RIA Intelligence

GBU INC

CRD #106539 SEC #801-35162 NEW YORK, NY 212-753-0700
SEC Registered
Total AUM
$2.7M
Discretionary
$2.7M
Employees
10
Clients
--
Accounts
1

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 2, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BODOW, ERIK, MICHAELICHIEF COMPLIANCE OFFICERNA Control
BODOW, ERIK, MICHAELICHIEF COMPLIANCE OFFICERNA Control
BODOW, ERIK, MICHAELICHIEF COMPLIANCE OFFICERNA Control
FARRELL, JUDITHISECRETARY-TREASURERNA
FARRELL, JUDITHISECRETARY-TREASURERNA
FARRELL, JUDITHISECRETARY-TREASURERNA
KINSEY, CATHERINE, EIVICE PRESIDENT-MARKETINGNA
MCMAHON, PATRICIA, HARRIETIVICE PRESIDENT, SECRETARY AND TREASURERNA
RICH, SANFORD, ROBERTISENIOR VICE PRESIDENT-INVESTMENTS; DIRECTORNA
RICH, SANFORD, ROBERTISENIOR VICE PRESIDENT-INVESTMENTS; DIRECTORNA
RICH, SANFORD, ROBERTISENIOR VICE PRESIDENT-INVESTMENTS; DIRECTORNA
RICH, SANFORD, ROBERTISENIOR VICE PRESIDENT-INVESTMENTS; DIRECTORNA
UNTERMAN, GERALD, BRUCEIPRESIDENT; DIRECTORE Control
UNTERMAN, GERALD, BRUCEIPRESIDENT; DIRECTORE Control
UNTERMAN, GERALD, BRUCEIPRESIDENT; DIRECTORE Control
UNTERMAN, GERALD, BRUCEIPRESIDENT; DIRECTORE Control
MASTERSON, ROBERT, PATRICKIVICE PRESIDENT-RESEARCH: DIRECTORB
MASTERSON, ROBERT, PATRICKIVICE PRESIDENT-RESEARCH: DIRECTORB
MASTERSON, ROBERT, PATRICKIVICE PRESIDENT-RESEARCH: DIRECTORB
MASTERSON, ROBERT, PATRICKIVICE PRESIDENT-RESEARCH: DIRECTORB

Registrations

Federal

IA
Mar 2, 2007 REGISTERED

Notice Filings (1)

NY

Address

950 THIRD AVE, 22ND FLOOR
NEW YORK, NY 10022-2705
USA
Phone: 212-753-0700