OAKTREE ASSET MANAGEMENT, INC.
CRD #106533 SEC #801-40788 BOCA RATON, FL 561-997-5601; 561-988-8355
SEC Registered
Total AUM
$93.5M
Discretionary
$75.1M
Employees
10
Clients
0
Accounts
217
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 21, 2003
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOTTOMS, DAVID, NEWTON | I | PRESIDENT AND INDIRECT OWNER | NA | Control |
| BOTTOMS, DAVID, NEWTON | I | PRESIDENT AND INDIRECT OWNER | NA | Control |
| COSTELLO, ANN, MARIE | I | VICE PRESIDENT | NA | Control |
| COSTELLO, ANN, MARIE | I | VICE PRESIDENT | NA | Control |
| MAHONEY, RITA, MAE | I | VICE PRESIDENT | NA | Control |
| MAHONEY, RITA, MAE | I | VICE PRESIDENT | NA | Control |
| WELCH, WILLIAM, GODFREY | I | MANAGING DIRECTOR AND INDIRECT OWNER | NA | Control |
| WELCH, WILLIAM, GODFREY | I | MANAGING DIRECTOR AND INDIRECT OWNER | NA | Control |
| DNB ACQUISITION CORP. | DE | SOLE SHAREHOLDER | E | Control |
| DNB ACQUISITION CORP. | DE | SOLE SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BOTTOMS, DAVID, NEWTON | I | DNB ACQUISTION CORPORATION | E | Control |
| BOTTOMS, DAVID, NEWTON | I | DNB ACQUISTION CORPORATION | E | Control |
Registrations
Federal
IA
Nov 21, 2003 REGISTERED
Notice Filings (2)
FL NY
Address
902 CLINT MOORE ROAD, STE 116BOCA RATON, FL 33487
USA
Phone: 561-997-5601; 561-988-8355