JOHN A. LEVIN & CO., INC.
CRD #106474 SEC #801-52602 NEW YORK, NY 212-332-8400
SEC Registered
Total AUM
$13.6B
Discretionary
$13.5B
Employees
51
Clients
--
Accounts
9,937
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 11, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AIGEN, GLENN, ADAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| AIGEN, GLENN, ADAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| AIGEN, GLENN, ADAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| AIGEN, GLENN, ADAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| AIGEN, GLENN, ADAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| NISSIM, NORRIS | I | GENERAL COUNSEL | NA | Control |
| NISSIM, NORRIS | I | VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| NISSIM, NORRIS | I | VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| NISSIM, NORRIS | I | GENERAL COUNSEL | NA | Control |
| NISSIM, NORRIS | I | GENERAL COUNSEL | NA | Control |
| REBACK, ADAM, JORDAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| REBACK, ADAM, JORDAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROGERS, GREGORY, TODD | I | CHIEF OPERATING OFFICER | NA | Control |
| ROGERS, GREGORY, TODD | I | CHIEF OPERATING OFFICER | NA | Control |
| ROGERS, GREGORY, TODD | I | CHIEF OPERATING OFFICER | NA | Control |
| SICILIANO, JOHN, CARMINE | I | CEO & PRESIDENT | NA | Control |
| SICILIANO, JOHN, CARMINE | I | CEO & PRESIDENT | NA | Control |
| BKF MANAGEMENT CO., INC. | DE | SOLE SHAREHOLDER | E | Control |
| LEVIN MANAGEMENT CO., INC. | DE | SOLE SHAREHOLDER | E | Control |
| LEVIN MANAGEMENT CO., INC. | DE | SOLE SHAREHOLDER | E | Control |
| LEVIN MANAGEMENT CO., INC. | DE | SOLE SHAREHOLDER | E | Control |
| LEVIN MANAGEMENT CO., INC. | DE | SOLE SHAREHOLDER | E | Control |
| LEVIN, JOHN, ANDREW | I | CHAIRMAN,CEO,PRESIDENT | B | Control |
| LEVIN, JOHN, ANDREW | I | CHAIRMAN,CEO,PRESIDENT | B | Control |
| LEVIN, JOHN, ANDREW | I | CHAIRMAN,CEO,PRESIDENT | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BKF CAPITAL GROUP, INC. | DE | LEVIN MANAGEMENT CO., INC. | E | Control |
| BKF CAPITAL GROUP, INC. | DE | LEVIN MANAGEMENT CO., INC. | E | Control |
| BKF CAPITAL GROUP, INC. | DE | LEVIN MANAGEMENT CO., INC. | E | Control |
| BKF CAPITAL GROUP, INC. | DE | LEVIN MANAGEMENT CO., INC. | E | Control |
| BKF CAPITAL GROUP, INC. | DE | LEVIN MANAGEMENT CO., INC. | E | Control |
Registrations
Federal
IA
Nov 11, 2005 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
ONE ROCKEFELLER PLAZA18TH FLOOR
NEW YORK, NY 10020
USA
Phone: 212-332-8400