NUVEEN INSTITUTIONAL ADVISORY CORP
CRD #106540 SEC #801-36793 CHICAGO, IL 312-917-7700
SEC Registered
Total AUM
$2.9B
Discretionary
$2.9B
Employees
--
Clients
--
Accounts
15
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 20, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AMBOIAN, JOHN, PETER | I | PRESIDENT & DIRECTOR | NA | Control |
| AMBOIAN, JOHN, PETER | I | PRESIDENT & DIRECTOR | NA | Control |
| AMBOIAN, JOHN, PETER | I | PRESIDENT & DIRECTOR | NA | Control |
| BERKSHIRE, ALAN, GLENN | I | SENIOR VICE PRESIDENT & SECRETARY | NA | |
| BERKSHIRE, ALAN, GLENN | I | SENIOR VICE PRESIDENT & SECRETARY | NA | |
| BERKSHIRE, ALAN, GLENN | I | SENIOR VICE PRESIDENT & SECRETARY | NA | |
| CROSSLEY, LISA, DIANE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| CROSSLEY, LISA, DIANE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FITZGERALD, WILLIAM, M | I | MANAGING DIRECTOR | NA | |
| FITZGERALD, WILLIAM, M | I | MANAGING DIRECTOR | NA | |
| FITZGERALD, WILLIAM, M | I | MANAGING DIRECTOR | NA | |
| KEEFE, MARY, E | I | MANAGING DIRECTOR AND DIRECTOR OF COMPLIANCE | NA | |
| MARTIN, LARRY, WOODS | I | VICE PRESIDENT | NA | |
| PERONI, EUGENE, EVERETT | I | MANAGING DIRECTOR AND DIRECTOR OF EQUITY RESEARCH | NA | |
| SCHWERTFEGER, TIMOTHY, RAYMOND | I | CEO, CHAIRMAN & DIRECTOR | NA | Control |
| SCHWERTFEGER, TIMOTHY, RAYMOND | I | CEO, CHAIRMAN & DIRECTOR | NA | Control |
| SCHWERTFEGER, TIMOTHY, RAYMOND | I | CEO, CHAIRMAN & DIRECTOR | NA | Control |
| WILSON, MARGARET, EILEEN | I | SENIOR VICE PRESIDENT & CONTROLLER | NA | |
| WILSON, MARGARET, EILEEN | I | SENIOR VICE PRESIDENT & CONTROLLER | NA | |
| WILSON, MARGARET, EILEEN | I | SENIOR VICE PRESIDENT & CONTROLLER | NA | |
| ZIMMERMAN, GIFFORD, ROSS | I | GENERAL COUNSEL | NA | |
| ZIMMERMAN, GIFFORD, ROSS | I | GENERAL COUNSEL | NA | |
| ZIMMERMAN, GIFFORD, ROSS | I | GENERAL COUNSEL | NA | |
| NUVEEN INVESTMENTS | DE | STOCKHOLDER | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | STOCKHOLDER | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | STOCKHOLDER | E | Control |
| THE JOHN NUVEEN COMPANY | DE | STOCKHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| THE ST. PAUL COMPANIES | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| THE ST. PAUL COMPANIES | DE | THE JOHN NUVEEN COMPANY | E | Control |
| THE ST. PAUL TRAVELERS COMPANIES, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
Registrations
Federal
IA
Mar 20, 2002 REGISTERED
Address
333 W WACKER DRCHICAGO, IL 60606
USA
Phone: 312-917-7700