DAVID W. TICE & ASSOCIATES, LLC
CRD #106611 SEC #801-31635 ST. THOMAS, VI (340) 715-5555
SEC Registered
Total AUM
$975.8M
Discretionary
$975.8M
Employees
--
Clients
--
Accounts
5
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 23, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| TICE, DAVID, WAYNE | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | NA | Control |
| TICE, DAVID, WAYNE | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | NA | Control |
| TICE, DAVID, WAYNE | I | PRESIDENT | NA | Control |
| TICE, DAVID, WAYNE | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | NA | Control |
| TICE, DAVID, WAYNE | I | PRESIDENT | NA | Control |
| DAVID W. TICE MANAGEMENT, LLC | DE | OWNER | E | Control |
| DAVID W. TICE MANAGEMENT, LLC | DE | OWNER | E | Control |
| DAVID W. TICE MANAGEMENT, LLC | DE | OWNER | E | Control |
| DAVID W. TICE MANAGEMENT, LLC | DE | OWNER | E | Control |
| DAVID W. TICE MANAGEMENT, LLC | DE | OWNER | E | Control |
| TICE, DAVID, WAYNE | I | PRESIDENT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| TICE, DAVID, WAYNE | I | DAVID W. TICE MANAGEMENT, LLC | E | Control |
| TICE, DAVID, WAYNE | I | DAVID W. TICE MANAGEMENT, LLC | E | Control |
| TICE, DAVID, WAYNE | I | DAVID W. TICE MANAGEMENT, LLC | E | Control |
| TICE, DAVID, WAYNE | I | DAVID W. TICE MANAGEMENT, LLC | E | Control |
| TICE, DAVID, WAYNE | I | DAVID W. TICE MANAGEMENT, LLC | E | Control |
Registrations
Federal
IA
Mar 23, 2007 REGISTERED
Notice Filings (2)
TX VI
Address
43-46 NORRE GADE SUITE 137ST. THOMAS, VI 802
USA
Phone: (340) 715-5555