WATERSTONE INVESTMENT COUNSEL, LLC

CRD #106639 SEC #801-114090 CINCINNATI, OH 513-573-0440

SEC Registered

Total AUM

$140.7M

Discretionary

$140.5M

Employees

Clients

Accounts

462

Firm Details

Organization Type: Limited Liability Company
State of Formation: Ohio
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Apr 4, 2023
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BROSZ, DON, GAYLE	I	MANAGING PARTNER/CHIEF COMPLIANCE OFFICER	D	Control
BROSZ, DON, GAYLE	I	MANAGING PARTNER/CHIEF COMPLIANCE OFFICER	D	Control
BROSZ, DON, GAYLE	I	MANAGING PARTNER	D	Control
BROSZ, DON, GAYLE	I	MANAGING PARTNER	D	Control
BROSZ, DON, GAYLE	I	MANAGING PARTNER	D	Control
BROSZ, DON, GAYLE	I	MANAGING PARTNER	D	Control
BROSZ, DON, GAYLE	I	MANAGING PARTNER	D	Control
BROSZ, DON, GAYLE	I	MANAGING PARTNER	D	Control
BROSZ, DON, GAYLE	I	MANAGING PARTNER	D	Control
BROSZ, DON, GAYLE	I	MANAGING PARTNER	D	Control
BROSZ, DON, GAYLE	I	MANAGING PARTNER	D	Control
BROSZ, DON, GAYLE	I	MANAGING PARTNER	D	Control
BROSZ, DON, GAYLE	I	MANAGING PARTNER	D	Control
BROSZ, DON, GAYLE	I	MANAGING PARTNER	D	Control
BROSZ, DON, GAYLE	I	MANAGING PARTNER	D	Control
BROSZ, DON, GAYLE	I	MANAGING PARTNER	D	Control
BROSZ, DON, GAYLE	I	MANAGING PARTNER	D	Control
BROSZ, DON, GAYLE	I	MANAGING PARTNER	D	Control
BROSZ, DON, GAYLE	I	MANAGING PARTNER	D	Control
BROSZ, DON, GAYLE	I	MANAGING PARTNER	D	Control
BROSZ, DON, GAYLE	I	MANAGING PARTNER	D	Control
BROSZ, DON, GAYLE	I	MANAGING PARTNER	D	Control
BROSZ, DON, GAYLE	I	MANAGING PARTNER	D	Control
BROSZ, DON, GAYLE	I	MANAGING PARTNER	D	Control
BROSZ, DON, GAYLE	I	MANAGING PARTNER/CHIEF COMPLIANCE OFFICER	D	Control
BROSZ, DON, GAYLE	I	MANAGING PARTNER/CHIEF COMPLIANCE OFFICER	D	Control
BROSZ, DON, GAYLE	I	MANAGING PARTNER/CHIEF COMPLIANCE OFFICER	D	Control
ROBERTS, MARK, ALAN	I	MANAGING PARTNER	D	Control
ROBERTS, MARK, ALAN	I	MANAGING PARTNER	D	Control
ROBERTS, MARK, ALAN	I	MANAGING PARTNER/CHIEF COMPLIANCE OFFICER	D	Control
ROBERTS, MARK, ALAN	I	MANAGING PARTNER/CHIEF COMPLIANCE OFFICER	D	Control
ROBERTS, MARK, ALAN	I	MANAGING PARTNER/CHIEF COMPLIANCE OFFICER	D	Control
ROBERTS, MARK, ALAN	I	MANAGING PARTNER/CHIEF COMPLIANCE OFFICER	D	Control
ROBERTS, MARK, ALAN	I	MANAGING PARTNER/CHIEF COMPLIANCE OFFICER	D	Control
ROBERTS, MARK, ALAN	I	MANAGING PARTNER	D	Control
ROBERTS, MARK, ALAN	I	MANAGING PARTNER/CHIEF COMPLIANCE OFFICER	D	Control
ROBERTS, MARK, ALAN	I	MANAGING PARTNER/CHIEF COMPLIANCE OFFICER	D	Control
ROBERTS, MARK, ALAN	I	MANAGING PARTNER/CHIEF COMPLIANCE OFFICER	D	Control
ROBERTS, MARK, ALAN	I	MANAGING PARTNER/CHIEF COMPLIANCE OFFICER	D	Control
ROBERTS, MARK, ALAN	I	MANAGING PARTNER/CHIEF COMPLIANCE OFFICER	D	Control
ROBERTS, MARK, ALAN	I	MANAGING PARTNER/CHIEF COMPLIANCE OFFICER	D	Control
ROBERTS, MARK, ALAN	I	MANAGING PARTNER/CHIEF COMPLIANCE OFFICER	D	Control
ROBERTS, MARK, ALAN	I	MANAGING PARTNER/CHIEF COMPLIANCE OFFICER	D	Control
ROBERTS, MARK, ALAN	I	MANAGING PARTNER/CHIEF COMPLIANCE OFFICER	D	Control
ROBERTS, MARK, ALAN	I	MANAGING PARTNER/CHIEF COMPLIANCE OFFICER	D	Control
ROBERTS, MARK, ALAN	I	MANAGING PARTNER/CHIEF COMPLIANCE OFFICER	D	Control
ROBERTS, MARK, ALAN	I	MANAGING PARTNER/CHIEF COMPLIANCE OFFICER	D	Control
ROBERTS, MARK, ALAN	I	MANAGING PARTNER/CHIEF COMPLIANCE OFFICER	D	Control
ROBERTS, MARK, ALAN	I	MANAGING PARTNER/CHIEF COMPLIANCE OFFICER	D	Control
ROBERTS, MARK, ALAN	I	MANAGING PARTNER/CHIEF COMPLIANCE OFFICER	D	Control
ROBERTS, MARK, ALAN	I	MANAGING PARTNER/CHIEF COMPLIANCE OFFICER	D	Control
ROBERTS, MARK, ALAN	I	MANAGING PARTNER	D	Control
ROBERTS, MARK, ALAN	I	MANAGING PARTNER	D	Control
ROBERTS, MARK, ALAN	I	MANAGING PARTNER	D	Control

Registrations

Federal

Apr 4, 2023 REGISTERED

Notice Filings (4)

FL IN KY OH

Address

9435 WATERSTONE BOULEVARD
SUITE 120
CINCINNATI, OH 45249-8227
United States

Phone: 513-573-0440