GAGE WILEY GROUP INC
Legal name: NEW ENGLAND CAPITAL
CRD #106518 SEC #801-45616 NORTHAMPTON, MA 413-584-9121
SEC Registered
Total AUM
$314.5M
Discretionary
$293.5M
Employees
12
Clients
1
Accounts
380
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 4, 2019
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KELLY, ADAM RYAN, MCKENRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| KELLY, ADAM RYAN, MCKENRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| KELLY, ADAM RYAN, MCKENRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| KELLY, ADAM RYAN, MCKENRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KELLY, ADAM RYAN, MCKENRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KELLY, ADAM RYAN, MCKENRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MILNE, CHRISTOPHER, BOOTH | I | PRESIDENT | E | Control |
| MILNE, CHRISTOPHER, BOOTH | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MILNE, CHRISTOPHER, BOOTH | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| MILNE, CHRISTOPHER, BOOTH | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| MILNE, CHRISTOPHER, BOOTH | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| MILNE, CHRISTOPHER, BOOTH | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| MILNE, CHRISTOPHER, BOOTH | I | PRESIDENT | E | Control |
| MILNE, CHRISTOPHER, BOOTH | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| MILNE, CHRISTOPHER, BOOTH | I | PRESIDENT AND CEO | E | Control |
| MILNE, CHRISTOPHER, BOOTH | I | PRESIDENT AND CEO | E | Control |
| MILNE, CHRISTOPHER, BOOTH | I | PRESIDENT AND CEO | E | Control |
| MILNE, CHRISTOPHER, BOOTH | I | PRESIDENT AND CEO | E | Control |
| MILNE, CHRISTOPHER, BOOTH | I | PRESIDENT, CEO/CCO | E | Control |
| MILNE, CHRISTOPHER, BOOTH | I | PRESIDENT AND CEO | E | Control |
| MILNE, CHRISTOPHER, BOOTH | I | PRESIDENT AND CEO | E | Control |
| MILNE, CHRISTOPHER, BOOTH | I | PRESIDENT, CEO/CCO | E | Control |
| MILNE, CHRISTOPHER, BOOTH | I | PRESIDENT, CEO/CCO | E | Control |
| MILNE, CHRISTOPHER, BOOTH | I | PRESIDENT, CEO/CCO | E | Control |
| MILNE, CHRISTOPHER, BOOTH | I | PRESIDENT, CEO/CCO | E | Control |
| MILNE, CHRISTOPHER, BOOTH | I | PRESIDENT, CEO/CCO | E | Control |
| MILNE, CHRISTOPHER, BOOTH | I | PRESIDENT, CEO/CCO | E | Control |
| MILNE, CHRISTOPHER, BOOTH | I | PRESIDENT, CEO/CCO | E | Control |
| MILNE, CHRISTOPHER, BOOTH | I | PRESIDENT, CEO/CCO | E | Control |
| MILNE, CHRISTOPHER, BOOTH | I | PRESIDENT, CEO/CCO | E | Control |
| MILNE, CHRISTOPHER, BOOTH | I | PRESIDENT, CEO/CCO | E | Control |
Registrations
Federal
IA
Nov 4, 2019 REGISTERED
Notice Filings (3)
FL MA NY
Address
120 KING STREETNORTHAMPTON, MA 01060
United States
Phone: 413-584-9121