RIA Intelligence

TRAVELERS INVESTMENT ADVISER,INC.

CRD #106475 SEC #801-52365 NEW YORK, NY 212-615-9268
SEC Registered
Total AUM
$3B
Discretionary
$3B
Employees
--
Clients
0
Accounts
9

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 1, 2002
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ADDAZIO, JUDITH, ANNEITREASURERNA Control
BEAGLEY, ANDREW, THOMASICHIEF COMPLIANCE OFFICERNA Control
COHEN, HARRY, DAVIDICHIEF INVESTMENT OFFICERNA Control
CUMMING, VIRGIL, H.ICHIEF INVESTMENT OFFICERNA Control
CUMMING, VIRGIL, H.ICHIEF INVESTMENT OFFICERNA Control
CUMMING, VIRGIL, H.ICHIEF INVESTMENT OFFICERNA Control
DAIDONE, LEWIS, EUGENEIDIRECTOR AND SENIOR VICE PRESIDENTNA Control
DAIDONE, LEWIS, EUGENEIDIRECTOR AND SENIOR VICE PRESIDENTNA Control
DAIDONE, LEWIS, EUGENEIDIRECTOR AND SENIOR VICE PRESIDENTNA Control
GERKEN, ROBERT, JAYICHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICERNA Control
HILLER, JEFFREYICHIEF COMPLIANCE OFFICERNA Control
HILLER, JEFFREYICHIEF COMPLIANCE OFFICERNA Control
HILLER, JEFFREYICHIEF COMPLIANCE OFFICERNA Control
MANDIA, THOMAS, CHRISTOPHERISECRETARYNA Control
MCLENDON, HEATH, BRIANICHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICERNA Control
MCLENDON, HEATH, BRIANICHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICERNA Control
MCLENDON, HEATH, BRIANICHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICERNA Control
SAKS, ARTHUR, GEORGEIDIRECTORNA Control
SAKS, ARTHUR, GEORGEIDIRECTORNA Control
SHEPLER, ROBERT, BLAIRIDIRECTORNA Control
SYDOR, CHRISTINA, THEODOZIAIGENERAL COUNSEL AND SECRETARYNA Control
SYDOR, CHRISTINA, THEODOZIAIGENERAL COUNSEL AND SECRETARYNA Control
SYDOR, CHRISTINA, THEODOZIAIGENERAL COUNSEL AND SECRETARYNA Control
WALLACE, ROBERT, PIDIRECTORNA Control
WALLACE, ROBERT, PETERIDIRECTORNA Control
WHITE, WILLIAM, HEDGESITREASURERNA Control
WHITE, WILLIAM, HEDGESITREASURERNA Control
WHITE, WILLIAM, HEDGESITREASURERNA Control
PLAZA LLCDESOLE SHAREHOLDER OF APPLICANTE Control
PLAZA LLCDESOLE SHAREHOLDER OF APPLICANTE Control
PLAZA LLCDESOLE SHAREHOLDER OF APPLICANTE Control
PLAZA LLCDESOLE SHAREHOLDER OF APPLICANTE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
ASSOCIATED MADISON COMPANIES, INC.DEPFS SERVICES, INC. ("PFS")E Control
ASSOCIATED MADISON COMPANIES, INC.DEPFS SERVICES, INC. ("PFS")E Control
ASSOCIATED MADISON COMPANIES, INC.DECITIGROUP INSURANCE HOLDING CORPORATION ("CIHC")E Control
ASSOCIATED MADISON COMPANIES, INC.DEPFS SERVICES, INC. ("PFS")E Control
CITIGROUP INC.DEASSOCIATED MADISON COMPANIES, INC. ("ASSOCIATED")E Control
CITIGROUP INC.DEASSOCIATED MADISON COMPANIES, INC. ("ASSOCIATED")E Control
CITIGROUP INC.DEASSOCIATED MADISON COMPANIES, INC. ("ASSOCIATED")E Control
CITIGROUP INC.DEASSOCIATED MADISON COMPANIES, INC. ("ASSOCIATED")E Control
CITIGROUP INSURANCE HOLDING CORPORATION ("CIHC")(F/K/A PFS SERVICES, INC.)DETHE TRAVELERS INSURANCE COMPANY ("TIC")E Control
PFS SERVICES, INC.DETHE TRAVELERS INSURANCE GROUP INC. ("TIG")E Control
PFS SERVICES, INC.DETHE TRAVELERS INSURANCE GROUP INC. ("TIG")E Control
PFS SERVICES, INC.DETHE TRAVELERS INSURANCE GROUP INC. ("TIG")E Control
THE TRAVELERS INSURANCE COMPANYDEPLAZA LLC ("PLAZA")E Control
THE TRAVELERS INSURANCE COMPANYDEPLAZA LLC ("PLAZA")E Control
THE TRAVELERS INSURANCE COMPANYDEPLAZA LLC ("PLAZA")E Control
THE TRAVELERS INSURANCE COMPANYDEPLAZA LLC ("PLAZA")E Control
THE TRAVELERS INSURANCE GROUP INC.DETHE TRAVELERS INSURANCE COMPANY ("TIC")E Control
THE TRAVELERS INSURANCE GROUP INC.DETHE TRAVELERS INSURANCE COMPANY ("TIC")E Control
THE TRAVELERS INSURANCE GROUP INC.DETHE TRAVELERS INSURANCE COMPANY ("TIC")E Control

Registrations

Federal

IA
Apr 1, 2002 REGISTERED

Address

333 WEST 34TH STREET
NEW YORK, NY 10001
USA
Phone: 212-615-9268