M FINANCIAL INVESTMENT ADVISERS INC
CRD #106648 SEC #801-50553 PORTLAND, OR 503-232-6960
SEC Registered
Total AUM
$937.9M
Discretionary
$937.9M
Employees
3
Clients
--
Accounts
4
Firm Details
- Organization Type
- Corporation
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 11, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BELK, JAMES, PATRICK | I | DIRECTOR | NA | Control |
| BELK, JAMES, PATRICK | I | DIRECTOR | NA | Control |
| BELK, JAMES, PATRICK | I | DIRECTOR | NA | Control |
| BELK, JAMES, PATRICK | I | DIRECTOR | NA | Control |
| BELK, JAMES, PATRICK | I | DIRECTOR | NA | Control |
| BJORVIK, ERIK, JON | I | PRESIDENT | NA | Control |
| BJORVIK, ERIK, JON | I | PRESIDENT | NA | Control |
| BYRNE, DANIEL, FRANCIS | I | DIRECTOR | NA | Control |
| BYRNE, DANIEL, FRANCIS | I | PRESIDENT/DIRECTOR | NA | Control |
| BYRNE, DANIEL, FRANCIS | I | DIRECTOR | NA | Control |
| BYRNE, DANIEL, FRANCIS | I | DIRECTOR | NA | Control |
| BYRNE, DANIEL, FRANCIS | I | PRESIDENT/DIRECTOR | NA | Control |
| BYRNE, DANIEL, FRANCIS | I | DIRECTOR | NA | Control |
| BYRNE, DANIEL, FRANCIS | I | PRESIDENT/DIRECTOR | NA | Control |
| BYRNE, DANIEL, FRANCIS | I | PRESIDENT/DIRECTOR | NA | Control |
| BYRNE, DANIEL, FRANCIS | I | PRESIDENT/DIRECTOR | NA | Control |
| BYRNE, DANIEL, FRANCIS | I | PRESIDENT/DIRECTOR | NA | Control |
| Beckley, Dean, James | I | CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| Beckley, Dean, James | I | CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| CHENEY, JAMES, ALLEN | I | DIRECTOR | NA | Control |
| CHENEY, JAMES, ALLEN | I | DIRECTOR | NA | Control |
| CHENEY, JAMES, ALLEN | I | DIRECTOR | NA | Control |
| CHENEY, JAMES, ALLEN | I | DIRECTOR | NA | Control |
| CHENEY, JAMES, ALLEN | I | DIRECTOR | NA | Control |
| CHENEY, JAMES, ALLEN | I | DIRECTOR | NA | Control |
| CHENEY, JAMES, ALLEN | I | DIRECTOR | NA | Control |
| CHENEY, JAMES, ALLEN | I | DIRECTOR | NA | Control |
| CHENEY, JAMES, ALLEN | I | DIRECTOR | NA | Control |
| COWEN, MALCOLM, LEE | I | DIRECTOR | NA | Control |
| COWEN, MALCOLM, LEE | I | DIRECTOR | NA | Control |
| COWEN, MALCOLM, LEE | I | DIRECTOR | NA | Control |
| COWEN, MALCOLM, LEE | I | DIRECTOR | NA | Control |
| COWEN, MALCOLM, LEE | I | DIRECTOR | NA | Control |
| COWEN, MALCOLM, LEE | I | DIRECTOR | NA | Control |
| COWEN, MALCOLM, LEE | I | DIRECTOR | NA | Control |
| COWEN, MALCOLM, LEE | I | DIRECTOR | NA | Control |
| COWEN, MALCOLM, LEE | I | DIRECTOR | NA | Control |
| COWEN, MALCOLM, LEE | I | DIRECTOR | NA | Control |
| COWEN, MALCOLM, LEE | I | DIRECTOR | NA | Control |
| COWEN, MALCOLM, LEE | I | DIRECTOR | NA | Control |
| COWEN, MALCOLM, LEE | I | DIRECTOR | NA | Control |
| COWEN, MALCOLM, LEE | I | DIRECTOR | NA | Control |
| COWEN, MALCOLM, LEE | I | DIRECTOR | NA | Control |
| COWEN, MALCOLM, LEE | I | DIRECTOR | NA | Control |
| COWEN, MALCOLM, LEE | I | DIRECTOR | NA | Control |
| COWEN, MALCOLM, LEE | I | DIRECTOR | NA | Control |
| COWEN, MALCOLM, LEE | I | DIRECTOR | NA | Control |
| COWEN, MALCOLM, LEE | I | DIRECTOR | NA | Control |
| COWEN, MALCOLM, LEE | I | DIRECTOR | NA | Control |
| COWEN, MALCOLM, LEE | I | DIRECTOR | NA | Control |
| COWEN, MALCOLM, LEE | I | DIRECTOR | NA | Control |
| COWEN, MALCOLM, LEE | I | DIRECTOR | NA | Control |
| COWEN, MALCOLM, LEE | I | DIRECTOR/CHAIR | NA | Control |
| COWEN, MALCOLM, LEE | I | DIRECTOR/CHAIR | NA | Control |
| COWEN, MALCOLM, LEE | I | DIRECTOR/CHAIR | NA | Control |
| COWEN, MALCOLM, LEE | I | DIRECTOR/CHAIR | NA | Control |
| COWEN, MALCOLM, LEE | I | DIRECTOR/CHAIR | NA | Control |
| COWEN, MALCOLM, LEE | I | DIRECTOR/CHAIR | NA | Control |
| COWEN, MALCOLM, LEE | I | DIRECTOR/CHAIR | NA | Control |
| COWEN, MALCOLM, LEE | I | DIRECTOR/CHAIR | NA | Control |
| COWEN, MALCOLM, LEE | I | DIRECTOR/CHAIR | NA | Control |
| COWEN, MALCOLM, LEE | I | DIRECTOR/CHAIR | NA | Control |
| COWEN, MALCOLM, LEE | I | DIRECTOR/CHAIR | NA | Control |
| DEBRUYN, PHILIP, MARK | I | DIRECTOR | NA | Control |
| DEBRUYN, PHILIP, MARK | I | DIRECTOR | NA | Control |
| DEBRUYN, PHILIP, MARK | I | DIRECTOR | NA | Control |
| DEBRUYN, PHILIP, MARK | I | DIRECTOR | NA | Control |
| DEBRUYN, PHILIP, MARK | I | DIRECTOR | NA | Control |
| DEBRUYN, PHILIP, MARK | I | DIRECTOR | NA | Control |
| DEBRUYN, PHILIP, MARK | I | DIRECTOR | NA | Control |
| DEBRUYN, PHILIP, MARK | I | DIRECTOR | NA | Control |
| DEBRUYN, PHILIP, MARK | I | DIRECTOR | NA | Control |
| DEBRUYN, PHILIP, MARK | I | DIRECTOR | NA | Control |
| DEBRUYN, PHILIP, MARK | I | DIRECTOR | NA | Control |
| DEBRUYN, PHILIP, MARK | I | DIRECTOR | NA | Control |
| DEBRUYN, PHILIP, MARK | I | DIRECTOR | NA | Control |
| DEBRUYN, PHILIP, MARK | I | DIRECTOR | NA | Control |
| DEBRUYN, PHILIP, MARK | I | DIRECTOR | NA | Control |
| DEBRUYN, PHILIP, MARK | I | DIRECTOR | NA | Control |
| DEBRUYN, PHILIP, MARK | I | DIRECTOR | NA | Control |
| GOLDBERG, MOREY, HERBERT | I | DIRECTOR | NA | Control |
| GOLDBERG, MOREY, HERBERT | I | DIRECTOR | NA | Control |
| GOLDBERG, MOREY, HERBERT | I | DIRECTOR | NA | Control |
| GOLDBERG, MOREY, HERBERT | I | DIRECTOR | NA | Control |
| GOLDBERG, MOREY, HERBERT | I | DIRECTOR | NA | Control |
| GOLDBERG, MOREY, HERBERT | I | DIRECTOR | NA | Control |
| GOLDBERG, MOREY, HERBERT | I | DIRECTOR | NA | Control |
| GOLDBERG, MOREY, HERBERT | I | DIRECTOR | NA | Control |
| GOLDBERG, MOREY, HERBERT | I | DIRECTOR | NA | Control |
| GOLDBERG, MOREY, HERBERT | I | DIRECTOR | NA | Control |
| GOLDBERG, MOREY, HERBERT | I | DIRECTOR | NA | Control |
| GOLDBERG, MOREY, HERBERT | I | DIRECTOR | NA | Control |
| GOLDBERG, MOREY, HERBERT | I | DIRECTOR | NA | Control |
| GOLDBERG, MOREY, HERBERT | I | DIRECTOR | NA | Control |
| GOLDBERG, MOREY, HERBERT | I | DIRECTOR | NA | Control |
| GOLDBERG, MOREY, HERBERT | I | DIRECTOR | NA | Control |
| GOLDBERG, MOREY, HERBERT | I | DIRECTOR | NA | Control |
| GOLDBERG, MOREY, HERBERT | I | DIRECTOR | NA | Control |
| GRAVES, GERALD, JAY | I | PRESIDENT/DIRECTOR | NA | Control |
| GRAVES, GERALD, JAY | I | PRESIDENT/DIRECTOR | NA | Control |
| GRAVES, GERALD, JAY | I | PRESIDENT/DIRECTOR | NA | Control |
| HARTWELL, SHANNON, R | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARTWELL, SHANNON, R | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARTWELL, SHANNON, R | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARTWELL, SHANNON, R | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARTWELL, SHANNON, R | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARTWELL, SHANNON, R | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARTWELL, SHANNON, R | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARTWELL, SHANNON, R | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARTWELL, SHANNON, R | I | CHIEF COMPLIANCE OFFICER | NA | |
| HARTWELL, SHANNON, R | I | CHIEF COMPLIANCE OFFICER | NA | |
| HARTWELL, SHANNON, R | I | CHIEF COMPLIANCE OFFICER | NA | |
| HARTWELL, SHANNON, R | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARTWELL, SHANNON, R | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARTWELL, SHANNON, R | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARTWELL, SHANNON, R | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HERMANSON, JONELL | I | MARKETING OFFICER | NA | Control |
| HERMANSON, JONELL | I | CHIEF COMPLIANCE OFFICER/MARKETING OFFICER | NA | Control |
| HERMANSON, JONELL | I | CHIEF COMPLIANCE OFFICER/MARKETING OFFICER | NA | Control |
| HERMANSON, JONELL | I | PRESIDENT | NA | Control |
| HERMANSON, JONELL | I | PRESIDENT | NA | Control |
| HERMANSON, JONELL | I | CHIEF COMPLIANCE OFFICER/MARKETING OFFICER | NA | Control |
| HERMANSON, JONELL | I | MARKETING OFFICER | NA | Control |
| HERMANSON, JONELL | I | MARKETING OFFICER | NA | Control |
| HERMANSON, JONELL | I | CHIEF COMPLIANCE OFFICER/MARKETING OFFICER | NA | Control |
| HERMANSON, JONELL | I | CHIEF COMPLIANCE OFFICER/MARKETING OFFICER | NA | Control |
| HERMANSON, JONELL | I | MARKETING OFFICER | NA | Control |
| HERMANSON, JONELL | I | PRESIDENT | NA | Control |
| HERMANSON, JONELL | I | PRESIDENT | NA | Control |
| HERMANSON, JONELL | I | PRESIDENT | NA | Control |
| HERMANSON, JONELL | I | PRESIDENT | NA | Control |
| HERMANSON, JONELL, NMN | I | PRESIDENT | NA | Control |
| HERMANSON, JONELL, NMN | I | PRESIDENT | NA | Control |
| HERMANSON, JONELL, NMN | I | PRESIDENT | NA | Control |
| HERMANSON, JONELL, NMN | I | PRESIDENT | NA | Control |
| KALINA, KENNETH, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KALINA, KENNETH, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KALINA, KENNETH, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KALINA, KENNETH, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KALINA, KENNETH, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KALINA, KENNETH, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KALINA, KENNETH, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KALINA, KENNETH, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KALINA, KENNETH, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KALINA, KENNETH, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KAPLAN, JAMES, DAVID | I | DIRECTOR | NA | Control |
| KAPLAN, JAMES, DAVID | I | DIRECTOR | NA | Control |
| KAPLAN, JAMES, DAVID | I | DIRECTOR | NA | Control |
| KAPLAN, JAMES, DAVID | I | DIRECTOR | NA | Control |
| KAPLAN, JAMES, DAVID | I | DIRECTOR | NA | Control |
| KAPLAN, JAMES, DAVID | I | DIRECTOR | NA | Control |
| KAPLAN, JAMES, DAVID | I | DIRECTOR | NA | Control |
| KAPLAN, JAMES, DAVID | I | DIRECTOR | NA | Control |
| KILEY, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| KILEY, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| KILEY, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| KILEY, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| KILEY, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| KILEY, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| KILEY, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| KILEY, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| KILEY, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| KILEY, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| KILEY, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| KILEY, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| KILEY, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| KILEY, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| KILEY, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| KILEY, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| KILEY, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| KILEY, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| KILEY, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| KILEY, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| KILEY, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| KILEY, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| KILEY, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| KILEY, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| KILEY, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| KILEY, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| KILEY, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| KILEY, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| KILEY, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| KILEY, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| LEES, DAVID, ROBERT | I | SECRETARY/TREASURER | NA | Control |
| LEES, DAVID, ROBERT | I | SECRETARY/TREASURER | NA | Control |
| LEES, DAVID, ROBERT | I | SECRETARY/TREASURER | NA | Control |
| LEES, DAVID, ROBERT | I | SECRETARY/TREASURER | NA | Control |
| LEES, DAVID, ROBERT | I | SECRETARY/TREASURER | NA | |
| LEES, DAVID, ROBERT | I | SECRETARY/TREASURER | NA | |
| LEES, DAVID, ROBERT | I | SECRETARY/TREASURER | NA | |
| LEES, DAVID, ROBERT | I | SECRETARY/TREASURER | NA | |
| LEES, DAVID, ROBERT | I | SECRETARY/TREASURER | NA | |
| LEES, DAVID, ROBERT | I | SECRETARY/TREASURER | NA | |
| LEES, DAVID, ROBERT | I | SECRETARY/TREASURER | NA | |
| LEES, DAVID, ROBERT | I | SECRETARY/TREASURER | NA | |
| LEES, DAVID, ROBERT | I | SECRETARY/TREASURER | NA | |
| LEES, DAVID, ROBERT | I | SECRETARY/TREASURER | NA | |
| LEES, DAVID, ROBERT | I | SECRETARY/TREASURER | NA | |
| LEES, DAVID, ROBERT | I | SECRETARY/TREASURER | NA | |
| LEES, DAVID, ROBERT | I | SECRETARY/TREASURER | NA | |
| LEES, DAVID, ROBERT | I | SECRETARY/TREASURER | NA | Control |
| LEES, DAVID, ROBERT | I | SECRETARY/TREASURER | NA | Control |
| LEES, DAVID, ROBERT | I | SECRETARY/TREASURER | NA | Control |
| LEES, DAVID, ROBERT | I | SECRETARY/TREASURER | NA | Control |
| LEES, DAVID, ROBERT | I | SECRETARY/TREASURER | NA | Control |
| LEES, DAVID, ROBERT | I | SECRETARY/TREASURER | NA | Control |
| LEES, DAVID, ROBERT | I | SECRETARY/TREASURER | NA | Control |
| LEES, DAVID, ROBERT | I | SECRETARY/TREASURER | NA | Control |
| LEES, DAVID, ROBERT | I | SECRETARY/TREASURER | NA | Control |
| LEES, DAVID, ROBERT | I | SECRETARY/TREASURER | NA | Control |
| MACK, RICHARD, DALE | I | DIRECTOR | NA | Control |
| MACK, RICHARD, DALE | I | DIRECTOR | NA | Control |
| MACK, RICHARD, DALE | I | DIRECTOR | NA | Control |
| MACK, RICHARD, DALE | I | DIRECTOR | NA | Control |
| MACK, RICHARD, DALE | I | DIRECTOR | NA | Control |
| MACK, RICHARD, DALE | I | DIRECTOR | NA | Control |
| MACK, RICHARD, DALE | I | DIRECTOR | NA | Control |
| MACK, RICHARD, DALE | I | DIRECTOR | NA | Control |
| MACK, RICHARD, DALE | I | DIRECTOR | NA | Control |
| MACK, RICHARD, DALE | I | DIRECTOR | NA | Control |
| MACK, RICHARD, DALE | I | DIRECTOR | NA | Control |
| MACK, RICHARD, DALE | I | DIRECTOR | NA | Control |
| MACK, RICHARD, DALE | I | DIRECTOR | NA | Control |
| MACK, RICHARD, DALE | I | DIRECTOR | NA | Control |
| MACK, RICHARD, DALE | I | DIRECTOR | NA | Control |
| MACK, RICHARD, DALE | I | DIRECTOR | NA | Control |
| MCNAMARA-FENESY, BRIDGET, MARY | I | PRESIDENT | NA | Control |
| MCNAMARA-FENESY, BRIDGET, MARY | I | PRESIDENT | NA | Control |
| MCNAMARA-FENESY, BRIDGET, MARY | I | PRESIDENT | NA | Control |
| MCNAMARA-FENESY, BRIDGET, MARY | I | PRESIDENT | NA | Control |
| MCNAMARA-FENESY, BRIDGET, MARY | I | PRESIDENT | NA | Control |
| MCNAMARA-FENESY, BRIDGET, MARY | I | PRESIDENT | NA | Control |
| MCNAMARA-FENESY, BRIDGET, MARY | I | PRESIDENT | NA | Control |
| MCNAMARA-FENESY, BRIDGET, MARY | I | PRESIDENT | NA | Control |
| MCNAMARA-FENESY, BRIDGET, MARY | I | PRESIDENT | NA | Control |
| NASH, JAMES, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NEASE, LAWTON, MACDONALD | I | DIRECTOR | NA | Control |
| NEASE, LAWTON, MACDONALD | I | DIRECTOR | NA | Control |
| NEASE, LAWTON, MACDONALD | I | DIRECTOR | NA | Control |
| NEASE, LAWTON, MACDONALD | I | DIRECTOR | NA | Control |
| NEASE, LAWTON, MACDONALD | I | DIRECTOR | NA | Control |
| NEASE, LAWTON, MACDONALD | I | CHAIR/DIRECTOR | NA | Control |
| NEASE, LAWTON, MACDONALD | I | CHAIR/DIRECTOR | NA | Control |
| NEASE, LAWTON, MACDONALD | I | CHAIR/DIRECTOR | NA | Control |
| NEASE, LAWTON, MACDONALD | I | DIRECTOR | NA | Control |
| NEASE, LAWTON, MACDONALD | I | DIRECTOR | NA | Control |
| NEASE, LAWTON, MACDONALD | I | DIRECTOR | NA | Control |
| NEASE, LAWTON, MACDONALD | I | CHAIR/DIRECTOR | NA | Control |
| NEASE, LAWTON, MACDONALD | I | CHAIR/DIRECTOR | NA | Control |
| NEASE, LAWTON, MACDONALD | I | CHAIR/DIRECTOR | NA | Control |
| NEASE, LAWTON, MACDONALD | I | CHAIR/DIRECTOR | NA | Control |
| NEASE, LAWTON, MACDONALD | I | CHAIR/DIRECTOR | NA | Control |
| NEASE, LAWTON, MACDONALD | I | CHAIR/DIRECTOR | NA | Control |
| NEASE, LAWTON, MACDONALD | I | CHAIR/DIRECTOR | NA | Control |
| OLSON, ROBERT, PATRICK | I | PRESIDENT | NA | Control |
| OLSON, ROBERT, PATRICK | I | PRESIDENT | NA | Control |
| OLSON, ROBERT, PATRICK | I | PRESIDENT | NA | Control |
| OLSON, ROBERT, PATRICK | I | PRESIDENT | NA | Control |
| PALMIERI, VICTOR | I | DIRECTOR | NA | Control |
| PALMIERI, VICTOR | I | DIRECTOR | NA | Control |
| PALMIERI, VICTOR | I | DIRECTOR | NA | Control |
| PALMIERI, VICTOR | I | DIRECTOR | NA | Control |
| PALMIERI, VICTOR | I | DIRECTOR | NA | Control |
| PALMIERI, VICTOR | I | DIRECTOR | NA | Control |
| PALMIERI, VICTOR | I | DIRECTOR | NA | Control |
| PALMIERI, VICTOR | I | DIRECTOR | NA | Control |
| PALMIERI, VICTOR | I | DIRECTOR | NA | Control |
| PALMIERI, VICTOR | I | DIRECTOR | NA | Control |
| PALMIERI, VICTOR | I | DIRECTOR | NA | Control |
| PALMIERI, VICTOR | I | DIRECTOR | NA | Control |
| PALMIERI, VICTOR | I | DIRECTOR | NA | Control |
| PETERSON, CARL, JAMES | I | DIRECTOR | NA | |
| PETERSON, CARL, JAMES | I | DIRECTOR | NA | |
| PETERSON, CARL, JAMES | I | DIRECTOR | NA | Control |
| PETERSON, CARL, JAMES | I | DIRECTOR | NA | Control |
| PETERSON, CARL, JAMES | I | DIRECTOR | NA | Control |
| PETERSON, CARL, JAMES | I | DIRECTOR | NA | Control |
| PETERSON, CARL, JAMES | I | DIRECTOR | NA | Control |
| PETERSON, CARL, JAMES | I | DIRECTOR | NA | Control |
| PETERSON, CARL, JAMES | I | DIRECTOR | NA | Control |
| PETERSON, CARL, JAMES | I | DIRECTOR | NA | Control |
| PETERSON, CARL, JAMES | I | DIRECTOR | NA | Control |
| PETERSON, CARL, JAMES | I | DIRECTOR | NA | Control |
| PETERSON, CARL, JAMES | I | DIRECTOR | NA | Control |
| Pelos, Constantine | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Pelos, Constantine | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Pelos, Constantine | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Pimenta, Valerie Rachelle, Bolch | I | VICE PRESIDENT | NA | Control |
| Pimenta, Valerie Rachelle, Bolch | I | VICE PRESIDENT | NA | Control |
| Pimenta, Valerie Rachelle, Bolch | I | PRESIDENT | NA | Control |
| Pimenta, Valerie Rachelle, Bolch | I | VICE PRESIDENT | NA | Control |
| SCHUTT, DAVID, WALTER | I | SECRETARY/TREASURER | NA | Control |
| SCHUTT, DAVID, WALTER | I | SECRETARY/TREASURER | NA | Control |
| SCHUTT, DAVID, WALTER | I | SECRETARY/TREASURER | NA | Control |
| SCHUTT, DAVID, WALTER | I | SECRETARY/TREASURER | NA | Control |
| SCHUTT, DAVID, WALTER | I | SECRETARY/TREASURER | NA | Control |
| SCHUTT, DAVID, WALTER | I | SECRETARY/TREASURER | NA | Control |
| SCHUTT, DAVID, WALTER | I | SECRETARY/TREASURER | NA | Control |
| THOMAS, LAUREN, SANDRA | I | DIRECTOR | NA | Control |
| THOMAS, LAUREN, SANDRA | I | DIRECTOR | NA | Control |
| THOMAS, LAUREN, SANDRA | I | DIRECTOR | NA | Control |
| THOMAS, LAUREN, SANDRA | I | DIRECTOR | NA | Control |
| THOMAS, LAUREN, SANDRA | I | DIRECTOR | NA | Control |
| THOMAS, LAUREN, SANDRA | I | DIRECTOR | NA | Control |
| THOMAS, LAUREN, SANDRA | I | DIRECTOR | NA | Control |
| THOMAS, LAUREN, SANDRA | I | DIRECTOR | NA | Control |
| THOMAS, LAUREN, SANDRA | I | DIRECTOR | NA | Control |
| THOMAS, LAUREN, SANDRA | I | DIRECTOR | NA | Control |
| THOMAS, LAUREN, SANDRA | I | DIRECTOR | NA | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | EQUITY OWNER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | EQUITY OWNER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | EQUITY OWNER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | EQUITY OWNER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | EQUITY OWNER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | EQUITY OWNER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | EQUITY OWNER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | EQUITY OWNER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | EQUITY OWNER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | EQUITY OWNER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | EQUITY OWNER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | EQUITY OWNER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | EQUITY OWNER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | EQUITY OWNER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | EQUITY OWNER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | EQUITY OWNER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | EQUITY OWNER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | EQUITY OWNER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | EQUITY OWNER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | EQUITY OWNER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | EQUITY OWNER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | EQUITY OWNER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | EQUITY OWNER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | EQUITY OWNER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | EQUITY OWNER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | EQUITY OWNER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | EQUITY OWNER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | EQUITY OWNER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | EQUITY OWNER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | EQUITY OWNER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | EQUITY OWNER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | EQUITY OWNER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | EQUITY OWNER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | EQUITY OWNER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | EQUITY OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MULLIN, PETER, WILLIAM | I | M FINANCIAL HOLDINGS INCORPORATED | C | Control |
| MULLIN, PETER, WILLIAM | I | M FINANCIAL HOLDINGS INCORPORATED | C | Control |
| MULLIN, PETER, WILLIAM | I | M FINANCIAL HOLDINGS INCORPORATED | C | Control |
| MULLIN, PETER, WILLIAM | I | M FINANCIAL HOLDINGS INCORPORATED | C | Control |
| MULLIN, PETER, WILLIAM | I | M FINANCIAL HOLDINGS INCORPORATED | C | Control |
| MULLIN, PETER, WILLIAM | I | M FINANCIAL HOLDINGS INCORPORATED | C | Control |
| MULLIN, PETER, WILLIAM | I | M FINANCIAL HOLDINGS INCORPORATED | C | Control |
| MULLIN, PETER, WILLIAM | I | M FINANCIAL HOLDINGS INCORPORATED | C | Control |
| MULLIN, PETER, WILLIAM | I | M FINANCIAL HOLDINGS INCORPORATED | C | Control |
| MULLIN, PETER, WILLIAM | I | M FINANCIAL HOLDINGS INCORPORATED | C | Control |
| MULLIN, PETER, WILLIAM | I | M FINANCIAL HOLDINGS INCORPORATED | C | Control |
Registrations
Federal
IA
Nov 11, 2025 REGISTERED
Address
M FINANCIAL PLAZA1125 NW COUCH STREET, SUITE 900
PORTLAND, OR 97209
United States
Phone: 503-232-6960