESTMENT OFFICER | NA | Control |
| RAMOS, ERNESTO | I | CHIEF INVESTMENT OFFICER | NA | Control |
| RAMOS, ERNESTO | I | CHIEF INVESTMENT OFFICER | NA | Control |
| RAWLINS, CRAIG, ANTHONY | I | DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| RAWLINS, CRAIG, ANTHONY | I | DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| RAWLINS, CRAIG, ANTHONY | I | DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| RAWLINS, CRAIG, ANTHONY | I | DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| RAWLINS, CRAIG, ANTHONY | I | DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| RAWLINS, CRAIG, ANTHONY | I | DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| RAWLINS, CRAIG, ANTHONY | I | DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| RAWLINS, CRAIG, ANTHONY | I | DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| RAWLINS, CRAIG, ANTHONY | I | DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| RAWLINS, CRAIG, ANTHONY | I | DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| RAWLINS, CRAIG, ANTHONY | I | DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| RAWLINS, CRAIG, ANTHONY | I | DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| RAWLINS, CRAIG, ANTHONY | I | DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| RAWLINS, CRAIG, ANTHONY | I | DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| RAWLINS, CRAIG, ANTHONY | I | DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| RAWLINS, CRAIG, ANTHONY | I | DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| RAWLINS, CRAIG, ANTHONY | I | DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| RAWLINS, CRAIG, ANTHONY | I | DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| RAWLINS, CRAIG, ANTHONY | I | DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| RAWLINS, CRAIG, ANTHONY | I | DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| RICHARDS, DAVID, CHAPMAN | I | SECRETARY | NA | |
| RICHARDS, DAVID, CHAPMAN | I | SECRETARY | NA | |
| RICHARDS, DAVID, CHAPMAN | I | SECRETARY | NA | |
| RICHARDS, DAVID, CHAPMAN | I | SECRETARY | NA | |
| Rooney, Sean | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SAXON, BRUCE | I | ASSISTANT SECRETARY; CHIEF COMPLIANCE OFFICER | NA | |
| SAXON, BRUCE | I | ASSISTANT SECRETARY; CHIEF COMPLIANCE OFFICER | NA | |
| SAXON, BRUCE | I | ASSISTANT SECRETARY; CHIEF COMPLIANCE OFFICER | NA | |
| SAXON, BRUCE | I | ASSISTANT SECRETARY; CHIEF COMPLIANCE OFFICER | NA | |
| SAXON, BRUCE | I | ASSISTANT SECRETARY; CHIEF COMPLIANCE OFFICER | NA | |
| SIDO, DANIEL | I | DIRECTOR AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| SIDO, DANIEL | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| SIDO, DANIEL | I | DIRECTOR AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| SILGARDO, RAJIV, RAI | I | DIRECTOR | NA | Control |
| SILGARDO, RAJIV, RAI | I | DIRECTOR | NA | Control |
| SILGARDO, RAJIV, RAI | I | DIRECTOR | NA | Control |
| SILGARDO, RAJIV, RAI | I | DIRECTOR | NA | Control |
| SILGARDO, RAJIV, RAI | I | DIRECTOR | NA | Control |
| SILGARDO, RAJIV, RAI | I | DIRECTOR | NA | Control |
| SILGARDO, RAJIV, RAI | I | DIRECTOR | NA | Control |
| SILGARDO, RAJIV, RAI | I | DIRECTOR | NA | Control |
| SILGARDO, RAJIV, RAI | I | DIRECTOR | NA | Control |
| SILGARDO, RAJIV, RAI | I | DIRECTOR | NA | Control |
| SILGARDO, RAJIV, RAI | I | DIRECTOR | NA | Control |
| SILGARDO, RAJIV, RAI | I | DIRECTOR | NA | Control |
| SILGARDO, RAJIV, RAI | I | DIRECTOR | NA | Control |
| SILGARDO, RAJIV, RAI | I | DIRECTOR | NA | Control |
| SILGARDO, RAJIV, RAI | I | DIRECTOR | NA | Control |
| SILGARDO, RAJIV, RAI | I | DIRECTOR | NA | Control |
| SILGARDO, RAJIV, RAI | I | DIRECTOR | NA | Control |
| SILGARDO, RAJIV, RAI | I | DIRECTOR | NA | Control |
| SILGARDO, RAJIV, RAI | I | DIRECTOR | NA | Control |
| SILGARDO, RAJIV, RAI | I | DIRECTOR | NA | Control |
| SILGARDO, RAJIV, RAI | I | DIRECTOR | NA | Control |
| SILGARDO, RAJIV, RAI | I | DIRECTOR | NA | Control |
| SILGARDO, RAJIV, RAI | I | DIRECTOR | NA | Control |
| SILGARDO, RAJIV, RAI | I | DIRECTOR | NA | Control |
| SILGARDO, RAJIV, RAI | I | DIRECTOR | NA | Control |
| SILGARDO, RAJIV, RAI | I | DIRECTOR | NA | Control |
| SILGARDO, RAJIV, RAI | I | DIRECTOR | NA | Control |
| SILGARDO, RAJIV, RAI | I | DIRECTOR | NA | Control |
| STECK, BRIAN, JASON | I | DIRECTOR | NA | Control |
| THOMAS, WAYNE, W | I | DIRECTOR | NA | Control |
| THONN, WILLIAM, EUGENE | I | DIRECTOR | NA | Control |
| THONN, WILLIAM, EUGENE | I | DIRECTOR | NA | Control |
| THONN, WILLIAM, EUGENE | I | DIRECTOR | NA | Control |
| THONN, WILLIAM, EUGENE | I | DIRECTOR | NA | Control |
| THONN, WILLIAM, EUGENE | I | DIRECTOR | NA | Control |
| THONN, WILLIAM, EUGENE | I | DIRECTOR | NA | Control |
| THONN, WILLIAM, EUGENE | I | DIRECTOR | NA | Control |
| TIWARI, ATUL | I | DIRECTOR | NA | Control |
| TIWARI, ATUL | I | DIRECTOR | NA | Control |
| TIWARI, ATUL | I | DIRECTOR | NA | Control |
| TIWARI, ATUL | I | DIRECTOR | NA | Control |
| TIWARI, ATUL | I | DIRECTOR | NA | Control |
| TIWARI, ATUL | I | DIRECTOR | NA | Control |
| TIWARI, ATUL | I | DIRECTOR | NA | Control |
| TIWARI, ATUL | I | DIRECTOR | NA | Control |
| TIWARI, ATUL | I | DIRECTOR | NA | Control |
| TIWARI, ATUL | I | DIRECTOR | NA | Control |
| TOROK, ANDREA, JOAN | I | ASSISTANT SECRETARY | NA | |
| WALLACE, MATTHEW, BRADLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| WALLACE, MATTHEW, BRADLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| WALLACE, MATTHEW, BRADLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| WALLACE, MATTHEW, BRADLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| WALLACE, MATTHEW, BRADLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILSON, RICHARD, CHARLES | I | DIRECTOR | NA | Control |
| WILSON, RICHARD, CHARLES | I | DIRECTOR | NA | Control |
| WILSON, RICHARD, CHARLES | I | DIRECTOR | NA | Control |
| WILSON, RICHARD, CHARLES | I | DIRECTOR | NA | Control |
| WILSON, RICHARD, CHARLES | I | DIRECTOR | NA | Control |
| WILSON, RICHARD, CHARLES | I | DIRECTOR | NA | Control |
| WILSON, RICHARD, CHARLES | I | DIRECTOR | NA | Control |
| WILSON, RICHARD, CHARLES | I | DIRECTOR | NA | Control |
| WILSON, RICHARD, CHARLES | I | DIRECTOR | NA | Control |
| WILSON, RICHARD, CHARLES | I | DIRECTOR | NA | Control |
| WILSON, RICHARD, CHARLES | I | DIRECTOR | NA | Control |
| WILSON, RICHARD, CHARLES | I | DIRECTOR | NA | Control |
| WILSON, RICHARD, CHARLES | I | DIRECTOR | NA | Control |
| WILSON, RICHARD, CHARLES | I | DIRECTOR | NA | Control |
| WILSON, RICHARD, CHARLES | I | DIRECTOR | NA | Control |
| WILSON, RICHARD, CHARLES | I | DIRECTOR | NA | Control |
| Weitzman, Patricia, Beth | I | DIRECTOR | NA | Control |
| Weitzman, Patricia, Beth | I | DIRECTOR | NA | Control |
| Weitzman, Patricia, Beth | I | DIRECTOR | NA | Control |
| Weitzman, Patricia, Beth | I | DIRECTOR | NA | Control |
| Weitzman, Patricia, Beth | I | DIRECTOR | NA | Control |
| Weitzman, Patricia, Beth | I | DIRECTOR | NA | Control |
| Weitzman, Patricia, Beth | I | DIRECTOR | NA | Control |
| Weitzman, Patricia, Beth | I | DIRECTOR | NA | Control |
| Weitzman, Patricia, Beth | I | DIRECTOR | NA | Control |
| Weitzman, Patricia, Beth | I | DIRECTOR | NA | Control |
| Weitzman, Patricia, Beth | I | DIRECTOR | NA | Control |
| Weitzman, Patricia, Beth | I | DIRECTOR | NA | Control |
| BMO BANKCORP, INC. | DE | SOLE SHAREHOLDER OF HARRIS INVESTMENT MANAGEMENT, INC. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | SOLE SHAREHOLDER OF BMO ASSET MANAGEMENT CORP. | E | Control |
| BMO HARRIS BANKCORP, INC. | DE | SOLE SHAREHOLDER OF HARRIS INVESTMENT MANAGEMENT, INC. | E | Control |
| HARRIS BANKCORP INC. | DE | SOLE SHAREHOLDER OF HARRIS INVESTMENT MANAGEMENT, INC. | E | Control |
| HARRIS BANKCORP INC. | DE | SOLE SHAREHOLDER OF HARRIS INVESTMENT MANAGEMENT, INC. | E | Control |
| HARRIS BANKCORP INC. | DE | SOLE SHAREHOLDER OF HARRIS INVESTMENT MANAGEMENT, INC. | E | Control |
| HARRIS BANKCORP INC. | DE | SOLE SHAREHOLDER OF HARRIS INVESTMENT MANAGEMENT, INC. | E | Control |
| HARRIS BANKCORP INC. | DE | SOLE SHAREHOLDER OF HARRIS INVESTMENT MANAGEMENT, INC. | E | Control |
| HARRIS BANKCORP INC. | DE | SOLE SHAREHOLDER OF HARRIS INVESTMENT MANAGEMENT, INC. | E | Control |
| HARRIS BANKCORP INC. | DE | SOLE SHAREHOLDER OF HARRIS INVESTMENT MANAGEMENT, INC. | E | Control |
| HARRIS BANKCORP INC. | DE | SOLE SHAREHOLDER OF HARRIS INVESTMENT MANAGEMENT, INC. | E | Control |
| HARRIS BANKCORP INC. | DE | SOLE SHAREHOLDER OF HARRIS INVESTMENT MANAGEMENT, INC. | E | Control |
| HARRIS BANKCORP INC. | DE | SOLE SHAREHOLDER OF HARRIS INVESTMENT MANAGEMENT, INC. | E | Control |
| HARRIS BANKCORP INC. | DE | SOLE SHAREHOLDER OF HARRIS INVESTMENT MANAGEMENT, INC. | E | Control |
| HARRIS BANKCORP, INC. | DE | SOLE SHAREHOLDER OF HARRIS INVESTMENT MANAGEMENT, INC. | E | Control |
| HARRIS BANKCORP, INC. | DE | SOLE SHAREHOLDER OF HARRIS INVESTMENT MANAGEMENT, INC. | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BANKMONT FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANKMONT FINANCIAL CORP. | DE | HARRIS BANKCORP | E | Control |
| BMO FINANCIAL CORP. | DE | BMO HARRIS BANKCORP, INC. | E | Control |
| BMO FINANCIAL CORP. | DE | HARRIS INVESTMENT MANAGEMENT, INC. | E | Control |
| HARRIS FINANCIAL CORP. | DE | HARRIS BANKCORP | E | Control |
| HARRIS FINANCIAL CORP. | DE | HARRIS BANKCORP | E | Control |
| HARRIS FINANCIAL CORP. | DE | HARRIS BANKCORP, INC. | E | |
| HARRIS FINANCIAL CORP. | DE | HARRIS BANKCORP | E | Control |
| HARRIS FINANCIAL CORP. | DE | HARRIS BANKCORP | E | Control |
| HARRIS FINANCIAL CORP. | DE | HARRIS BANKCORP | E | Control |
| HARRIS FINANCIAL CORP. | DE | HARRIS BANKCORP | E | Control |
| HARRIS FINANCIAL CORP. | DE | HARRIS BANKCORP | E | Control |
| HARRIS FINANCIAL CORP. | DE | HARRIS BANKCORP | E | Control |
| HARRIS FINANCIAL CORP. | DE | HARRIS BANKCORP | E | Control |
| HARRIS FINANCIAL CORP. | DE | HARRIS BANKCORP | E | Control |
| HARRIS FINANCIAL CORP. | DE | HARRIS BANKCORP | E | Control |
Registrations
Federal
IA
Dec 3, 2025 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
320 S. CANAL STREET12TH FLOOR
CHICAGO, IL 60606
United States
Phone: 312-461-4002