ALLEN FINANCIAL ADVISORS INC
Legal name: ALLEN FINANCIAL ADVISOR INC
CRD #106525 SEC #801-37319 BOSTON, MA 617-720-4445
SEC Registered
Total AUM
$1.3M
Discretionary
$1.3M
Employees
5
Clients
0
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 21, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALLEN, LEE, HOWARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| ALLEN, LEE, HOWARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| ALLEN, LEE, HOWARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| ALLEN, LEE, HOWARD | I | PRESIDENT | E | Control |
| ALLEN, LEE, HOWARD | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Feb 21, 2007 REGISTERED
Address
ONE LONGFELLOW PLACESUITE 3708
BOSTON, MA 2114
USA
Phone: 617-720-4445