FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC
Legal name: FIDUCIARY FINANCIAL SERVICES WEALTH MANAGEMENT
CRD #106607 SEC #801-37185 DALLAS, TX 972-934-9070
SEC Registered Disclosures
Total AUM
$405M
Discretionary
$403.6M
Employees
9
Clients
1
Accounts
747
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Sep 2019 | $405M | $403.6M | $1.4M | 9 | 0 |
| Jul 2019 | $378M | $377M | $997.4K | 9 | 0 |
| Mar 2019 | $378M | $377M | $997.4K | 9 | 0 |
| Sep 2018 | $378M | $377M | $997.4K | 9 | 0 |
| Mar 2018 | $369.8M | $369.5M | $382.5K | 11 | 0 |
| Jan 2018 | $369.8M | $369.5M | $382.5K | 11 | 0 |
| Sep 2017 | $369.8M | $369.5M | $382.5K | 11 | 300 |
| Aug 2017 | $369.8M | $369.5M | $382.5K | 11 | 300 |
| Aug 2017 | $369.8M | $369.5M | $382.5K | 11 | 300 |
| Aug 2017 | $369.8M | $369.5M | $382.5K | 11 | 300 |
| May 2017 | $363.9M | $351.4M | $12.6M | 10 | 300 |
| Sep 2016 | $363.9M | $351.4M | $12.6M | 10 | 300 |
| Jul 2016 | $348.8M | $335.7M | $13M | 10 | 300 |
| Mar 2016 | $406.8M | $391.4M | $15.4M | 12 | 300 |
| Sep 2015 | $406.8M | $391.4M | $15.4M | 12 | 300 |
| May 2015 | $406.8M | $391.4M | $15.4M | 12 | 300 |
| Mar 2015 | $414.2M | $399.4M | $14.8M | 12 | 300 |
| Jul 2014 | $377M | $364.9M | $12.2M | 12 | 300 |
| Mar 2014 | $377M | $364.9M | $12.2M | 12 | 300 |
| Oct 2013 | $318.4M | $308.5M | $9.9M | 12 | 300 |
| Mar 2013 | $318.4M | $308.5M | $9.9M | 12 | 300 |
| Mar 2012 | $295.9M | $285.6M | $10.3M | 11 | 300 |
| Mar 2011 | $272M | $261.7M | $10.3M | -- | -- |
| Mar 2009 | $226.6M | $225.6M | $1M | -- | -- |
| Dec 2007 | $297.9M | $296.4M | $1.5M | -- | -- |
| Sep 2007 | $297.9M | $296.4M | $1.5M | -- | -- |
| Jun 2007 | $297.9M | $296.4M | $1.5M | -- | -- |
| Feb 2007 | $297.9M | $296.4M | $1.5M | -- | -- |
| Dec 2006 | $259.2M | $259.2M | $0 | -- | -- |
| Mar 2002 | $236.9M | $231.6M | $5.3M | 10 | -- |
DateSep 2019
Total AUM$405M
Discretionary$403.6M
Non-Disc.$1.4M
Employees9
Clients0
DateJul 2019
Total AUM$378M
Discretionary$377M
Non-Disc.$997.4K
Employees9
Clients0
DateMar 2019
Total AUM$378M
Discretionary$377M
Non-Disc.$997.4K
Employees9
Clients0
DateSep 2018
Total AUM$378M
Discretionary$377M
Non-Disc.$997.4K
Employees9
Clients0
DateMar 2018
Total AUM$369.8M
Discretionary$369.5M
Non-Disc.$382.5K
Employees11
Clients0
DateJan 2018
Total AUM$369.8M
Discretionary$369.5M
Non-Disc.$382.5K
Employees11
Clients0
DateSep 2017
Total AUM$369.8M
Discretionary$369.5M
Non-Disc.$382.5K
Employees11
Clients300
DateAug 2017
Total AUM$369.8M
Discretionary$369.5M
Non-Disc.$382.5K
Employees11
Clients300
DateAug 2017
Total AUM$369.8M
Discretionary$369.5M
Non-Disc.$382.5K
Employees11
Clients300
DateAug 2017
Total AUM$369.8M
Discretionary$369.5M
Non-Disc.$382.5K
Employees11
Clients300
DateMay 2017
Total AUM$363.9M
Discretionary$351.4M
Non-Disc.$12.6M
Employees10
Clients300
DateSep 2016
Total AUM$363.9M
Discretionary$351.4M
Non-Disc.$12.6M
Employees10
Clients300
DateJul 2016
Total AUM$348.8M
Discretionary$335.7M
Non-Disc.$13M
Employees10
Clients300
DateMar 2016
Total AUM$406.8M
Discretionary$391.4M
Non-Disc.$15.4M
Employees12
Clients300
DateSep 2015
Total AUM$406.8M
Discretionary$391.4M
Non-Disc.$15.4M
Employees12
Clients300
DateMay 2015
Total AUM$406.8M
Discretionary$391.4M
Non-Disc.$15.4M
Employees12
Clients300
DateMar 2015
Total AUM$414.2M
Discretionary$399.4M
Non-Disc.$14.8M
Employees12
Clients300
DateJul 2014
Total AUM$377M
Discretionary$364.9M
Non-Disc.$12.2M
Employees12
Clients300
DateMar 2014
Total AUM$377M
Discretionary$364.9M
Non-Disc.$12.2M
Employees12
Clients300
DateOct 2013
Total AUM$318.4M
Discretionary$308.5M
Non-Disc.$9.9M
Employees12
Clients300
DateMar 2013
Total AUM$318.4M
Discretionary$308.5M
Non-Disc.$9.9M
Employees12
Clients300
DateMar 2012
Total AUM$295.9M
Discretionary$285.6M
Non-Disc.$10.3M
Employees11
Clients300
DateMar 2011
Total AUM$272M
Discretionary$261.7M
Non-Disc.$10.3M
Employees--
Clients--
DateMar 2009
Total AUM$226.6M
Discretionary$225.6M
Non-Disc.$1M
Employees--
Clients--
DateDec 2007
Total AUM$297.9M
Discretionary$296.4M
Non-Disc.$1.5M
Employees--
Clients--
DateSep 2007
Total AUM$297.9M
Discretionary$296.4M
Non-Disc.$1.5M
Employees--
Clients--
DateJun 2007
Total AUM$297.9M
Discretionary$296.4M
Non-Disc.$1.5M
Employees--
Clients--
DateFeb 2007
Total AUM$297.9M
Discretionary$296.4M
Non-Disc.$1.5M
Employees--
Clients--
DateDec 2006
Total AUM$259.2M
Discretionary$259.2M
Non-Disc.$0
Employees--
Clients--
DateMar 2002
Total AUM$236.9M
Discretionary$231.6M
Non-Disc.$5.3M
Employees10
Clients--