RIA Intelligence

WEST ELLIS INVESTMENT MANAGEMENT INC

CRD #106552 SEC #801-40981 DECATUR, AL 256-353-2126
SEC Registered
Total AUM
$69.1M
Discretionary
$69.1M
Employees
5
Clients
--
Accounts
115

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 14, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BAGGS, STEPHEN, ELLISICHAIRMAND Control
BAGGS, STEPHEN, ELLISICHAIRMAND Control
BAGGS, STEPHEN, ELLISICHAIRMAND Control
BAGGS, STEPHEN, ELLISICHAIRMAND Control
BAGGS, STEPHEN, ELLISICHAIRMAND Control
BAGGS, STEPHEN, ELLISICHAIRMAND Control
BROWN, CALVINIPRES/CHIEF COMPLIANCE OFFICERC Control
BROWN, CALVIN, J.IPRES/CHIEF COMPLIANCE OFFICERC Control
BROWN, CALVIN, JONESIPRES/CHIEF COMPLIANCE OFFICERC Control
BROWN, CALVIN, JONESIPRES/CHIEF COMPLIANCE OFFICERC Control
BROWN, CALVIN, JONESIPRES/CHIEF COMPLIANCE OFFICERC Control
BROWN, CALVIN, JONESIPRES/CHIEF COMPLIANCE OFFICERC Control
BAKER, RAYMON, JEWELIRETIRED/STOCKHOLDERA
BAKER, RAYMON, JEWELIRETIRED/STOCKHOLDERA
BAKER, RAYMON, JEWELIRETIRED/STOCKHOLDERA
BAKER, RAYMON, JEWELIRETIRED/STOCKHOLDERA
BAKER, RAYMON, JEWELIN/AA
BAKER, RAYMON, JEWELIN/AA
CURL, MICHAEL, WHITNEYISEC/TREAS.A
CURL, MICHAEL, WHITNEYISEC/TREAS.A
CURL, MICHAEL, WHITNEYISEC/TREAS.A
CURL, MICHAEL, WHITNEYISEC/TREAS.A
CURL, MICHAEL, WHITNEYISEC/TREAS.A
CURL, MICHAEL, WHITNEYISEC/TREAS.A

Registrations

Federal

IA
Feb 14, 2007 REGISTERED

Notice Filings (3)

AL LA TN

Address

226 EAST MOULTON STREET
DECATUR, AL 35601
USA
Phone: 256-353-2126