ASTER INVESTMENT MANAGEMENT CO INC
CRD #106551 SEC #801-12928 LARKSPUR, CA 415-461-8770
SEC Registered
Total AUM
$3.2B
Discretionary
$3.2B
Employees
6
Clients
--
Accounts
3
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 10, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CORDISCO, LARRY, EDWARD | I | VP OF RESEARCH | NA | Control |
| CORDISCO, LARRY, EDWARD | I | VP OF RESEARCH | NA | Control |
| CORDISCO, LARRY, EDWARD | I | VP OF RESEARCH | NA | Control |
| CORDISCO, LARRY, EDWARD | I | VP OF RESEARCH | NA | Control |
| CORDISCO, LARRY, EDWARD | I | VP OF RESEARCH | NA | Control |
| CORDISCO, LARRY, EDWARD | I | VP OF RESEARCH | NA | Control |
| CORDISCO, LARRY, EDWARD | I | VP OF RESEARCH | NA | Control |
| CORDISCO, LARRY, EDWARD | I | VP OF RESEARCH | NA | Control |
| CORDISCO, LARRY, EDWARD | I | VP OF RESEARCH | NA | Control |
| CORDISCO, LARRY, EDWARD | I | VP OF RESEARCH | NA | Control |
| CORDISCO, LARRY, EDWARD | I | VP OF RESEARCH | NA | Control |
| ENGLAND, JAMES, HERBERT | I | VP OF RESEARCH | NA | Control |
| ENGLAND, JAMES, HERBERT | I | VP OF RESEARCH | NA | Control |
| ENGLAND, JAMES, HERBERT | I | VP OF RESEARCH | NA | Control |
| ENGLAND, JAMES, HERBERT | I | VP OF RESEARCH | NA | Control |
| ENGLAND, JAMES, HERBERT | I | VP OF RESEARCH | NA | Control |
| ENGLAND, JAMES, HERBERT | I | VP OF RESEARCH | NA | Control |
| ENGLAND, JAMES, HERBERT | I | VP OF RESEARCH | NA | Control |
| ENGLAND, JAMES, HERBERT | I | VP OF RESEARCH | NA | Control |
| ENGLAND, JAMES, HERBERT | I | VP OF RESEARCH | NA | Control |
| ENGLAND, JAMES, HERBERT | I | VP OF RESEARCH | NA | Control |
| ENGLAND, JAMES, HERBERT | I | VP OF RESEARCH | NA | Control |
| ENGLAND, JAMES, HERBERT | I | VP OF RESEARCH | NA | Control |
| ENGLAND, JAMES, HERBERT | I | VP OF RESEARCH | NA | Control |
| KEELING, GREGG, BERNARD | I | VP OF OPERATIONS | NA | Control |
| KEELING, GREGG, BERNARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KEELING, GREGG, BERNARD | I | VP OF OPERATIONS | NA | Control |
| KEELING, GREGG, BERNARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KEELING, GREGG, BERNARD | I | VP OF OPERATIONS | NA | Control |
| KEELING, GREGG, BERNARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KEELING, GREGG, BERNARD | I | VP OF OPERATIONS | NA | Control |
| KEELING, GREGG, BERNARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KEELING, GREGG, BERNARD | I | VP OF OPERATIONS | NA | Control |
| KEELING, GREGG, BERNARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KEELING, GREGG, BERNARD | I | VP OF OPERATIONS | NA | Control |
| KEELING, GREGG, BERNARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KEELING, GREGG, BERNARD | I | VP OF OPERATIONS | NA | Control |
| KEELING, GREGG, BERNARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KEELING, GREGG, BERNARD | I | VP OF OPERATIONS | NA | Control |
| KEELING, GREGG, BERNARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KEELING, GREGG, BERNARD | I | VP OF OPERATIONS | NA | Control |
| KEELING, GREGG, BERNARD | I | VP OF OPERATIONS | NA | Control |
| KEELING, GREGG, BERNARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KEELING, GREGG, BERNARD | I | VP OF OPERATIONS | NA | Control |
| KEELING, GREGG, BERNARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KEELING, GREGG, BERNARD | I | VP OF OPERATIONS | NA | Control |
| KEELING, GREGG, BERNARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KEELING, GREGG, BERNARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KEELING, GREGG, BERNARD | I | VP OF OPERATIONS | NA | Control |
| KEELING, GREGG, BERNARD | I | VP OF OPERATIONS | NA | Control |
| KEELING, GREGG, BERNARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| O'BOYLE, KEVIN, CHRISTOPHER | I | VP OF RESEARCH | NA | Control |
| O'BOYLE, KEVIN, CHRISTOPHER | I | DIRECTOR OF RESEARCH | NA | Control |
| O'BOYLE, KEVIN, CHRISTOPHER | I | DIRECTOR OF RESEARCH | NA | Control |
| O'BOYLE, KEVIN, CHRISTOPHER | I | DIRECTOR OF RESEARCH | NA | Control |
| O'BOYLE, KEVIN, CHRISTOPHER | I | DIRECTOR OF RESEARCH | NA | Control |
| O'CONNOR, JAMES, JOSEPH | I | VP OF RESEARCH | NA | Control |
| O'CONNOR, JAMES, JOSEPH | I | VP OF RESEARCH | NA | Control |
| O'CONNOR, JAMES, JOSEPH | I | VP OF RESEARCH | NA | Control |
| O'CONNOR, JAMES, JOSEPH | I | VP OF RESEARCH | NA | Control |
| O'CONNOR, JAMES, JOSEPH | I | VP OF RESEARCH | NA | Control |
| O'CONNOR, JAMES, JOSEPH | I | VP OF RESEARCH | NA | Control |
| O'CONNOR, JAMES, JOSEPH | I | VP OF RESEARCH | NA | Control |
| O'CONNOR, JAMES, JOSEPH | I | VP OF RESEARCH | NA | Control |
| O'CONNOR, JAMES, JOSEPH | I | VP OF RESEARCH | NA | Control |
| O'CONNOR, JAMES, JOSEPH | I | VP OF RESEARCH | NA | Control |
| O'CONNOR, JAMES, JOSEPH | I | VP OF RESEARCH | NA | Control |
| O'CONNOR, JAMES, JOSEPH | I | VP OF RESEARCH | NA | Control |
| O'CONNOR, JAMES, JOSEPH | I | VP OF RESEARCH | NA | Control |
| QATATO, TALAL | I | VP OF RESEARCH | NA | |
| QATATO, TALAL | I | VP OF RESEARCH | NA | |
| QATATO, TALAL | I | VP OF RESEARCH | NA | |
| QATATO, TALAL | I | VP OF RESEARCH | NA | |
| STOLPER, MICHAEL, NMN | I | DIRECTOR | NA | Control |
| STOLPER, MICHAEL, NMN | I | DIRECTOR | NA | Control |
| STOLPER, MICHAEL, NMN | I | DIRECTOR | NA | Control |
| STOLPER, MICHAEL, NMN | I | DIRECTOR | NA | Control |
| TAO, WILLIAM, LING CHENG | I | VP OF RESEARCH | NA | Control |
| TAO, WILLIAM, LING CHENG | I | VP OF RESEARCH | NA | Control |
| TAO, WILLIAM, LING CHENG | I | VP OF RESEARCH | NA | Control |
| TAO, WILLIAM, LING CHENG | I | VP OF RESEARCH | NA | Control |
| TAO, WILLIAM, LING CHENG | I | VP OF RESEARCH | NA | Control |
| TAO, WILLIAM, LING CHENG | I | VP OF RESEARCH | NA | Control |
| TAO, WILLIAM, LING CHENG | I | VP OF RESEARCH | NA | Control |
| TAO, WILLIAM, LING CHENG | I | VP OF RESEARCH | NA | Control |
| TAO, WILLIAM, LING CHENG | I | VP OF RESEARCH | NA | Control |
| TAO, WILLIAM, LING CHENG | I | VP OF RESEARCH | NA | Control |
| ASTER, RICHARD, F | I | PRESIDENT | E | Control |
| ASTER, RICHARD, F | I | PRESIDENT | E | Control |
| ASTER, RICHARD, F | I | PRESIDENT | E | Control |
| ASTER, RICHARD, F | I | PRESIDENT | E | Control |
| ASTER, RICHARD, F | I | PRESIDENT | E | Control |
| ASTER, RICHARD, F | I | PRESIDENT | E | Control |
| ASTER, RICHARD, F | I | PRESIDENT | E | Control |
| ASTER, RICHARD, F | I | PRESIDENT | E | Control |
| ASTER, RICHARD, F | I | PRESIDENT | E | Control |
| RICHARD F. ASTER, JR. TRUST; FIRST REPUBLIC TRUST COMPANY, A DIVISIOIN OF FIRST REPUBLIC BANK, TRUSTEE | DE | CORPORATE TRUSTEE | E | Control |
| RICHARD F. ASTER, JR. TRUST; FIRST REPUBLIC TRUST COMPANY, A DIVISIOIN OF FIRST REPUBLIC BANK, TRUSTEE | DE | CORPORATE TRUSTEE | E | Control |
| RICHARD F. ASTER, JR. TRUST; FIRST REPUBLIC TRUST COMPANY, A DIVISIOIN OF FIRST REPUBLIC BANK, TRUSTEE | DE | CORPORATE TRUSTEE | E | Control |
| RICHARD F. ASTER, JR. TRUST; FIRST REPUBLIC TRUST COMPANY, A DIVISIOIN OF FIRST REPUBLIC BANK, TRUSTEE | DE | CORPORATE TRUSTEE | E | Control |
| RICHARD F. ASTER, JR. TRUST; HERBERT C. KAY, TRUSTEE | DE | DIRECTOR | E | Control |
Registrations
Federal
IA
Jul 10, 2012 REGISTERED
Notice Filings (2)
CA TX
Address
60 E SIR FRANCIS DRAKE BLVD STE 306LARKSPUR, CA 94939
United States
Phone: 415-461-8770