BAXTER BROTHERS INC.
Legal name: BAXTER INVESTMENT MANAGEMENT
CRD #106548 SEC #801-1939 RIVERSIDE, CT 203-637-4559
SEC Registered
Total AUM
$1B
Discretionary
$1B
Employees
7
Clients
26
Accounts
1,032
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 2, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAXTER, WILLIAM, JOSEPH | I | CHAIRMAN | NA | Control |
| BAXTER, WILLIAM, JOSEPH | I | CHAIRMAN | NA | Control |
| BAXTER, WILLIAM, JOSEPH | I | CHAIRMAN | NA | Control |
| BAXTER, WILLIAM, JOSEPH | I | CHAIRMAN | NA | Control |
| EVANGELIST, GREGG, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EVANGELIST, GREGG, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EVANGELIST, GREGG, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EVANGELIST, GREGG, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BAXTER, WILLIAM, JOSEPH | I | CEO,CFO, DIR. | D | Control |
| BAXTER, WILLIAM, JOSEPH | I | CEO,CFO, DIR. | D | Control |
| BAXTER, WILLIAM, JOSEPH | I | CEO,CFO, DIR. | D | Control |
| BAXTER, WILLIAM, JOSEPH | I | COO,CCO, DIR. | D | Control |
| BAXTER, WILLIAM, JOSEPH | I | CEO,CFO, DIR. | D | Control |
| BAXTER, WILLIAM, JOSEPH | I | PRESIDENT, SECTY, TREAS | D | Control |
| BAXTER, WILLIAM, JOSEPH | I | PRESIDENT, SECTY, TREAS | D | Control |
| BAXTER, WILLIAM, JOSEPH | I | PRESIDENT, SECTY, TREAS | D | Control |
| BAXTER, WILLIAM, JOSEPH | I | PRESIDENT, SECTY, TREAS | D | Control |
| BAXTER, WILLIAM, JOSEPH | I | PRESIDENT, SECTY, TREAS | D | Control |
| BAXTER, WILLIAM, JOSEPH | I | PRESIDENT, SECTY, TREAS | D | Control |
| BAXTER, WILLIAM, JOSEPH | I | PRESIDENT, SECTY, TREAS | D | Control |
| BAXTER, WILLIAM, JOSEPH | I | PRESIDENT, SECTY, TREAS | D | Control |
| BAXTER, WILLIAM, JOSEPH | I | PRESIDENT, SECTY, TREAS | D | Control |
| BAXTER, WILLIAM, JOSEPH | I | PRESIDENT, SECTY, TREAS | D | Control |
| BAXTER, WILLIAM, JOSEPH | I | PRESIDENT, SECTY, TREAS | D | Control |
| BAXTER, WILLIAM, JOSEPH | I | PRESIDENT, SECTY, TREAS | D | Control |
| BAXTER, WILLIAM, JOSEPH | I | PRESIDENT, SECTY, TREAS | D | Control |
| BAXTER, WILLIAM, JOSEPH | I | PRESIDENT, SECTY, TREAS | D | Control |
| BAXTER, WILLIAM, JOSEPH | I | PRESIDENT, SECTY, TREAS | D | Control |
| BAXTER, WILLIAM, JOSEPH | I | PRESIDENT, SECTY, TREAS | D | Control |
| BAXTER, WILLIAM, JOSEPH | I | PRESIDENT, SECTY, TREAS | D | Control |
| BAXTER, WILLIAM, JOSEPH | I | PRESIDENT, SECTY, TREAS | D | Control |
| BAXTER, WILLIAM, JOSEPH | I | PRESIDENT, SECTY, TREAS | D | Control |
| BAXTER, WILLIAM, JOSEPH | I | PRESIDENT, SECTY, TREAS | D | Control |
| BAXTER, WILLIAM, JOSEPH | I | PRESIDENT, SECTY, TREAS | D | Control |
| BAXTER, WILLIAM, JOSEPH | I | PRESIDENT, SECTY, TREAS | D | Control |
| BAXTER, WILLIAM, JOSEPH | I | PRESIDENT, SECTY, TREAS | D | Control |
| BAXTER, JOHN, C | I | CHIEF COMPLIANCE OFFICER | C | |
| BAXTER, JOHN, C | I | CHIEF COMPLIANCE OFFICER | C | |
| BAXTER, JOHN, C | I | CHIEF COMPLIANCE OFFICER | C | |
| BAXTER, JOHN, C | I | CHIEF COMPLIANCE OFFICER | C | |
| BAXTER, JOHN, C | I | CHIEF COMPLIANCE OFFICER | C | |
| BAXTER, JOHN, C | I | CHIEF COMPLIANCE OFFICER | C | |
| BAXTER, JOHN, C | I | CHIEF COMPLIANCE OFFICER | C | |
| BAXTER, JOHN, C | I | CHIEF COMPLIANCE OFFICER | C | |
| BAXTER, JOHN, C | I | CHIEF COMPLIANCE OFFICER | C | |
| BAXTER, JOHN, C | I | CHIEF COMPLIANCE OFFICER | C | |
| BAXTER, JOHN, C | I | CHIEF COMPLIANCE OFFICER | C | |
| BAXTER, JOHN, C | I | CHIEF COMPLIANCE OFFICER | C | |
| BAXTER, JOHN, C | I | CHIEF COMPLIANCE OFFICER | C | |
| BAXTER, JOHN, C | I | CHIEF COMPLIANCE OFFICER | C | |
| BAXTER, JOHN, C | I | CHIEF COMPLIANCE OFFICER | C | |
| BAXTER, JOHN, C | I | CHIEF COMPLIANCE OFFICER | C | |
| BAXTER, JOHN, C | I | CHIEF COMPLIANCE OFFICER | C | |
| BAXTER, JOHN, C | I | CHIEF COMPLIANCE OFFICER | C | |
| BAXTER, JOHN, C | I | CHIEF COMPLIANCE OFFICER | C | |
| BAXTER, JOHN, C | I | CHIEF COMPLIANCE OFFICER | C | |
| BAXTER, JOHN, C | I | CHIEF COMPLIANCE OFFICER | C | |
| BAXTER, JOHN, C | I | CHIEF COMPLIANCE OFFICER | C | |
| BAXTER, JOHN, C | I | CHIEF COMPLIANCE OFFICER | C | |
| BAXTER, WILLIAM, JOSEPH | I | CEO | C | Control |
| BAXTER, WILLIAM, JOSEPH | I | CEO | C | Control |
| BAXTER, WILLIAM, JOSEPH | I | CEO | C | Control |
| BAXTER, WILLIAM, JOSEPH | I | CEO | C | Control |
| BAXTER, WILLIAM, JOSEPH | I | CEO | C | Control |
| BAXTER, WILLIAM, JOSEPH | I | CEO | C | Control |
| BAXTER, JACQUELINE, SPENCER | I | SHAREHOLDER | B | |
| BAXTER, JACQUELINE, SPENCER | I | SHAREHOLDER | B | |
| BAXTER, JACQUELINE, SPENCER | I | SHAREHOLDER | B | |
| BAXTER, JACQUELINE, SPENCER | I | SHAREHOLDER | B | |
| BAXTER, JACQUELINE, SPENCER | I | SHAREHOLDER | B | |
| BAXTER, JACQUELINE, SPENCER | I | SHAREHOLDER | B | |
| BAXTER, JACQUELINE, SPENCER | I | SHAREHOLDER | B | |
| BAXTER, JACQUELINE, SPENCER | I | SHAREHOLDER | B | |
| BAXTER, JACQUELINE, SPENCER | I | SHAREHOLDER | B | |
| BAXTER, JACQUELINE, SPENCER | I | SHAREHOLDER | B | |
| BAXTER, JACQUELINE, SPENCER | I | SHAREHOLDER | B | |
| BAXTER, JACQUELINE, SPENCER | I | SHAREHOLDER | B | |
| BAXTER, JACQUELINE, SPENCER | I | SHAREHOLDER | B | |
| BAXTER, JACQUELINE, SPENCER | I | SHAREHOLDER | B | |
| BAXTER, JOHN, C | I | SHAREHOLDER | B | |
| BAXTER, JOHN, C | I | CHIEF COMPLIANCE OFFICER | B | |
| BAXTER, JOHN, C | I | CHIEF COMPLIANCE OFFICER | B | |
| BAXTER, JOHN, C | I | CHIEF COMPLIANCE OFFICER | B | |
| BAXTER, JOHN, C | I | CHIEF COMPLIANCE OFFICER | B | |
| BAXTER, JOHN, C | I | CHIEF COMPLIANCE OFFICER | B | |
| BAXTER, WILLIAM, JOSEPH | I | PRESIDENT, DIR. | B | Control |
| BAXTER, WILLIAM, JOSEPH | I | PRESIDENT, SECTY, TREAS | B | Control |
| BAXTER, WILLIAM, JOSEPH | I | PRESIDENT, SECTY, TREAS | B | Control |
| BAXTER, WILLIAM, JOSEPH | I | PRESIDENT, DIR. | B | Control |
| BAXTER, WILLIAM, JOSEPH | I | PRESIDENT, SECTY, TREAS | B | Control |
| BAXTER, WILLIAM, JOSEPH | I | PRESIDENT, DIR. | B | Control |
| BAXTER, WILLIAM, JOSEPH | I | PRESIDENT, SECTY, TREAS | B | Control |
| BAXTER, WILLIAM, JOSEPH | I | PRESIDENT, SECTY, TREAS | B | Control |
| BAXTER, WILLIAM, JOSEPH | I | PRESIDENT, SECTY, TREAS | B | Control |
Registrations
Federal
IA
Dec 2, 2025 REGISTERED
Notice Filings (24)
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Address
1030 EAST PUTNAM AVENUERIVERSIDE, CT 06878
United States
Phone: 203-637-4559