CATERPILLAR INVESTMENT MANAGEMENT LTD
CRD #106596 SEC #801-40681 PEORIA, IL 309-675-5951
SEC Registered
Total AUM
$3.8B
Discretionary
$3.8B
Employees
--
Clients
0
Accounts
30
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 1, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOMBERGER, DAVID, LEROY | I | PRESIDENT/DIRECTOR | NA | Control |
| BOMBERGER, DAVID, LEROY | I | PRESIDENT/DIRECTOR | NA | Control |
| BOMBERGER, DAVID, LEROY | I | PRESIDENT/DIRECTOR | NA | Control |
| BOMBERGER, DAVID, LEROY | I | PRESIDENT/DIRECTOR | NA | Control |
| COLGAN, KEVIN, E | I | DIRECTOR | NA | Control |
| COLGAN, KEVIN, E | I | DIRECTOR | NA | Control |
| GROVE, ROBERT, BRUCE | I | DIRECTOR | NA | Control |
| KAUFMAN, FREDRICK, LEROY | I | TREASURER/DIRECTOR | NA | Control |
| KAUFMAN, FREDRICK, LEROY | I | TREASURER | NA | Control |
| KAUFMAN, FREDRICK, LEROY | I | TREASURER/DIRECTOR | NA | Control |
| KAUFMAN, FREDRICK, LEROY | I | TREASURER/DIRECTOR | NA | Control |
| MCPHEETERS, F., LYNN | I | DIRECTOR | NA | Control |
| PATTERSON, MATTHEW, J. | I | DIRECTOR/CHIEF COMPLIANCE OFFICER | NA | Control |
| PATTERSON, MATTHEW, J. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CATERPILLAR INC. | DE | PARENT CORP. | E | Control |
| CATERPILLAR INC. | DE | PARENT CORP. | E | Control |
| CATERPILLAR INC. | DE | PARENT CORP. | E | Control |
| CATERPILLAR INC. | DE | PARENT CORP. | E | Control |
Registrations
Federal
IA
Nov 1, 2005 REGISTERED
Address
411 HAMILTON BLVD., SUITE 1200PEORIA, IL 61602-3106
USA
Phone: 309-675-5951