FREMONT WEALTH MANAGEMENT, LP
Legal name: SCHWARTZ & HOFFLICH CAPITAL MANAGEMENT, L.P.
CRD #106503 SEC #801-48291 SOUTHPORT, CT 203-292-3316
SEC Registered
Total AUM
$28.3M
Discretionary
$28.3M
Employees
1
Clients
--
Accounts
128
Firm Details
- Organization Type
- Partnership
- State of Formation
- Connecticut
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 26, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BETTS BROOK CAPITAL, INC. | DE | GENERAL PARTNER | NA | Control |
| BETTS BROOK CAPITAL, INC. | DE | GENERAL PARTNER | NA | Control |
| BETTS BROOK CAPITAL, INC. | DE | GENERAL PARTNER | NA | Control |
| BETTS BROOK CAPITAL, INC. | DE | GENERAL PARTNER | NA | Control |
| BETTS BROOK CAPITAL, INC. | DE | GENERAL PARTNER | NA | Control |
| BETTS BROOK CAPITAL, INC. | DE | GENERAL PARTNER | NA | Control |
| BETTS BROOK CAPITAL, INC. | DE | GENERAL PARTNER | NA | Control |
| BETTS BROOK CAPITAL, INC. | DE | GENERAL PARTNER | NA | Control |
| BETTS BROOK CAPITAL, INC. | DE | GENERAL PARTNER | NA | Control |
| BETTS BROOK CAPITAL, INC. | DE | GENERAL PARTNER | NA | Control |
| BETTS BROOK CAPITAL, INC. | DE | GENERAL PARTNER | NA | Control |
| FREMONT, PATRICK, WOODS | DE | CCO | E | Control |
| FREMONT, PATRICK, WOODS | DE | CCO | E | Control |
| FREMONT, PATRICK, WOODS | I | CHIEF COMPLIANCE OFFICER AND PRESIDENT | E | Control |
| FREMONT, PATRICK, WOODS | I | LIMITED PARTNER AND CHIEF COMPLIANCE OFFICER | E | Control |
| FREMONT, PATRICK, WOODS | I | LIMITED PARTNER AND CHIEF COMPLIANCE OFFICER | E | Control |
| FREMONT, PATRICK, WOODS | I | LIMITED PARTNER AND CHIEF COMPLIANCE OFFICER | E | Control |
| FREMONT, PATRICK, WOODS | I | LIMITED PARTNER AND CHIEF COMPLIANCE OFFICER | E | Control |
| FREMONT, PATRICK,WOODS | DE | PRESIDENT | E | Control |
| FREMONT, PATRICK,WOODS | DE | PRESIDENT | E | Control |
| SCHWARTZ & HOFFLICH LLP CPA | DE | LIMITED PARTNER | E | Control |
| SCHWARTZ & HOFFLICH LLP CPA | DE | LIMITED PARTNER | E | Control |
| SCHWARTZ & HOFFLICH LLP CPA | DE | LIMITED PARTNER | E | Control |
| SCHWARTZ & HOFFLICH LLP CPA | DE | LIMITED PARTNER | E | Control |
| FREMONT, PATRICK, WOODS | I | LIMITED PARTNER, CHIEF COMPLIANCE OFFICER | B | |
| FREMONT, PATRICK, WOODS | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | B | |
| FREMONT, PATRICK, WOODS | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | B | |
| FREMONT, PATRICK, WOODS | I | LIMITED PARTNER, CHIEF COMPLIANCE OFFICER | B | |
| FREMONT, PATRICK, WOODS | I | LIMITED PARTNER, CHIEF COMPLIANCE OFFICER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BAYER, NEIL, HARRY | I | SCHWARTZ & HOFFLICH LLP, CPA | F | Control |
| BAYER, NEIL, HARRY | I | SCHWARTZ & HOFFLICH LLP, CPA | F | Control |
| BAYER, NEIL, HARRY | I | SCHWARTZ & HOFFLICH LLP, CPA | F | Control |
| BAYER, NEIL, HARRY | I | SCHWARTZ & HOFFLICH LLP, CPA | F | Control |
| FELDMAN, LAWRENCE | I | SCHWARTZ & HOFFLICH LLP, CPA | F | Control |
| FELDMAN, LAWRENCE | I | SCHWARTZ & HOFFLICH LLP, CPA | F | Control |
| FELDMAN, LAWRENCE | I | SCHWARTZ & HOFFLICH LLP, CPA | F | Control |
| FELDMAN, LAWRENCE | I | SCHWARTZ & HOFFLICH LLP, CPA | F | Control |
| JEVNE, ANN, DUNSTAN | I | SCHWARTZ & HOFFLICH LLP, CPA | F | |
| JEVNE, ANN, DUNSTAN | I | SCHWARTZ & HOFFLICH LLP, CPA | F | |
| JEVNE, ANN, DUNSTAN | I | SCHWARTZ & HOFFLICH LLP, CPA | F | |
| JEVNE, ANN, DUNSTAN | I | SCHWARTZ & HOFFLICH LLP, CPA | F | |
| NEWMAN, BARRY, RICHARD | I | SCHWARTZ & HOFFLICH LLP, CPA | F | |
| NEWMAN, BARRY, RICHARD | I | SCHWARTZ & HOFFLICH LLP, CPA | F | |
| NEWMAN, BARRY, RICHARD | I | SCHWARTZ & HOFFLICH LLP, CPA | F | |
| NEWMAN, BARRY, RICHARD | I | SCHWARTZ & HOFFLICH LLP, CPA | F | |
| PRESCOTT, ERIC, JOHN | I | SCHWARTZ & HOFFLICH LLP, CPA | F | |
| PRESCOTT, ERIC, JOHN | I | SCHWARTZ & HOFFLICH LLP, CPA | F | |
| PRESCOTT, ERIC, JOHN | I | SCHWARTZ & HOFFLICH LLP, CPA | F | |
| PRESCOTT, ERIC, JOHN | I | SCHWARTZ & HOFFLICH LLP, CPA | F | |
| SPAGNOLI, PASQUALINO, P. | I | SCHWARTZ & HOFFLICH LLP, CPA | F | |
| SPAGNOLI, PASQUALINO, P. | I | SCHWARTZ & HOFFLICH LLP, CPA | F | |
| SPAGNOLI, PASQUALINO, P. | I | SCHWARTZ & HOFFLICH LLP, CPA | F | |
| SPAGNOLI, PASQUALINO, P. | I | SCHWARTZ & HOFFLICH LLP, CPA | F | |
| SUNSHINE, BARRY, LEWIS | I | SCHWARTZ & HOFFLICH LLP, CPA | F | |
| WATKINS, GILBERT, KIM | I | SCHWARTZ & HOFFLICH LLP, CPA | F | Control |
| WATKINS, GILBERT, KIM | I | SCHWARTZ & HOFFLICH LLP, CPA | F | Control |
| WATKINS, GILBERT, KIM | I | SCHWARTZ & HOFFLICH LLP, CPA | F | Control |
| WATKINS, GILBERT, KIM | I | SCHWARTZ & HOFFLICH LLP, CPA | F | |
| FREMONT, PATRICK, WOODS | I | BETTS BROOK CAPITAL, INC. | E | Control |
| FREMONT, PATRICK, WOODS | I | BETTS BROOK CAPITAL, INC. | E | Control |
| FREMONT, PATRICK, WOODS | I | BETTS BROOK CAPITAL, INC. | E | Control |
| FREMONT, PATRICK, WOODS | I | BETTS BROOK CAPITAL, INC. | E | Control |
| BAYER, NEIL, HARRY | I | BETTS BROOK CAPITAL, INC. | C | Control |
| BAYER, NEIL, HARRY | I | BETTS BROOK CAPITAL, INC. | C | Control |
| BAYER, NEIL, HARRY | I | BETTS BROOK CAPITAL, INC. | C | Control |
| BAYER, NEIL, HARRY | I | BETTS BROOK CAPITAL, INC. | C | Control |
| FELDMAN, LAWRENCE | I | BETTS BROOK CAPITAL, INC. | C | Control |
| FELDMAN, LAWRENCE | I | BETTS BROOK CAPITAL, INC. | C | Control |
| FELDMAN, LAWRENCE | I | BETTS BROOK CAPITAL, INC. | C | Control |
| FELDMAN, LAWRENCE | I | BETTS BROOK CAPITAL, INC. | C | Control |
Registrations
Federal
IA
Jun 26, 2012 REGISTERED
Notice Filings (2)
CT NY
Address
200 PEQUOT AVENUESOUTHPORT, CT 06890
United States
Phone: 203-292-3316