SULLIVAN PATRICK LEA
Legal name: SULLIVAN & ASSOCIATES
CRD #106570 SEC #801-16369 COLORADO SPRINGS, CO 719-576-4500
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
6
Clients
51
Accounts
0
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SULLIVAN, PATRICK, LEA | I | OWNER | E | Control |
| SULLIVAN, PATRICK, LEA | I | CHEIF COMPLIANCE OFFICER | E | Control |
| SULLIVAN, PATRICK, LEA | I | OWNER | E | Control |
| SULLIVAN, PATRICK, LEA | I | CHIEF COMPLIANCE OFFICER | E | Control |
| SULLIVAN, PATRICK, LEA | I | OWNER | E | Control |
| SULLIVAN, PATRICK, LEA | I | CHIEF COMPLIANCE OFFICER | E | Control |
| SULLIVAN, PATRICK, LEA | I | OWNER | E | Control |
| SULLIVAN, PATRICK, LEA | I | OWNER | E | Control |
| SULLIVAN, PATRICK, LEA | I | CHEIF COMPLIANCE OFFICER | E | Control |
| SULLIVAN, PATRICK, LEA | I | OWNER | E | Control |
| SULLIVAN, PATRICK, LEA | I | CHIEF COMPLIANCE OFFICER | E | Control |
| SULLIVAN, PATRICK, LEA | I | OWNER | E | Control |
| SULLIVAN, PATRICK, LEA | I | OWNER | E | Control |
| SULLIVAN, PATRICK, LEA | I | CHIEF COMPLIANCE OFFICER | E | Control |
| SULLIVAN, PATRICK, LEA | I | OWNER | E | Control |
| SULLIVAN, PATRICK, LEA | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 30, 2012 REGISTERED
Notice Filings (2)
CO TX
Address
1229 LAKE PLAZA DRIVESUITE A
COLORADO SPRINGS, CO 80906
United States
Phone: 719-576-4500