RIA Intelligence

SIERRA INVESTMENT MANAGEMENT, LLC

CRD #106615 SEC #801-42954 SANTA MONICA, CA 310-452-1887
SEC Registered
Total AUM
$385.1M
Discretionary
$385.1M
Employees
31
Clients
1
Accounts
832

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Dec 5, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BUNZEL, PHYLLIS, JOYICHIEF COMPLIANCE OFFICERNA
BUNZEL, PHYLLIS, JOYICHIEF COMPLIANCE OFFICERNA
BUNZEL, PHYLLIS, JOYICHIEF COMPLIANCE OFFICERNA
BUNZEL, PHYLLIS, JOYICHIEF COMPLIANCE OFFICERNA
BUNZEL, PHYLLIS, JOYICHIEF COMPLIANCE OFFICERNA
BUNZEL, PHYLLIS, JOYICHIEF COMPLIANCE OFFICERNA
BUNZEL, PHYLLIS, JOYICHIEF COMPLIANCE OFFICERNA
BUNZEL, PHYLLIS, JOYICHIEF COMPLIANCE OFFICERNA
BUNZEL, PHYLLIS, JOYICHIEF COMPLIANCE OFFICERNA
BUNZEL, PHYLLIS, JOYICHIEF COMPLIANCE OFFICERNA
BUNZEL, PHYLLIS, JOYICHIEF COMPLIANCE OFFICERNA
BUNZEL, PHYLLIS, JOYICHIEF COMPLIANCE OFFICERNA
BUNZEL, PHYLLIS, JOYICHIEF COMPLIANCE OFFICERNA
BUNZEL, PHYLLIS, JOYICHIEF COMPLIANCE OFFICERNA
BUNZEL, PHYLLIS, JOYICHIEF COMPLIANCE OFFICERNA
Donati, AnnalisaICHIEF FINANCIAL OFFICERNA Control
Donati, AnnalisaICHIEF FINANCIAL OFFICERNA Control
Donati, AnnalisaICHIEF FINANCIAL OFFICERNA Control
Donati, AnnalisaICHIEF FINANCIAL OFFICERNA Control
Donati, AnnalisaICHIEF FINANCIAL OFFICERNA Control
FREESMAN, VANDA, SARINAICHIEF MARKETING OFFICERNA
FREESMAN, VANDA, SARINAICHIEF MARKETING OFFICERNA
FREESMAN, VANDA, SARINAICHIEF MARKETING OFFICERNA
FREESMAN, VANDA, SARINAICHIEF MARKETING OFFICERNA
FREESMAN, VANDA, SARINAICHIEF MARKETING OFFICERNA
FREESMAN, VANDA, SARINAICHIEF MARKETING OFFICERNA
FREESMAN, VANDA, SARINAICHIEF MARKETING OFFICERNA
FREESMAN, VANDA, SARINAICHIEF MARKETING OFFICERNA
FREESMAN, VANDA, SARINAICHIEF MARKETING OFFICERNA
FREESMAN, VANDA, SARINAICHIEF MARKETING OFFICERNA
FREESMAN, VANDA, SARINAICHIEF MARKETING OFFICERNA
FREESMAN, VANDA, SARINAICHIEF MARKETING OFFICERNA
FREESMAN, VANDA, SARINAICHIEF MARKETING OFFICERNA
FREESMAN, VANDA, SARINAICHIEF MARKETING OFFICERNA
FREESMAN, VANDA, SARINAICHIEF MARKETING OFFICERNA
FREESMAN, VANDA, SARINAICHIEF MARKETING OFFICERNA
HARDER, RYAN, ANDREASICHIEF INVESTMENT STRATEGISTNA Control
HARDER, RYAN, ANDREASICHIEF INVESTMENT STRATEGISTNA Control
HARDER, RYAN, ANDREASICHIEF INVESTMENT STRATEGISTNA Control
HARDER, RYAN, ANDREASICHIEF INVESTMENT STRATEGISTNA Control
HARDER, RYAN, ANDREASICHIEF INVESTMENT STRATEGISTNA Control
HARDER, RYAN, ANDREASICHIEF INVESTMENT STRATEGISTNA Control
HARDER, RYAN, ANDREASICHIEF INVESTMENT STRATEGISTNA Control
HARDER, RYAN, ANDREASICHIEF INVESTMENT STRATEGISTNA Control
LOEFFLER, DOUGLAS, ANDREWIEXECUTIVE VICE-PRESIDENT INVESTMENT MANAGEMENTNA Control
LOEFFLER, DOUGLAS, ANDREWIEXECUTIVE VICE-PRESIDENT INVESTMENT MANAGEMENTNA Control
LOEFFLER, DOUGLAS, ANDREWIEXECUTIVE VICE-PRESIDENT INVESTMENT MANAGEMENTNA Control
LOEFFLER, DOUGLAS, ANDREWIEXECUTIVE VICE-PRESIDENT INVESTMENT MANAGEMENTNA Control
LOEFFLER, DOUGLAS, ANDREWIEXECUTIVE VICE-PRESIDENT INVESTMENT MANAGEMENTNA Control
LOEFFLER, DOUGLAS, ANDREWIEXECUTIVE VICE-PRESIDENT INVESTMENT MANAGEMENTNA Control
LOEFFLER, DOUGLAS, ANDREWIEXECUTIVE VICE-PRESIDENT INVESTMENT MANAGEMENTNA Control
LOEFFLER, DOUGLAS, ANDREWIEXECUTIVE VICE-PRESIDENT INVESTMENT MANAGEMENTNA Control
MOORE, ALBERT, ASHOKICHIEF COMPLIANCE OFFICERNA
MOORE, ALBERT, ASHOKICHIEF COMPLIANCE OFFICERNA
MORRIS, ERIK, W.ICHIEF COMPLIANCE OFFICERNA
MORRIS, ERIK, W.ICHIEF COMPLIANCE OFFICERNA
MORRIS, ERIK, WINFIELDICHIEF COMPLIANCE OFFICERNA Control
MORRIS, ERIK, WINFIELDICHIEF COMPLIANCE OFFICERNA Control
MORRIS, ERIK, WINFIELDICHIEF COMPLIANCE OFFICERNA Control
MORRIS, ERIK, WINFIELDICHIEF COMPLIANCE OFFICERNA Control
MORRIS, ERIK, WINFIELDICHIEF COMPLIANCE OFFICERNA Control
MORRIS, ERIK, WINFIELDICHIEF COMPLIANCE OFFICERNA Control
MORRIS, ERIK, WINFIELDICHIEF COMPLIANCE OFFICERNA Control
MORRIS, ERIK, WINFIELDICHIEF COMPLIANCE OFFICERNA Control
MORRIS, ERIK, WINFIELDICHIEF COMPLIANCE OFFICERNA Control
SCHWEISS, ALBERT, GEORGEICHIEF EXECUTIVE OFFICERNA Control
SCHWEISS, ALBERT, GEORGEICHIEF EXECUTIVE OFFICERNA Control
SCHWEISS, ALBERT, GEORGEICHIEF EXECUTIVE OFFICERNA Control
SCHWEISS, ALBERT, GEORGEICHIEF EXECUTIVE OFFICERNA Control
SCHWEISS, ALBERT, GEORGEICHIEF EXECUTIVE OFFICERNA Control
SCHWEISS, ALBERT, GEORGEICHIEF EXECUTIVE OFFICERNA Control
SCHWEISS, ALBERT, GEORGEICHIEF EXECUTIVE OFFICERNA Control
SCHWEISS, ALBERT, GEORGEICHIEF EXECUTIVE OFFICERNA Control
SCHWEISS, ALBERT, GEORGEICHIEF EXECUTIVE OFFICERNA Control
SCHWEISS, ALBERT, GEORGEICHIEF EXECUTIVE OFFICERNA Control
SCHWEISS, ALBERT, GEORGEICHIEF EXECUTIVE OFFICERNA Control
SCHWEISS, ALBERT, GEORGEICHIEF EXECUTIVE OFFICERNA Control
SCHWEISS, ALBERT, GEORGEICHIEF EXECUTIVE OFFICERNA Control
SLEEPER, KENNETH, LEEISR. VICE PRESIDENT/DIRECTORNA Control
SLEEPER, KENNETH, LEEISR. VICE PRESIDENT/DIRECTORNA Control
SLEEPER, KENNETH, LEEISR. VICE PRESIDENT/DIRECTORNA Control
SLEEPER, KENNETH, LEEIMANAGING MEMBERNA Control
SLEEPER, KENNETH, LEEIMANAGING MEMBERNA Control
SPATH, THERESA, FRANCESICHIEF INVESTMENT OFFICER/PORTFOLIO MANAGERNA Control
SPATH, THERESA, FRANCESICHIEF INVESTMENT OFFICER/PORTFOLIO MANAGERNA Control
SPATH, THERESA, FRANCESICHIEF INVESTMENT OFFICER/PORTFOLIO MANAGERNA Control
SPATH, THERESA, FRANCESICHIEF INVESTMENT OFFICER/PORTFOLIO MANAGERNA Control
SPATH, THERESA, FRANCESICHIEF INVESTMENT OFFICER/PORTFOLIO MANAGERNA Control
SPATH, THERESA, FRANCESICHIEF INVESTMENT OFFICER/PORTFOLIO MANAGERNA Control
SPATH, THERESA, FRANCESICHIEF INVESTMENT OFFICER/PORTFOLIO MANAGERNA Control
STAUBIN, JAMES, EDWINICHIEF INVESTMENT OFFICERNA Control
STAUBIN, JAMES, EDWINICHIEF INVESTMENT OFFICERNA Control
STAUBIN, JAMES, EDWINICHIEF INVESTMENT OFFICERNA Control
STAUBIN, JAMES, EDWINICHIEF INVESTMENT OFFICERNA Control
STAUBIN, JAMES, EDWINICHIEF INVESTMENT OFFICERNA Control
STAUBIN, JAMES, EDWINICHIEF INVESTMENT OFFICERNA Control
STAUBIN, JAMES, EDWINICHIEF INVESTMENT OFFICERNA Control
STAUBIN, JAMES, EDWINICHIEF INVESTMENT OFFICERNA Control
STROMEYER, KRISTINEICHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICERNA Control
STROMEYER, KRISTINEICHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICERNA Control
STROMEYER, KRISTINEICHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICERNA Control
STROMEYER, KRISTINEICHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICERNA Control
STROMEYER, KRISTINEICHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICERNA Control
STROMEYER, KRISTINEICHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICERNA Control
STROMEYER, KRISTINEICHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICERNA Control
STROMEYER, KRISTINEICHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICERNA Control
STROMEYER, KRISTINEICHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICERNA Control
STROMEYER, KRISTINEICHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICERNA Control
STROMEYER, KRISTINEICHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICERNA Control
STROMEYER, KRISTINEICHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICERNA Control
STROMEYER, KRISTINEICHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICERNA Control
STROMEYER, KRISTINE, JANELICHIEF OPERATING OFFICERNA Control
STROMEYER, KRISTINE, JANELICHIEF OPERATING OFFICERNA Control
STROMEYER, KRISTINE, JANELICHIEF OPERATING OFFICERNA Control
STROMEYER, KRISTINE, JANELICHIEF OPERATING OFFICERNA Control
STROMEYER, KRISTINE, JANELICHIEF OPERATING OFFICERNA Control
Stromeyer, KristineICHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICERNA Control
Stromeyer, KristineICHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICERNA Control
Stromeyer, KristineICHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICERNA Control
WRIGHT, DAVID, CHANDLERIPRESIDENTNA Control
WRIGHT, DAVID, CHANDLERIPRESIDENTNA Control
WRIGHT, DAVID, CHANDLERIPRESIDENTNA Control
WRIGHT, DAVID, CHANDLERIMANAGING MEMBERNA Control
WRIGHT, DAVID, CHANDLERIMANAGING MEMBERNA Control
SIERRA INVESTMENTS GROUP, LLCDEOWNERE Control
SIERRA INVESTMENTS GROUP, LLCDEOWNERE Control
SIERRA INVESTMENTS GROUP, LLCDEOWNERE Control
SIERRA INVESTMENTS GROUP, LLCDEOWNERE Control
SIERRA INVESTMENTS GROUP, LLCDEOWNERE Control
SLEEPER, KENNETH, LEEISR. VICE PRESIDENT/DIRECTORD Control
SLEEPER, KENNETH, LEEISR. VICE PRESIDENT/DIRECTORD Control
SLEEPER, KENNETH, LEEISR. VICE PRESIDENT/DIRECTORD Control
SLEEPER, KENNETH, LEEISR. VICE PRESIDENT/DIRECTORD Control
SLEEPER, KENNETH, LEEISR. VICE PRESIDENT/DIRECTORD Control
SLEEPER, KENNETH, LEEISR. VICE PRESIDENT/DIRECTORD Control
SLEEPER, KENNETH, LEEISR. VICE PRESIDENT/DIRECTORD Control
SLEEPER, KENNETH, LEEISR. VICE PRESIDENT/DIRECTORD Control
SLEEPER, KENNETH, LEEISR. VICE PRESIDENT/DIRECTORD Control
SLEEPER, KENNETH, LEEISR. VICE PRESIDENT/DIRECTORD Control
SLEEPER, KENNETH, LEEISR. VICE PRESIDENT/DIRECTORD Control
SLEEPER, KENNETH, LEEISR. VICE PRESIDENT/DIRECTORD Control
SLEEPER, KENNETH, LEEISR. VICE PRESIDENT/DIRECTORD Control
SLEEPER, KENNETH, LEEISR. VICE PRESIDENT/DIRECTORD Control
SLEEPER, KENNETH, LEEISR. VICE PRESIDENT/DIRECTORD Control
SLEEPER, KENNETH, LEEISR. VICE PRESIDENT/DIRECTORD Control
SLEEPER, KENNETH, LEEISR. VICE PRESIDENT/DIRECTORD Control
SLEEPER, KENNETH, LEEISR. VICE PRESIDENT/DIRECTORD Control
SLEEPER, KENNETH, LEEISR. VICE PRESIDENT/DIRECTORD Control
SLEEPER, KENNETH, LEEISR. VICE PRESIDENT/DIRECTORD Control
SLEEPER, KENNETH, LEEISR. VICE PRESIDENT/DIRECTORD Control
SLEEPER, KENNETH, LEEISR. VICE PRESIDENT/DIRECTORD Control
SLEEPER, KENNETH, LEEISR. VICE PRESIDENT/DIRECTORD Control
SLEEPER, KENNETH, LEEISR. VICE PRESIDENT/DIRECTORD Control
SLEEPER, KENNETH, LEEISR. VICE PRESIDENT/DIRECTORD Control
SLEEPER, KENNETH, LEEISR. VICE PRESIDENT/DIRECTORD Control
SLEEPER, KENNETH, LEEISR. VICE PRESIDENT/DIRECTORD Control
SLEEPER, KENNETH, LEEISR. VICE PRESIDENT/DIRECTORD Control
SLEEPER, KENNETH, LEEISR. VICE PRESIDENT/DIRECTORD Control
SLEEPER, KENNETH, LEEISR. VICE PRESIDENT/DIRECTORD Control
SLEEPER, KENNETH, LEEISR. VICE PRESIDENT/DIRECTORD Control
SLEEPER, KENNETH, LEEISR. VICE PRESIDENT/DIRECTORD Control
SLEEPER, KENNETH, LEEISR. VICE PRESIDENT/DIRECTORD Control
SLEEPER, KENNETH, LEEISR. VICE PRESIDENT/DIRECTORD Control
WRIGHT, DAVID, C.IPRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICERD Control
WRIGHT, DAVID, C.IPRESIDENT/DIRECTORD Control
WRIGHT, DAVID, C.IPRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICERD Control
WRIGHT, DAVID, C.IPRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICERD Control
WRIGHT, DAVID, C.IPRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICERD Control
WRIGHT, DAVID, C.IPRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICERD Control
WRIGHT, DAVID, C.IPRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICERD Control
WRIGHT, DAVID, C.IPRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICERD Control
WRIGHT, DAVID, C.IPRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICERD Control
WRIGHT, DAVID, C.IPRESIDENT/DIRECTORD Control
WRIGHT, DAVID, C.IPRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICERD Control
WRIGHT, DAVID, CHANDLERIPRESIDENT/DIRECTORD Control
WRIGHT, DAVID, CHANDLERIPRESIDENT/DIRECTORD Control
WRIGHT, DAVID, CHANDLERIPRESIDENT/DIRECTORD Control
WRIGHT, DAVID, CHANDLERICHIEF EXECUTIVE OFFICERD Control
WRIGHT, DAVID, CHANDLERIPRESIDENT/DIRECTORD Control
WRIGHT, DAVID, CHANDLERIPRESIDENT/DIRECTORD Control
WRIGHT, DAVID, CHANDLERIPRESIDENT/DIRECTORD Control
WRIGHT, DAVID, CHANDLERIPRESIDENT/DIRECTORD Control
WRIGHT, DAVID, CHANDLERICHIEF EXECUTIVE OFFICERD Control
WRIGHT, DAVID, CHANDLERICHIEF EXECUTIVE OFFICERD Control
WRIGHT, DAVID, CHANDLERICHIEF EXECUTIVE OFFICERD Control
WRIGHT, DAVID, CHANDLERICHIEF EXECUTIVE OFFICERD Control
WRIGHT, DAVID, CHANDLERICHIEF EXECUTIVE OFFICERD Control
WRIGHT, DAVID, CHANDLERICHIEF EXECUTIVE OFFICERD Control
WRIGHT, DAVID, CHANDLERICHIEF EXECUTIVE OFFICERD Control
WRIGHT, DAVID, CHANDLERIPRESIDENTD Control
WRIGHT, DAVID, CHANDLERIPRESIDENTD Control
WRIGHT, DAVID, CHANDLERIPRESIDENTD Control
WRIGHT, DAVID, CHANDLERIPRESIDENTD Control
WRIGHT, DAVID, CHANDLERIPRESIDENTD Control
WRIGHT, DAVID, CHANDLERIPRESIDENTD Control
WRIGHT, DAVID, CHANDLERIPRESIDENTD Control
WRIGHT, DAVID, CHANDLERIPRESIDENTD Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
SIERRA INVESTMENTS HOLDINGS, LLCDESIERRA INVESTMENTS GROUP, LLCE Control
SIERRA INVESTMENTS HOLDINGS, LLCDESIERRA INVESTMENTS GROUP, LLCE Control
SIERRA INVESTMENTS HOLDINGS, LLCDESIERRA INVESTMENTS GROUP, LLCE Control
OCEAN PARK ASSET MANAGEMENT, INCDESIERRA INVESTMENTS HOLDINGS, LLCD Control
OCEAN PARK ASSET MANAGEMENT, INCDESIERRA INVESTMENTS HOLDINGS, LLCD Control
OCEAN PARK ASSET MANAGEMENT, INCDESIERRA INVESTMENTS HOLDINGS, LLCD Control
SLEEPER, KENNETH, LEEIOCEAN PARK ASSET MANAGEMENT, INCD Control
SLEEPER, KENNETH, LEEIOCEAN PARK ASSET MANAGEMENT, INCD Control
SLEEPER, KENNETH, LEEIOCEAN PARK ASSET MANAGEMENT, INCD Control
WRIGHT, DAVID, CHANDLERIOCEAN PARK ASSET MANAGEMENT, INCD Control
WRIGHT, DAVID, CHANDLERIOCEAN PARK ASSET MANAGEMENT, INCD Control
WRIGHT, DAVID, CHANDLERIOCEAN PARK ASSET MANAGEMENT, INCD Control

Registrations

Federal

IA
Dec 5, 2025 REGISTERED

Notice Filings (15)

AZ CA CO CT FL IL LA MD MN NV NY OR PA TX WA

Address

3420 OCEAN PARK BLVD, STE 3060
SANTA MONICA, CA 90405
United States
Phone: 310-452-1887