TCW CAPITAL
CRD #106564 SEC #801-23676 LOS ANGELES, CA 213-244-0000
SEC Registered
Total AUM
$412K
Discretionary
$412K
Employees
5
Clients
--
Accounts
2
Firm Details
- Organization Type
- Partnership
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 20, 2010
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BEYER, ROBERT, DAVID | I | MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BEYER, ROBERT, DAVID | I | MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BEYER, ROBERT, DAVID | I | MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| CASSIDY, THOMAS, LOUIS | I | PARTNER | NA | |
| CASSIDY, THOMAS, LOUIS | I | PARTNER | NA | Control |
| CASSIDY, THOMAS, LOUIS | I | PARTNER | NA | Control |
| CASSIDY, THOMAS, LOUIS | I | PARTNER | NA | |
| CASSIDY, THOMAS, LOUIS | I | PARTNER | NA | |
| CASSIDY, THOMAS, LOUIS | I | PARTNER | NA | |
| CASSIDY, THOMAS, LOUIS | I | PARTNER | NA | |
| CASSIDY, THOMAS, LOUIS | I | PARTNER | NA | |
| CASSIDY, THOMAS, LOUIS | I | PARTNER | NA | |
| ELLISON, ERNEST, ODIN | I | CHAIRMAN INVESTMENT COMMITTEE | NA | Control |
| ELLISON, ERNEST, ODIN | I | CHAIRMAN INVESTMENT COMMITTEE | NA | Control |
| HENZE, RAYMOND, FRANCIS | I | MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| HENZE, RAYMOND, FRANCIS | I | MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| HENZE, RAYMOND, FRANCIS | I | MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| HENZE, RAYMOND, FRANCIS | I | MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| HENZE, RAYMOND, FRANCIS | I | MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| LORD, HILARY, GILLIAN DARCY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LORD, HILARY, GILLIAN DARCY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LORD, HILARY, GILLIAN DARCY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LORD, HILARY, GILLIAN DARCY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LORD, HILARY, GILLIAN DARCY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LORD, HILARY, GILLIAN DARCY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LORD, HILARY, GILLIAN DARCY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LORD, HILARY, GILLIAN DARCY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LORD, HILARY, GILLIAN DARCY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SONNEBORN, WILLIAM, CHARLES | I | MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| SONNEBORN, WILLIAM, CHARLES | I | MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| SONNEBORN, WILLIAM, CHARLES | I | MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| TCW ASSET MANAGEMENT CO | DE | MANAGING GENERAL PARTNER | B | Control |
| TCW ASSET MANAGEMENT CO | DE | MANAGING GENERAL PARTNER | B | Control |
| TCW ASSET MANAGEMENT CO | DE | MANAGING GENERAL PARTNER | B | Control |
| TCW ASSET MANAGEMENT CO | DE | MANAGING GENERAL PARTNER | B | Control |
| TCW ASSET MANAGEMENT CO | DE | MANAGING GENERAL PARTNER | B | Control |
| TCW ASSET MANAGEMENT CO | DE | MANAGING GENERAL PARTNER | B | Control |
| TCW ASSET MANAGEMENT CO | DE | MANAGING GENERAL PARTNER | B | Control |
| TCW ASSET MANAGEMENT CO | DE | MANAGING GENERAL PARTNER | B | Control |
| TCW ASSET MANAGEMENT CO | DE | MANAGING GENERAL PARTNER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SOCIETE GENERALE ASSET MANAGEMENT, S.A. | FE | THE TCW GROUP INC | E | Control |
| SOCIETE GENERALE ASSET MANAGEMENT, S.A. | FE | THE TCW GROUP INC | E | Control |
| SOCIETE GENERALE ASSET MANAGEMENT, S.A. | FE | THE TCW GROUP INC | E | Control |
| SOCIETE GENERALE ASSET MANAGEMENT, S.A. | FE | THE TCW GROUP INC | E | Control |
| SOCIETE GENERALE, S.A. | FE | SOCIETE GENERALE ASSET MANAGEMENT, S.A. | E | Control |
| SOCIETE GENERALE, S.A. | FE | SOCIETE GENERALE ASSET MANAGEMENT, S.A. | E | Control |
| SOCIETE GENERALE, S.A. | FE | SOCIETE GENERALE ASSET MANAGEMENT, S.A. | E | Control |
| SOCIETE GENERALE, S.A. | FE | SOCIETE GENERALE ASSET MANAGEMENT, S.A. | E | Control |
| SOCIETE GENERALE, S.A. | FE | SOCIETE GENERALE ASSET MANAGEMENT, S.A. | E | Control |
| SOCIETE GENERALE, S.A. | FE | SOCIETE GENERALE ASSET MANAGEMENT, S.A. | E | Control |
| SOCIETE GENERALE, S.A. | FE | SOCIETE GENERALE ASSET MANAGEMENT, S.A. | E | Control |
| SOCIETE GENERALE, S.A. | FE | SOCIETE GENERALE ASSET MANAGEMENT, S.A. | E | Control |
| THE TCW GROUP, INC. | DE | TCW ASSET MANAGEMENT COMPANY | E | Control |
| THE TCW GROUP, INC. | DE | TCW ASSET MANAGEMENT COMPANY | E | Control |
| THE TCW GROUP, INC. | DE | TCW ASSET MANAGEMENT COMPANY | E | Control |
| THE TCW GROUP, INC. | DE | TCW ASSET MANAGEMENT COMPANY | E | Control |
| THE TCW GROUP, INC. | DE | TCW ASSET MANAGEMENT COMPANY | E | Control |
| THE TCW GROUP, INC. | DE | TCW ASSET MANAGEMENT COMPANY | E | Control |
| THE TCW GROUP, INC. | DE | TCW ASSET MANAGEMENT COMPANY | E | Control |
| THE TCW GROUP, INC. | DE | TCW ASSET MANAGEMENT COMPANY | E | Control |
| THE TCW GROUP, INC. | DE | TCW ASSET MANAGEMENT COMPANY | E | Control |
| SOCIETE GENERALE ASSET MANAGEMENT, S.A. | FE | THE TCW GROUP INC | D | Control |
| SOCIETE GENERALE ASSET MANAGEMENT, S.A. | FE | THE TCW GROUP INC | D | Control |
| SOCIETE GENERALE ASSET MANAGEMENT, S.A. | FE | THE TCW GROUP INC | D | Control |
| SOCIETE GENERALE ASSET MANAGEMENT, S.A. | FE | THE TCW GROUP INC | D | Control |
| DAY, ROBERT, ADDISON | I | THE TCW GROUP, INC. | C | Control |
Registrations
Federal
IA
May 20, 2010 REGISTERED
Notice Filings (1)
CA
Address
865 S FIGUEROA ST STE 1800LOS ANGELES, CA 90017
United States
Phone: 213-244-0000