BRR OPCO, LLC
Legal name: BUDROS, RUHLIN & ROE
CRD #106536 SEC #801-32884 COLUMBUS, OH 614-481-6900
SEC Registered
Total AUM
$3.4B
Discretionary
$3.3B
Employees
43
Clients
251
Accounts
7,536
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 17, 2022
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARMSTRONG, AARON, TIMOTHY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| ARMSTRONG, AARON, TIMOTHY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| ARMSTRONG, AARON, TIMOTHY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| ARMSTRONG, AARON, TIMOTHY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| ARMSTRONG, AARON, TIMOTHY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| ARMSTRONG, AARON, TIMOTHY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| ARMSTRONG, AARON, TIMOTHY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| ARMSTRONG, AARON, TIMOTHY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| ARMSTRONG, AARON, TIMOTHY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| ARMSTRONG, AARON, TIMOTHY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| ARMSTRONG, AARON, TIMOTHY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| ARMSTRONG, AARON, TIMOTHY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| ARMSTRONG, AARON, TIMOTHY | I | SR. WEALTH MANAGER | NA | Control |
| ARMSTRONG, AARON, TIMOTHY | I | SR. WEALTH MANAGER, MEMBER OF BOARD OF DIRECTORS | NA | Control |
| ARMSTRONG, AARON, TIMOTHY | I | SR. WEALTH MANAGER, MEMBER OF BOARD OF DIRECTORS | NA | Control |
| ARMSTRONG, AARON, TIMOTHY | I | SR. WEALTH MANAGER | NA | Control |
| ARMSTRONG, AARON, TIMOTHY | I | SR. WEALTH MANAGER, MEMBER OF BOARD OF DIRECTORS | NA | Control |
| ARMSTRONG, AARON, TIMOTHY | I | SR. WEALTH MANAGER | NA | Control |
| ARMSTRONG, AARON, TIMOTHY | I | SR. WEALTH MANAGER | NA | Control |
| BUDROS, JAMES, LOUIS | I | CHAIRMAN | NA | Control |
| BUDROS, JAMES, LOUIS | I | CHAIRMAN | NA | Control |
| BUDROS, JAMES, LOUIS | I | CHAIRMAN | NA | Control |
| BUDROS, JAMES, LOUIS | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| BUDROS, JAMES, LOUIS | I | CHAIRMAN | NA | Control |
| BUDROS, JAMES, LOUIS | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| BUDROS, JAMES, LOUIS | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| BUDROS, JAMES, LOUIS | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| BUDROS, JAMES, LOUIS | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| BUDROS, JAMES, LOUIS | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| BUDROS, JAMES, LOUIS | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| BUDROS, JAMES, LOUIS | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| BUDROS, JAMES, LOUIS | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| BUDROS, JAMES, LOUIS | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| BUDROS, JAMES, LOUIS | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| BUDROS, JAMES, LOUIS | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| BUDROS, JAMES, LOUIS | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| BUDROS, JAMES, LOUIS | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| BUDROS, JAMES, LOUIS | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| BUDROS, JAMES, LOUIS | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| BUDROS, JAMES, LOUIS | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| BUDROS, JAMES, LOUIS | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| BUDROS, JAMES, LOUIS | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| BUDROS, JAMES, LOUIS | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| BUDROS, JAMES, LOUIS | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| BUDROS, JAMES, LOUIS | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| BUDROS, JAMES, LOUIS | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| BUDROS, JAMES, LOUIS | I | MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| DUE, DANIEL, LAWRENCE | I | SR. WEALTH MANAGER, CHIEF PLANNING OFFICER | NA | |
| DUE, DANIEL, LAWRENCE | I | SR. WEALTH MANAGER | NA | |
| DUE, DANIEL, LAWRENCE | I | SR. WEALTH MANAGER | NA | |
| DUE, DANIEL, LAWRENCE | I | SR. WEALTH MANAGER, CHIEF PLANNING OFFICER | NA | |
| DUE, DANIEL, LAWRENCE | I | SR. WEALTH MANAGER | NA | |
| DUE, DANIEL, LAWRENCE | I | SR. WEALTH MANAGER, CHIEF PLANNING OFFICER | NA | |
| DUE, DANIEL, LAWRENCE | I | SR. WEALTH MANAGER, CHIEF PLANNING OFFICER | NA | |
| JACK, BRIAN, ROCCO | I | DIRECTOR OF OPERATIONS | NA | |
| JACK, BRIAN, ROCCO | I | DIRECTOR OF OPERATIONS | NA | |
| JACK, BRIAN, ROCCO | I | DIRECTOR OF OPERATIONS | NA | |
| JACK, BRIAN, ROCCO | I | DIRECTOR OF OPERATIONS | NA | |
| JACK, BRIAN, ROCCO | I | VICE PRESIDENT, DIRECTOR OF OPERATIONS | NA | |
| JACK, BRIAN, ROCCO | I | VICE PRESIDENT, DIRECTOR OF OPERATIONS | NA | |
| JACK, BRIAN, ROCCO | I | VICE PRESIDENT, DIRECTOR OF OPERATIONS | NA | |
| JACK, BRIAN, ROCCO | I | VICE PRESIDENT, DIRECTOR OF OPERATIONS | NA | |
| JACK, BRIAN, ROCCO | I | VICE PRESIDENT, DIRECTOR OF OPERATIONS | NA | |
| JACK, BRIAN, ROCCO | I | VICE PRESIDENT, DIRECTOR OF OPERATIONS | NA | |
| JACK, BRIAN, ROCCO | I | VICE PRESIDENT, DIRECTOR OF OPERATIONS | NA | |
| JACK, BRIAN, ROCCO | I | VICE PRESIDENT, DIRECTOR OF OPERATIONS | NA | |
| JACK, BRIAN, ROCCO | I | VICE PRESIDENT, DIRECTOR OF OPERATIONS | NA | |
| JACK, BRIAN, ROCCO | I | VICE PRESIDENT, DIRECTOR OF OPERATIONS | NA | |
| JACK, BRIAN, ROCCO | I | VICE PRESIDENT, DIRECTOR OF OPERATIONS | NA | |
| JACK, BRIAN, ROCCO | I | VICE PRESIDENT, DIRECTOR OF OPERATIONS | NA | |
| JACK, BRIAN, ROCCO | I | VICE PRESIDENT, DIRECTOR OF OPERATIONS | NA | |
| KEISTER, KENT, DILLON | I | DIRECTOR OF COMPLIANCE | NA | |
| KEISTER, KENT, DILLON | I | DIRECTOR OF COMPLIANCE | NA | |
| KEISTER, KENT, DILLON | I | DIRECTOR OF COMPLIANCE | NA | |
| KEISTER, KENT, DILLON | I | DIRECTOR OF COMPLIANCE | NA | |
| MARCINICK, GARY, JOHN | I | EXECUTIVE VICE PRESIDENT | NA | |
| MARCINICK, GARY, JOHN | I | EXECUTIVE VICE PRESIDENT | NA | |
| MARCINICK, GARY, JOHN | I | EXECUTIVE VICE PRESIDENT | NA | |
| MARCINICK, GARY, JOHN | I | EXECUTIVE VICE PRESIDENT | NA | |
| MARCINICK, GARY, JOHN | I | EXECUTIVE VICE PRESIDENT | NA | |
| MARCINICK, GARY, JOHN | I | EXECUTIVE VICE PRESIDENT | NA | |
| MARCINICK, GARY, JOHN | I | EXECUTIVE VICE PRESIDENT | NA | |
| MARCINICK, GARY, JOHN | I | EXECUTIVE VICE PRESIDENT | NA | |
| MARCINICK, GARY, JOHN | I | EXECUTIVE VICE PRESIDENT | NA | |
| MARCINICK, GARY, JOHN | I | EXECUTIVE VICE PRESIDENT | NA | |
| MARCINICK, GARY, JOHN | I | EXECUTIVE VICE PRESIDENT | NA | |
| MARCINICK, GARY, JOHN | I | EXECUTIVE VICE PRESIDENT | NA | |
| MARCINICK, GARY, JOHN | I | EXECUTIVE VICE PRESIDENT | NA | |
| MARCINICK, GARY, JOHN | I | EXECUTIVE VICE PRESIDENT | NA | |
| MARCINICK, GARY, JOHN | I | EXECUTIVE VICE PRESIDENT | NA | |
| MARCINICK, GARY, JOHN | I | EXECUTIVE VICE PRESIDENT | NA | |
| MARCINICK, GARY, JOHN | I | EXECUTIVE VICE PRESIDENT | NA | |
| MARCINICK, GARY, JOHN | I | EXECUTIVE VICE PRESIDENT | NA | |
| MARCINICK, GARY, JOHN | I | EXECUTIVE VICE PRESIDENT OF BUSINESS DEVELOPMENT | NA | |
| MARCINICK, GARY, JOHN | I | EXECUTIVE VICE PRESIDENT OF BUSINESS DEVELOPMENT | NA | |
| MARCINICK, GARY, JOHN | I | EXECUTIVE VICE PRESIDENT OF BUSINESS DEVELOPMENT | NA | |
| MARCINICK, GARY, JOHN | I | EXECUTIVE VICE PRESIDENT OF BUSINESS DEVELOPMENT | NA | |
| MARCINICK, GARY, JOHN | I | EXECUTIVE VICE PRESIDENT OF BUSINESS DEVELOPMENT | NA | |
| MARCINICK, GARY, JOHN | I | EXECUTIVE VICE PRESIDENT OF BUSINESS DEVELOPMENT | NA | |
| MARCINICK, GARY, JOHN | I | EXECUTIVE VICE PRESIDENT OF BUSINESS DEVELOPMENT | NA | |
| MARCINICK, GARY, JOHN | I | EXECUTIVE VICE PRESIDENT OF BUSINESS DEVELOPMENT | NA | |
| MARCINICK, GARY, JOHN | I | EXECUTIVE VICE PRESIDENT OF BUSINESS DEVELOPMENT | NA | |
| NAKAMURA, LARRY, TRISTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PATRACUOLLO, JOSEPH, JOHN | I | VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | |
| PATRACUOLLO, JOSEPH, JOHN | I | VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | |
| PATRACUOLLO, JOSEPH, JOHN | I | VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | |
| PATRACUOLLO, JOSEPH, JOHN | I | VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | |
| PATRACUOLLO, JOSEPH, JOHN | I | VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | |
| PATRACUOLLO, JOSEPH, JOHN | I | VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | |
| PATTEN, TRACIE, CHRISTINE | I | SR. DIRECTOR OF MARKETING | NA | |
| PATTEN, TRACIE, CHRISTINE | I | SR. DIRECTOR OF MARKETING | NA | |
| PATTEN, TRACIE, CHRISTINE | I | SR. DIRECTOR OF MARKETING | NA | |
| PATTEN, TRACIE, CHRISTINE | I | SR. DIRECTOR OF MARKETING | NA | |
| PATTEN, TRACIE, CHRISTINE | I | SR. DIRECTOR OF MARKETING | NA | |
| PATTEN, TRACIE, CHRISTINE | I | SR. DIRECTOR OF MARKETING | NA | |
| PATTEN, TRACIE, CHRISTINE | I | SR. DIRECTOR OF MARKETING | NA | |
| PATTEN, TRACIE, CHRISTINE | I | SR. DIRECTOR OF MARKETING | NA | |
| PATTEN, TRACIE, CHRISTINE | I | SR. DIRECTOR OF MARKETING | NA | |
| PATTEN, TRACIE, CHRISTINE | I | SR. DIRECTOR OF MARKETING | NA | |
| PATTEN, TRACIE, CHRISTINE | I | SR. DIRECTOR OF MARKETING | NA | |
| PATTEN, TRACIE, CHRISTINE | I | SR. DIRECTOR OF MARKETING | NA | |
| PATTEN, TRACIE, CHRISTINE | I | SR. DIRECTOR OF MARKETING | NA | |
| PATTEN, TRACIE, CHRISTINE | I | SR. DIRECTOR OF MARKETING | NA | |
| PATTEN, TRACIE, CHRISTINE | I | SR. DIRECTOR OF MARKETING | NA | |
| PATTEN, TRACIE, CHRISTINE | I | SR. DIRECTOR OF MARKETING | NA | |
| RISTER, MICHAEL, SCOTT | I | PRESIDENT | NA | Control |
| RISTER, MICHAEL, SCOTT | I | PRESIDENT | NA | Control |
| RISTER, MICHAEL, SCOTT | I | PRESIDENT | NA | Control |
| RISTER, MICHAEL, SCOTT | I | PRESIDENT | NA | Control |
| RISTER, MICHAEL, SCOTT | I | PRESIDENT | NA | Control |
| RISTER, MICHAEL, SCOTT | I | PRESIDENT | NA | Control |
| RISTER, MICHAEL, SCOTT | I | PRESIDENT | NA | Control |
| RISTER, MICHAEL, SCOTT | I | PRESIDENT | NA | Control |
| RISTER, MICHAEL, SCOTT | I | PRESIDENT | NA | Control |
| RISTER, MICHAEL, SCOTT | I | PRESIDENT | NA | Control |
| RISTER, MICHAEL, SCOTT | I | PRESIDENT | NA | Control |
| ROE, DANIEL, BEALE | I | CO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | NA | Control |
| ROE, DANIEL, BEALE | I | CO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, & MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| ROE, DANIEL, BEALE | I | CO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, & MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| ROE, DANIEL, BEALE | I | CO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | NA | Control |
| ROE, DANIEL, BEALE | I | CO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, & MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| ROE, DANIEL, BEALE | I | CO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | NA | Control |
| ROE, DANIEL, BEALE | I | CO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | NA | Control |
| RUHLIN, PEGGY, MILLER | I | CHAIR OF THE BOARD OF DIRECTORS | NA | Control |
| RUHLIN, PEGGY, MILLER | I | CHAIR OF THE BOARD OF DIRECTORS | NA | Control |
| RUHLIN, PEGGY, MILLER | I | CHAIR OF THE BOARD OF DIRECTORS | NA | Control |
| RUHLIN, PEGGY, MILLER | I | CHAIR OF THE BOARD OF DIRECTORS | NA | Control |
| RUHLIN, PEGGY, MILLER | I | CHAIR OF THE BOARD OF DIRECTORS | NA | Control |
| RUHLIN, PEGGY, MILLER | I | CHAIR OF THE BOARD OF DIRECTORS | NA | Control |
| RUHLIN, PEGGY, MILLER | I | CHAIR OF THE BOARD OF DIRECTORS | NA | Control |
| RUHLIN, PEGGY, MILLER | I | CHAIR OF THE BOARD OF DIRECTORS | NA | Control |
| RUHLIN, PEGGY, MILLER | I | CHAIR OF THE BOARD OF DIRECTORS | NA | Control |
| RUHLIN, PEGGY, MILLER | I | CHAIR OF THE BOARD OF DIRECTORS | NA | Control |
| RUHLIN, PEGGY, MILLER | I | CHAIR OF THE BOARD OF DIRECTORS | NA | Control |
| RUHLIN, PEGGY, MILLER | I | CHAIR OF THE BOARD OF DIRECTORS | NA | Control |
| SCHUMAN, JOHN, DAVID | I | PRINCIPAL | NA | Control |
| SCHUMAN, JOHN, DAVID | I | PRINCIPAL | NA | Control |
| SCHUMAN, JOHN, DAVID | I | PRINCIPAL | NA | Control |
| SCHUMAN, JOHN, DAVID | I | CO-CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHUMAN, JOHN, DAVID | I | CO-CHIEF EXECUTIVE OFFICER, CHIEF PLANNING OFFICER, CHIEF COMPLIANCE OFFICER, & MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| SCHUMAN, JOHN, DAVID | I | CO-CHIEF EXECUTIVE OFFICER, CHIEF PLANNING OFFICER, CHIEF COMPLIANCE OFFICER, & MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| SCHUMAN, JOHN, DAVID | I | CO-CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHUMAN, JOHN, DAVID | I | CO-CHIEF EXECUTIVE OFFICER, CHIEF PLANNING OFFICER, CHIEF COMPLIANCE OFFICER, & MEMBER OF THE BOARD OF DIRECTORS | NA | Control |
| SCHUMAN, JOHN, DAVID | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| SCHUMAN, JOHN, DAVID | I | CO-CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| SHISLER, ERIC, GERHARD | I | VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | Control |
| SHISLER, ERIC, GERHARD | I | VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | Control |
| SHISLER, ERIC, GERHARD | I | VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | Control |
| SHISLER, ERIC, GERHARD | I | VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | Control |
| SHISLER, ERIC, GERHARD | I | VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | Control |
| SHISLER, ERIC, GERHARD | I | VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | Control |
| SHISLER, ERIC, GERHARD | I | VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | Control |
| SHISLER, ERIC, GERHARD | I | VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | Control |
| SHISLER, ERIC, GERHARD | I | VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | Control |
| SHISLER, ERIC, GERHARD | I | VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | Control |
| SHISLER, ERIC, GERHARD | I | VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | Control |
| SHISLER, ERIC, GERHARD | I | VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | Control |
| SHISLER, ERIC, GERHARD | I | VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | Control |
| SHISLER, ERIC, GERHARD | I | VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | Control |
| SHISLER, ERIC, GERHARD | I | VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | Control |
| SHISLER, ERIC, GERHARD | I | VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | Control |
| SHISLER, ERIC, GERHARD | I | VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | Control |
| SHISLER, ERIC, GERHARD | I | VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | Control |
| SHISLER, ERIC, GERHARD | I | VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | Control |
| SHISLER, ERIC, GERHARD | I | VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | Control |
| SHISLER, ERIC, GERHARD | I | VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | Control |
| SHISLER, ERIC, GERHARD | I | VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | Control |
| SHISLER, ERIC, GERHARD | I | VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | Control |
| SHISLER, ERIC, GERHARD | I | VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | Control |
| SHISLER, ERIC, GERHARD | I | VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | Control |
| SHISLER, ERIC, GERHARD | I | VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | Control |
| SHISLER, ERIC, GERHARD | I | VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | Control |
| SHISLER, ERIC, GERHARD | I | VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | Control |
| SHISLER, ERIC, GERHARD | I | VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | Control |
| SHISLER, ERIC, GERHARD | I | VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | Control |
| THOMPSON, KAREN, MARIE | I | DIRECTOR OF HUMAN RESOURCES | NA | |
| THOMPSON, KAREN, MARIE | I | DIRECTOR OF HUMAN RESOURCES | NA | |
| THOMPSON, KAREN, MARIE | I | DIRECTOR OF HUMAN RESOURCES | NA | |
| THOMPSON, KAREN, MARIE | I | DIRECTOR OF HUMAN RESOURCES | NA | |
| THOMPSON, KAREN, MARIE | I | DIRECTOR OF HUMAN RESOURCES | NA | |
| THOMPSON, KAREN, MARIE | I | DIRECTOR OF HUMAN RESOURCES | NA | |
| THOMPSON, KAREN, MARIE | I | DIRECTOR OF HUMAN RESOURCES | NA | |
| THOMPSON, KAREN, MARIE | I | DIRECTOR OF HUMAN RESOURCES | NA | |
| THOMPSON, KAREN, MARIE | I | DIRECTOR OF HUMAN RESOURCES | NA | |
| THOMPSON, KAREN, MARIE | I | DIRECTOR OF HUMAN RESOURCES | NA | |
| THOMPSON, KAREN, MARIE | I | DIRECTOR OF HUMAN RESOURCES | NA | |
| THOMPSON, KAREN, MARIE | I | DIRECTOR OF HUMAN RESOURCES | NA | |
| THOMPSON, KAREN, MARIE | I | DIRECTOR OF HUMAN RESOURCES | NA | |
| THOMPSON, KAREN, MARIE | I | DIRECTOR OF HUMAN RESOURCES | NA | |
| THOMPSON, KAREN, MARIE | I | DIRECTOR OF HUMAN RESOURCES | NA | |
| THOMPSON, KAREN, MARIE | I | DIRECTOR OF HUMAN RESOURCES | NA | |
| THOMPSON, KAREN, MARIE | I | DIRECTOR OF HUMAN RESOURCES | NA | |
| THOMPSON, KAREN, MARIE | I | DIRECTOR OF HUMAN RESOURCES | NA | |
| THOMPSON, KAREN, MARIE | I | DIRECTOR OF HUMAN RESOURCES | NA | |
| THOMPSON, KAREN, MARIE | I | DIRECTOR OF HUMAN RESOURCES | NA | |
| THOMPSON, KAREN, MARIE | I | DIRECTOR OF HUMAN RESOURCES | NA | |
| THOMPSON, KAREN, MARIE | I | DIRECTOR OF HUMAN RESOURCES | NA | |
| THOMPSON, KAREN, MARIE | I | DIRECTOR OF HUMAN RESOURCES | NA | |
| THOMPSON, KAREN, MARIE | I | DIRECTOR OF HUMAN RESOURCES | NA | |
| THOMPSON, KAREN, MARIE | I | DIRECTOR OF HUMAN RESOURCES | NA | |
| THOMPSON, KAREN, MARIE | I | DIRECTOR OF HUMAN RESOURCES | NA | |
| CI PRIVATE WEALTH US LLC | DE | OWNER | E | Control |
| CI PRIVATE WEALTH US LLC | DE | OWNER | E | Control |
| CI PRIVATE WEALTH US LLC | DE | OWNER | E | Control |
| CI PRIVATE WEALTH, LLC | DE | OWNER | E | Control |
| CI US HOLDINGS INC. | DE | OWNER AND MANAGING MEMBER | E | Control |
| CI US HOLDINGS INC. | DE | OWNER AND MANAGING MEMBER | E | Control |
| CI US HOLDINGS INC. | DE | OWNER AND MANAGING MEMBER | E | Control |
| BUDROS, JAMES | I | PRINCIPAL | C | Control |
| BUDROS, JAMES | I | PRINCIPAL | C | Control |
| BUDROS, JAMES | I | PRINCIPAL | C | Control |
| BUDROS, JAMES, LOUIS | I | PRINCIPAL | C | Control |
| BUDROS, JAMES, LOUIS | I | PRINCIPAL | C | Control |
| BUDROS, JAMES, LOUIS | I | PRINCIPAL | C | Control |
| BUDROS, JAMES, LOUIS | I | PRINCIPAL | C | Control |
| BUDROS, JAMES, LOUIS | I | PRINCIPAL | C | Control |
| BUDROS, JAMES, LOUIS | I | CHAIRMAN | C | Control |
| BUDROS, JAMES, LOUIS | I | CHAIRMAN | C | Control |
| ROE, DANIEL, BEALE | I | PRINCIPAL | C | Control |
| ROE, DANIEL, BEALE | I | PRINCIPAL | C | Control |
| ROE, DANIEL, BEALE | I | PRINCIPAL | C | Control |
| ROE, DANIEL, BEALE | I | PRINCIPAL | C | Control |
| ROE, DANIEL, BEALE | I | PRINCIPAL | C | Control |
| ROE, DANIEL, BEALE | I | PRINCIPAL | C | Control |
| ROE, DANIEL, BEALE | I | PRINCIPAL | C | Control |
| ROE, DANIEL, BEALE | I | PRINCIPAL | C | Control |
| ROE, DANIEL, BEALE | I | CHIEF INVESTMENT OFFICER | C | Control |
| ROE, DANIEL, BEALE | I | CHIEF INVESTMENT OFFICER | C | Control |
| ROE, DANIEL, BEALE | I | CHIEF INVESTMENT OFFICER | C | Control |
| ROE, DANIEL, BEALE | I | CHIEF INVESTMENT OFFICER | C | Control |
| ROE, DANIEL, BEALE | I | CHIEF INVESTMENT OFFICER AND MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| ROE, DANIEL, BEALE | I | CHIEF INVESTMENT OFFICER | C | Control |
| ROE, DANIEL, BEALE | I | CHIEF INVESTMENT OFFICER | C | Control |
| ROE, DANIEL, BEALE | I | CHIEF INVESTMENT OFFICER AND MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| ROE, DANIEL, BEALE | I | CHIEF INVESTMENT OFFICER AND MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| ROE, DANIEL, BEALE | I | CHIEF INVESTMENT OFFICER AND MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| ROE, DANIEL, BEALE | I | CHIEF INVESTMENT OFFICER AND MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| ROE, DANIEL, BEALE | I | CHIEF INVESTMENT OFFICER AND MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| ROE, DANIEL, BEALE | I | CHIEF INVESTMENT OFFICER AND MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| ROE, DANIEL, BEALE | I | CHIEF INVESTMENT OFFICER AND MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| ROE, DANIEL, BEALE | I | CHIEF INVESTMENT OFFICER AND MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| ROE, DANIEL, BEALE | I | CHIEF INVESTMENT OFFICER AND MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| ROE, DANIEL, BEALE | I | CO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, & MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| ROE, DANIEL, BEALE | I | CO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, & MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| ROE, DANIEL, BEALE | I | CO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, & MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| ROE, DANIEL, BEALE | I | CO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, & MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| ROE, DANIEL, BEALE | I | CO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, & MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| ROE, DANIEL, BEALE | I | CO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, & MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| ROE, DANIEL, BEALE | I | CO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, & MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| ROE, DANIEL, BEALE | I | CO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, & MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| ROE, DANIEL, BEALE | I | CO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, & MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| ROE, DANIEL, BEALE | I | CO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, & MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| ROE, DANIEL, BEALE | I | CO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, & MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| RUHLIN, PEGGY | I | PRINCIPAL | C | Control |
| RUHLIN, PEGGY | I | CHIEF COMPLIANCE OFFICER | C | Control |
| RUHLIN, PEGGY | I | PRINCIPAL | C | Control |
| RUHLIN, PEGGY | I | CHIEF COMPLIANCE OFFICER | C | Control |
| RUHLIN, PEGGY | I | PRINCIPAL | C | Control |
| RUHLIN, PEGGY, MILLER | I | CHIEF COMPLIANCE OFFICER | C | Control |
| RUHLIN, PEGGY, MILLER | I | PRINCIPAL | C | Control |
| RUHLIN, PEGGY, MILLER | I | PRINCIPAL | C | Control |
| RUHLIN, PEGGY, MILLER | I | PRINCIPAL | C | Control |
| RUHLIN, PEGGY, MILLER | I | PRINCIPAL | C | Control |
| RUHLIN, PEGGY, MILLER | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER | C | Control |
| RUHLIN, PEGGY, MILLER | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER | C | Control |
| RUHLIN, PEGGY, MILLER | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER | C | Control |
| RUHLIN, PEGGY, MILLER | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER | C | Control |
| RUHLIN, PEGGY, MILLER | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| RUHLIN, PEGGY, MILLER | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER | C | Control |
| RUHLIN, PEGGY, MILLER | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER | C | Control |
| RUHLIN, PEGGY, MILLER | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| RUHLIN, PEGGY, MILLER | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| RUHLIN, PEGGY, MILLER | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| RUHLIN, PEGGY, MILLER | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| RUHLIN, PEGGY, MILLER | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| RUHLIN, PEGGY, MILLER | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| RUHLIN, PEGGY, MILLER | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| RUHLIN, PEGGY, MILLER | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| RUHLIN, PEGGY, MILLER | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| RUHLIN, PEGGY, MILLER | I | CHAIR OF THE BOARD OF DIRECTORS | C | Control |
| RUHLIN, PEGGY, MILLER | I | CHAIR OF THE BOARD OF DIRECTORS | C | Control |
| SCHUMAN, JOHN, DAVID | I | PRINCIPAL | C | Control |
| SCHUMAN, JOHN, DAVID | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | C | Control |
| SCHUMAN, JOHN, DAVID | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | C | Control |
| SCHUMAN, JOHN, DAVID | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | C | Control |
| SCHUMAN, JOHN, DAVID | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | C | Control |
| SCHUMAN, JOHN, DAVID | I | CHIEF PLANNING OFFICER & CHIEF COMPLIANCE OFFICER | C | Control |
| SCHUMAN, JOHN, DAVID | I | CHIEF PLANNING OFFICER & CHIEF COMPLIANCE OFFICER | C | Control |
| SCHUMAN, JOHN, DAVID | I | CHIEF PLANNING OFFICER & CHIEF COMPLIANCE OFFICER | C | Control |
| SCHUMAN, JOHN, DAVID | I | CHIEF PLANNING OFFICER & CHIEF COMPLIANCE OFFICER | C | Control |
| SCHUMAN, JOHN, DAVID | I | CHIEF PLANNING OFFICER, CHIEF COMPLIANCE OFFICER & MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| SCHUMAN, JOHN, DAVID | I | CHIEF PLANNING OFFICER & CHIEF COMPLIANCE OFFICER | C | Control |
| SCHUMAN, JOHN, DAVID | I | CHIEF PLANNING OFFICER & CHIEF COMPLIANCE OFFICER | C | Control |
| SCHUMAN, JOHN, DAVID | I | CHIEF PLANNING OFFICER, CHIEF COMPLIANCE OFFICER & MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| SCHUMAN, JOHN, DAVID | I | CHIEF PLANNING OFFICER, CHIEF COMPLIANCE OFFICER & MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| SCHUMAN, JOHN, DAVID | I | CHIEF PLANNING OFFICER, CHIEF COMPLIANCE OFFICER & MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| SCHUMAN, JOHN, DAVID | I | CHIEF PLANNING OFFICER, CHIEF COMPLIANCE OFFICER & MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| SCHUMAN, JOHN, DAVID | I | CHIEF PLANNING OFFICER, CHIEF COMPLIANCE OFFICER & MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| SCHUMAN, JOHN, DAVID | I | CHIEF PLANNING OFFICER, CHIEF COMPLIANCE OFFICER & MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| SCHUMAN, JOHN, DAVID | I | CHIEF PLANNING OFFICER, CHIEF COMPLIANCE OFFICER & MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| SCHUMAN, JOHN, DAVID | I | CHIEF PLANNING OFFICER, CHIEF COMPLIANCE OFFICER & MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| SCHUMAN, JOHN, DAVID | I | CHIEF PLANNING OFFICER, CHIEF COMPLIANCE OFFICER & MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| SCHUMAN, JOHN, DAVID | I | CO-CHIEF EXECUTIVE OFFICER, CHIEF PLANNING OFFICER, CHIEF COMPLIANCE OFFICER, & MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| SCHUMAN, JOHN, DAVID | I | CO-CHIEF EXECUTIVE OFFICER, CHIEF PLANNING OFFICER, CHIEF COMPLIANCE OFFICER, & MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| SCHUMAN, JOHN, DAVID | I | CO-CHIEF EXECUTIVE OFFICER, CHIEF PLANNING OFFICER, CHIEF COMPLIANCE OFFICER, & MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| SCHUMAN, JOHN, DAVID | I | CO-CHIEF EXECUTIVE OFFICER, CHIEF PLANNING OFFICER, CHIEF COMPLIANCE OFFICER, & MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| SCHUMAN, JOHN, DAVID | I | CO-CHIEF EXECUTIVE OFFICER, CHIEF PLANNING OFFICER, CHIEF COMPLIANCE OFFICER, & MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| SCHUMAN, JOHN, DAVID | I | CO-CHIEF EXECUTIVE OFFICER, CHIEF PLANNING OFFICER, CHIEF COMPLIANCE OFFICER, & MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| SCHUMAN, JOHN, DAVID | I | CO-CHIEF EXECUTIVE OFFICER, CHIEF PLANNING OFFICER, CHIEF COMPLIANCE OFFICER, & MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| SCHUMAN, JOHN, DAVID | I | CO-CHIEF EXECUTIVE OFFICER, CHIEF PLANNING OFFICER, CHIEF COMPLIANCE OFFICER, & MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| SCHUMAN, JOHN, DAVID | I | CO-CHIEF EXECUTIVE OFFICER, CHIEF PLANNING OFFICER, CHIEF COMPLIANCE OFFICER, & MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| SCHUMAN, JOHN, DAVID | I | CO-CHIEF EXECUTIVE OFFICER, CHIEF PLANNING OFFICER, CHIEF COMPLIANCE OFFICER, & MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| SCHUMAN, JOHN, DAVID | I | CO-CHIEF EXECUTIVE OFFICER, CHIEF PLANNING OFFICER, CHIEF COMPLIANCE OFFICER, & MEMBER OF THE BOARD OF DIRECTORS | C | Control |
| ARMSTRONG, AARON, TIMOTHY | I | SR. WEALTH MANAGER, MEMBER OF BOARD OF DIRECTORS | B | Control |
| ARMSTRONG, AARON, TIMOTHY | I | SR. WEALTH MANAGER, MEMBER OF BOARD OF DIRECTORS | B | Control |
| ARMSTRONG, AARON, TIMOTHY | I | SR. WEALTH MANAGER, MEMBER OF BOARD OF DIRECTORS | B | Control |
| ARMSTRONG, AARON, TIMOTHY | I | SR. WEALTH MANAGER, MEMBER OF BOARD OF DIRECTORS | B | Control |
| ARMSTRONG, AARON, TIMOTHY | I | SR. WEALTH MANAGER, MEMBER OF BOARD OF DIRECTORS | B | Control |
| ARMSTRONG, AARON, TIMOTHY | I | SR. WEALTH MANAGER, MEMBER OF BOARD OF DIRECTORS | B | Control |
| ARMSTRONG, AARON, TIMOTHY | I | SR. WEALTH MANAGER, MEMBER OF BOARD OF DIRECTORS | B | Control |
| ARMSTRONG, AARON, TIMOTHY | I | SR. WEALTH MANAGER, MEMBER OF BOARD OF DIRECTORS | B | Control |
| ARMSTRONG, AARON, TIMOTHY | I | SR. WEALTH MANAGER, MEMBER OF BOARD OF DIRECTORS | B | Control |
| BUDROS, RUHLIN & ROE, INC. | DE | TREASURY SHARES | B | |
| BUDROS, RUHLIN & ROE, INC. | DE | TREASURY SHARES | B | |
| MARCINICK, GARY, JOHN | I | EXECUTIVE VICE PRESIDENT OF BUSINESS DEVELOPMENT | B | |
| MARCINICK, GARY, JOHN | I | EXECUTIVE VICE PRESIDENT OF BUSINESS DEVELOPMENT | B | |
| MARCINICK, GARY, JOHN | I | EXECUTIVE VICE PRESIDENT OF BUSINESS DEVELOPMENT | B | |
| MARCINICK, GARY, JOHN | I | EXECUTIVE VICE PRESIDENT OF BUSINESS DEVELOPMENT | B | |
| MARCINICK, GARY, JOHN | I | EXECUTIVE VICE PRESIDENT OF BUSINESS DEVELOPMENT | B | |
| MARCINICK, GARY, JOHN | I | EXECUTIVE VICE PRESIDENT OF BUSINESS DEVELOPMENT | B | |
| MARCINICK, GARY, JOHN | I | EXECUTIVE VICE PRESIDENT OF BUSINESS DEVELOPMENT | B | |
| MARCINICK, GARY, JOHN | I | EXECUTIVE VICE PRESIDENT OF BUSINESS DEVELOPMENT | B | |
| MARCINICK, GARY, JOHN | I | EXECUTIVE VICE PRESIDENT OF BUSINESS DEVELOPMENT | B | |
| BUDROS, RUHLIN & ROE, INC. | DE | TREASURY SHARES | A | |
| BUDROS, RUHLIN & ROE, INC. | DE | TREASURY SHARES | A | |
| BUDROS, RUHLIN & ROE, INC. | DE | TREASURY SHARES | A | |
| BUDROS, RUHLIN & ROE, INC. | DE | TREASURY SHARES | A | |
| BUDROS, RUHLIN & ROE, INC. | DE | TREASURY SHARES | A | |
| BUDROS, RUHLIN & ROE, INC. | DE | TREASURY SHARES | A | |
| BUDROS, RUHLIN & ROE, INC. | DE | TREASURY SHARES | A | |
| DUE, DANIEL, LAWRENCE | I | SR. WEALTH MANAGER | A | |
| DUE, DANIEL, LAWRENCE | I | SR. WEALTH MANAGER | A | |
| DUE, DANIEL, LAWRENCE | I | SR. WEALTH MANAGER | A | |
| DUE, DANIEL, LAWRENCE | I | SR. WEALTH MANAGER | A | |
| DUE, DANIEL, LAWRENCE | I | SR. WEALTH MANAGER | A | |
| DUE, DANIEL, LAWRENCE | I | SR. WEALTH MANAGER | A | |
| DUE, DANIEL, LAWRENCE | I | SR. WEALTH MANAGER | A | |
| DUE, DANIEL, LAWRENCE | I | SR. WEALTH MANAGER | A | |
| DUE, DANIEL, LAWRENCE | I | SR. WEALTH MANAGER | A | |
| JACK, BRIAN, ROCCO | I | VICE PRESIDENT, DIRECTOR OF OPERATIONS | A | |
| JACK, BRIAN, ROCCO | I | VICE PRESIDENT, DIRECTOR OF OPERATIONS | A | |
| JACK, BRIAN, ROCCO | I | VICE PRESIDENT, DIRECTOR OF OPERATIONS | A | |
| JACK, BRIAN, ROCCO | I | VICE PRESIDENT, DIRECTOR OF OPERATIONS | A | |
| JACK, BRIAN, ROCCO | I | VICE PRESIDENT, DIRECTOR OF OPERATIONS | A | |
| JACK, BRIAN, ROCCO | I | VICE PRESIDENT, DIRECTOR OF OPERATIONS | A | |
| JACK, BRIAN, ROCCO | I | VICE PRESIDENT, DIRECTOR OF OPERATIONS | A | |
| JACK, BRIAN, ROCCO | I | VICE PRESIDENT, DIRECTOR OF OPERATIONS | A | |
| JACK, BRIAN, ROCCO | I | VICE PRESIDENT, DIRECTOR OF OPERATIONS | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CI FINANCIAL CORP. | FE | CI US HOLDINGS INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS INC. | E | Control |
| CI PRIVATE WEALTH HOLDINGS, LLC | DE | CI PRIVATE WEALTH US LLC | E | Control |
| CI PRIVATE WEALTH HOLDINGS, LLC | DE | CI PRIVATE WEALTH US LLC | E | Control |
| CI PRIVATE WEALTH HOLDINGS, LLC | DE | CI PRIVATE WEALTH US LLC | E | Control |
| CI US HOLDINGS INC. | DE | CI US, LLC | E | Control |
| CI US HOLDINGS INC. | DE | CI US, LLC | E | Control |
| CI US HOLDINGS INC. | DE | CIPW HOLDINGS, LLC | E | Control |
| CI US HOLDINGS INC. | DE | CI US, LLC | E | Control |
| CI US, LLC | DE | CI PRIVATE WEALTH HOLDINGS, LLC | E | Control |
| CI US, LLC | DE | CI PRIVATE WEALTH HOLDINGS, LLC | E | Control |
| CI US, LLC | DE | CI PRIVATE WEALTH HOLDINGS, LLC | E | Control |
| CIPW HOLDINGS, LLC | DE | CI PRIVATE WEALTH, LLC | E | Control |
Registrations
Federal
IA
Nov 17, 2022 REGISTERED
Notice Filings (23)
AZ CA CO FL GA IL IN KY MA MI MN NC NH NJ NY OH PA SC TN TX VA WA WV
Address
1801 WATERMARK DRIVE, SUITE 300COLUMBUS, OH 43215-7088
United States
Phone: 614-481-6900