COHEN, KLINGENSTEIN & MARKS INCORPORATED
CRD #106583 SEC #801-17119 NEW YORK, NY 212-799-4880
SEC Registered
Total AUM
$817.3M
Discretionary
$817.3M
Employees
--
Clients
0
Accounts
148
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- NOVEMBER
- Registration Date
- --
- Latest Filing
- Feb 27, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HARTNETT-DEVLIN, SHEILA | I | MANAGING DIRECTOR | NA | Control |
| HARTNETT-DEVLIN, SHEILA | I | MANAGING DIRECTOR | NA | Control |
| COHEN, GEORGE, MICHAEL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR, SHAREHOLDER | D | Control |
| COHEN, GEORGE, MICHAEL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR, SHAREHOLDER | D | Control |
| COHEN, GEORGE, MICHAEL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, TREASURER, DIRECTOR, SHAREHOLDER | D | Control |
| COHEN, GEORGE, MICHAEL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR, SHAREHOLDER | D | Control |
| COHEN, GEORGE, MICHAEL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR, SHAREHOLDER | D | Control |
| KLINGENSTEIN, THOMAS, DAVIS | I | MANAGING DIRECTOR, DIRECTOR, SHAREHOLDER | B | Control |
| KLINGENSTEIN, THOMAS, DAVIS | I | MANAGING DIRECTOR, DIRECTOR, SHAREHOLDER | B | Control |
| KLINGENSTEIN, THOMAS, DAVIS | I | MANAGING DIRECTOR, SECRETARY, VICE PRESIDENT, DIRECTOR, SHAREHOLDER | B | Control |
| KLINGENSTEIN, THOMAS, DAVIS | I | MANAGING DIRECTOR, DIRECTOR, SHAREHOLDER | B | Control |
| KLINGENSTEIN, THOMAS, DAVIS | I | MANAGING DIRECTOR, SHAREHOLDER | B | Control |
| MARKS, RICHARD, CHARLES | I | EXECUTIVE VICE PRESIDENT, DIRECTOR, SHAREHOLDER | B | Control |
| MARKS, RICHARD, CHARLES | I | EXECUTIVE VICE PRESIDENT, DIRECTOR, SHAREHOLDER | B | Control |
| MARKS, RICHARD, CHARLES | I | SHAREHOLDER | B | |
| MARKS, RICHARD, CHARLES | I | EXECUTIVE VICE PRESIDENT, DIRECTOR, SHAREHOLDER | B | Control |
| MARKS, RICHARD, CHARLES | I | EXECUTIVE VICE PRESIDENT, DIRECTOR, SHAREHOLDER | B | Control |
Registrations
Federal
IA
Feb 27, 2007 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
2109 BROADWAYSUITE 207
NEW YORK, NY 10023
USA
Phone: 212-799-4880