RIA Intelligence

TCW SPECIAL CREDITS

CRD #106545 SEC #801-32288 LOS ANGELES, CA 213-244-0000
SEC Registered
Total AUM
$6.8M
Discretionary
$6.8M
Employees
5
Clients
--
Accounts
6

Firm Details

Organization Type
Partnership
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 29, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
HENZE, RAYMOND, FRANCISIINVESTMENT COMMITTEE MEMBERNA Control
HENZE, RAYMOND, FRANCISIINVESTMENT COMMITTEE MEMBERNA Control
LORD, HILARY, GILLIAN DARCYICHIEF COMPLIANCE OFFICERNA Control
LORD, HILARY, GILLIAN DARCYICHIEF COMPLIANCE OFFICERNA Control
TCW ASSET MANAGEMENT CODEMANAGING GENERAL PARTNERD Control
TCW ASSET MANAGEMENT CODEGENERAL PARTNERD Control
TCW ASSET MANAGEMENT CODEGENERAL PARTNERD Control
TCW ASSET MANAGEMENT CODEMANAGING GENERAL PARTNERD Control
TCW ASSET MANAGEMENT CODEMANAGING GENERAL PARTNERD Control
TCW ASSET MANAGEMENT CODEMANAGING GENERAL PARTNERD Control
TCW ASSET MANAGEMENT CODEMANAGING GENERAL PARTNERD Control
KARSH, BRUCE, ALLENIGENERAL PARTNERB Control
KARSH, BRUCE, ALLENIGENERAL PARTNERB Control
KARSH, BRUCE, ALLENIGENERAL PARTNERB Control
KARSH, BRUCE, ALLENIGENERAL PARTNERB Control
KARSH, BRUCE, ALLENIGENERAL PARTNERB Control
KARSH, BRUCE, ALLENIGENERAL PARTNERB Control
KARSH, BRUCE, ALLENIGENERAL PARTNERB Control
MARKS, HOWARD, STANLEYIGENERAL PARTNERB Control
MARKS, HOWARD, STANLEYIGENERAL PARTNERB Control
MARKS, HOWARD, STANLEYIGENERAL PARTNERB Control
MARKS, HOWARD, STANLEYIGENERAL PARTNERB Control
MARKS, HOWARD, STANLEYIGENERAL PARTNERB Control
MARKS, HOWARD, STANLEYIGENERAL PARTNERB Control
MARKS, HOWARD, STANLEYIGENERAL PARTNERB Control
MASSON, DAVID, RICHARDIGENERAL PARTNERB Control
MASSON, DAVID, RICHARDIGENERAL PARTNERB Control
MASSON, DAVID, RICHARDIGENERAL PARTNERB Control
MASSON, DAVID, RICHARDIGENERAL PARTNERB Control
MASSON, DAVID, RICHARDIGENERAL PARTNERB Control
MASSON, DAVID, RICHARDIGENERAL PARTNERB Control
MASSON, DAVID, RICHARDIGENERAL PARTNERB Control
STERN, MARC, IRWINIINVESTMENT COMMITTEE MEMBERB Control
STERN, MARC, IRWINIINVESTMENT COMMITTEE MEMBERB Control
ELLISON, ERNEST, ODINIINVESTMENT COMMITTEE MEMBERA Control
ELLISON, ERNEST, ODINIINVESTMENT COMMITTEE MEMBERA Control
STONE, MICHAEL, SHELDONIGENERAL PARTNERA Control
STONE, MICHAEL, SHELDONIGENERAL PARTNERA Control
STONE, MICHAEL, SHELDONIGENERAL PARTNERA Control
STONE, MICHAEL, SHELDONIGENERAL PARTNERA Control
STONE, MICHAEL, SHELDONIGENERAL PARTNERA Control
STONE, MICHAEL, SHELDONIGENERAL PARTNERA Control
STONE, MICHAEL, SHELDONIGENERAL PARTNERA Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
SOCIETE GENERALE ASSET MANAGEMENT SAFETHE TCW GROUP, INC.E Control
SOCIETE GENERALE ASSET MANAGEMENT SAFETHE TCW GROUP, INC.E Control
SOCIETE GENERALE SAFESOCIETE GENERALE ASSET MANAGEMENT SAE Control
SOCIETE GENERALE SAFESOCIETE GENERALE ASSET MANAGEMENT SAE Control
SOCIETE GENERALE SAFESOCIETE GENERALE ASSET MANAGEMENT SAE Control
SOCIETE GENERALE SAFESOCIETE GENERALE ASSET MANAGEMENT SAE Control
SOCIETE GENERALE SAFESOCIETE GENERALE ASSET MANAGEMENT SAE Control
SOCIETE GENERALE SAFESOCIETE GENERALE ASSET MANAGEMENT SAE Control
THE TCW GROUP, INC.DETCW ASSET MANAGEMENT COMPANYE Control
THE TCW GROUP, INC.DETCW ASSET MANAGEMENT COMPANYE Control
THE TCW GROUP, INC.DETCW ASSET MANAGEMENT COMPANYE Control
THE TCW GROUP, INC.DETCW ASSET MANAGEMENT COMPANYE Control
THE TCW GROUP, INC.DETCW ASSET MANAGEMENT COMPANYE Control
THE TCW GROUP, INC.DETCW ASSET MANAGEMENT COMPANYE Control
THE TCW GROUP, INC.DETCW ASSET MANAGEMENT COMPANYE Control
SOCIETE GENERALE ASSET MANAGEMENT SAFETHE TCW GROUP, INC.D Control
SOCIETE GENERALE ASSET MANAGEMENT SAFETHE TCW GROUP, INC.D Control
SOCIETE GENERALE ASSET MANAGEMENT SAFETHE TCW GROUP, INC.D Control
SOCIETE GENERALE ASSET MANAGEMENT SAFETHE TCW GROUP, INC.D Control
DAY, ROBERT, ADDISONITHE TCW GROUP INCC Control

Registrations

Federal

IA
Mar 29, 2007 REGISTERED

Notice Filings (1)

CA

Address

865 S FIGUEROA ST
STE 1800
LOS ANGELES, CA 90017
USA
Phone: 213-244-0000