HEALTH FINANCIAL INC
CRD #106543 SEC #801-29028 LEXINGTON, KY 859-296-5678
SEC Registered
Total AUM
$234.4M
Discretionary
$234.4M
Employees
5
Clients
0
Accounts
1,000
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 1, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BINGER, CHARLES, HOLMES | I | EXECUTIVE VP AND GENERAL COUNSEL OF PARENT | NA | |
| BINGER, CHARLES, HOLMES | I | EXECUTIVE VP AND GENERAL COUNSEL OF PARENT | NA | |
| BINGER, CHARLES, HOLMES | I | EXECUTIVE VP AND GENERAL COUNSEL OF PARENT | NA | |
| CONOVER, PHILIP, LEE | I | DIRECTOR OF PARENT | NA | |
| CONOVER, PHILIP, LEE | I | DIRECTOR OF PARENT | NA | |
| CONOVER, PHILIP, LEE | I | DIRECTOR OF PARENT | NA | |
| GAINES, WEAVER, HENDERSON | I | DIRECTOR OF PARENT | NA | |
| GAINES, WEAVER, HENDERSON | I | DIRECTOR OF PARENT | NA | |
| GAINES, WEAVER, HENDERSON | I | DIRECTOR OF PARENT | NA | |
| GHOSTON, ANTHONY, JEROME | I | SENIOR VP AND CHIEF INFORMATION OFFICER OF PARENT | NA | |
| GHOSTON, ANTHONY, JEROME | I | SENIOR VP AND CHIEF INFORMATION OFFICER OF PARENT | NA | |
| GHOSTON, ANTHONY, JEROME | I | SENIOR VP AND CHIEF INFORMATION OFFICER OF PARENT | NA | |
| HARDESTY, MICHELE, VOGT | I | VICE PRESIDENT OF APPLICANT | NA | |
| HARDESTY, MICHELE, VOGT | I | VICE PRESIDENT OF APPLICANT | NA | |
| HARDESTY, MICHELE, VOGT | I | VICE PRESIDENT OF APPLICANT | NA | |
| MORRIS, DAVID, F | I | SENIOR VP AND ASSOCIATE GENERAL COUNSEL OF PARENT | NA | |
| MORRIS, DAVID, F | I | SENIOR VP AND ASSOCIATE GENERAL COUNSEL OF PARENT | NA | |
| MORRIS, DAVID, F | I | SENIOR VP AND ASSOCIATE GENERAL COUNSEL OF PARENT | NA | |
| NAPURANO, THOMAS, GERALD | I | DIRECTOR, EXECUTIVE VP AND CFO OF PARENT, TREASURER OF APPLICANT | NA | |
| NAPURANO, THOMAS, GERALD | I | DIRECTOR, EXECUTIVE VP AND CFO OF PARENT, TREASURER OF APPLICANT | NA | |
| NAPURANO, THOMAS, GERALD | I | DIRECTOR, EXECUTIVE VP AND CFO OF PARENT, TREASURER OF APPLICANT | NA | |
| ORBEN, JACK, RICHARD | I | DIRECTOR OF PARENT | NA | |
| ORBEN, JACK, RICHARD | I | DIRECTOR OF PARENT | NA | |
| ORBEN, JACK, RICHARD | I | DIRECTOR OF PARENT | NA | |
| PENN, JOHN, SCOTT | I | DIRECTOR, PRESIDENT AND COO OF PARENT | NA | |
| PENN, JOHN, SCOTT | I | DIRECTOR, PRESIDENT AND COO OF PARENT | NA | |
| PENN, JOHN, SCOTT | I | DIRECTOR, PRESIDENT AND COO OF PARENT | NA | |
| WALKER, RICHARD, A | I | DIRECTOR OF PARENT | NA | |
| WALKER, RICHARD, A | I | DIRECTOR OF PARENT | NA | |
| UNIFIED FINANCIAL SERVICES, INC. | DE | PARENT OF OWNER | E | Control |
| UNIFIED FINANCIAL SERVICES, INC. | DE | PARENT OF OWNER | E | Control |
| UNIFIED FINANCIAL SERVICES, INC. | DE | PARENT OF OWNER | E | Control |
| UNIFIED TRUST COMPANY, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| UNIFIED TRUST COMPANY, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| UNIFIED TRUST COMPANY, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| KASTEN, GREGORY, WILLIAM | I | DIRECTOR AND SHAREHOLDER OF PARENT; DIRECTOR, PRESIDENT AND CEO OF APPLICANT | B | |
| KASTEN, GREGORY, WILLIAM | I | DIRECTOR AND SHAREHOLDER OF PARENT; DIRECTOR, PRESIDENT AND CEO OF APPLICANT | B | |
| KASTEN, GREGORY, WILLIAM | I | SHAREHOLDER OF PARENT; DIRECTOR, PRESIDENT AND CEO OF APPLICANT | B | |
| TRUMPFHELLER, KENNETH, DAVID | I | SHAREHOLDER OF PARENT | B | |
| TRUMPFHELLER, KENNETH, DAVID | I | SHAREHOLDER OF PARENT | B | |
| TRUMPFHELLER, KENNETH, DAVID | I | SHAREHOLDER OF PARENT | B | |
| ASHBURN, TIMOTHY, LEE | I | CHAIRMAN, CEO AND SHAREHOLDER OF PARENT, DIRECTOR OF APPLICANT | A | |
| ASHBURN, TIMOTHY, LEE | I | CHAIRMAN, CEO AND SHAREHOLDER OF PARENT, DIRECTOR OF APPLICANT | A | |
| ASHBURN, TIMOTHY, LEE | I | CHAIRMAN, CEO AND SHAREHOLDER OF PARENT, DIRECTOR OF APPLICANT | A | |
| OWNES, JOHN, R | I | SHAREHOLDER OF PARENT | A | |
| OWNES, JOHN, R | I | SHAREHOLDER OF PARENT | A | |
| OWNES, JOHN, R | I | SHAREHOLDER OF PARENT | A |
Registrations
Federal
IA
Apr 1, 2002 REGISTERED
Address
2353 ALEXANDRIA DRIVE SUITE 100LEXINGTON, KY 40504
USA
Phone: 859-296-5678