MANNING & NAPIER ADVISORY ADVANTAGE COMPANY, LLC
CRD #106652 SEC #801-37236 FAIRPORT, NY 585-325-6880
SEC Registered
Total AUM
$2.4B
Discretionary
$2.4B
Employees
11
Clients
0
Accounts
4,192
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AUSPITZ, B, REUBEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AUSPITZ, B, REUBEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AUSPITZ, B, REUBEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AUSPITZ, B, REUBEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AUSPITZ, B, REUBEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BARRINGTON, RICHARD, GERARD | I | MANAGING DIRECTOR | NA | Control |
| BARRINGTON, RICHARD, GERARD | I | MANAGING DIRECTOR | NA | Control |
| BARRINGTON, RICHARD, GERARD | I | MANAGING DIRECTOR | NA | Control |
| BARRINGTON, RICHARD, GERARD | I | MANAGING DIRECTOR | NA | Control |
| BARRINGTON, RICHARD, GERARD | I | MANAGING DIRECTOR | NA | Control |
| BARRINGTON, RICHARD, GERARD | I | MANAGING DIRECTOR | NA | Control |
| BARRINGTON, RICHARD, GERARD | I | MANAGING DIRECTOR | NA | Control |
| BARRINGTON, RICHARD, GERARD | I | MANAGING DIRECTOR | NA | Control |
| BARRINGTON, RICHARD, GERARD | I | MANAGING DIRECTOR | NA | Control |
| CUNNINGHAM, PATRICK | I | MANAGING DIRECTOR, CLIENT RELATIONS | NA | Control |
| CUNNINGHAM, PATRICK | I | MANAGING DIRECTOR, CLIENT RELATIONS | NA | Control |
| CUNNINGHAM, PATRICK | I | MANAGING DIRECTOR | NA | Control |
| CUNNINGHAM, PATRICK | I | MANAGING DIRECTOR | NA | Control |
| CUNNINGHAM, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CUNNINGHAM, PATRICK | I | MANAGING DIRECTOR, CLIENT RELATIONS | NA | Control |
| CUNNINGHAM, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CUNNINGHAM, PATRICK | I | MANAGING DIRECTOR | NA | Control |
| CUNNINGHAM, PATRICK | I | MANAGING DIRECTOR | NA | Control |
| CUNNINGHAM, PATRICK | I | MANAGING DIRECTOR, CLIENT RELATIONS | NA | Control |
| CUNNINGHAM, PATRICK | I | MANAGING DIRECTOR | NA | Control |
| CUNNINGHAM, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CUNNINGHAM, PATRICK | I | MANAGING DIRECTOR | NA | Control |
| CUNNINGHAM, PATRICK | I | MANAGING DIRECTOR | NA | Control |
| CUNNINGHAM, PATRICK | I | MANAGING DIRECTOR | NA | Control |
| CUNNINGHAM, PATRICK | I | MANAGING DIRECTOR, CLIENT RELATIONS | NA | Control |
| CUNNINGHAM, PATRICK | I | MANAGING DIRECTOR | NA | Control |
| CUNNINGHAM, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CUNNINGHAM, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CUNNINGHAM, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CUNNINGHAM, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CUNNINGHAM, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GALUSHA, BETH, HENDERSHOT | I | DIRECTOR / TREASURER | NA | Control |
| GALUSHA, BETH, HENDERSHOT | I | DIRECTOR / TREASURER | NA | Control |
| GALUSHA, BETH, HENDERSHOT | I | DIRECTOR / TREASURER | NA | Control |
| GALUSHA, BETH, HENDERSHOT | I | DIRECTOR / TREASURER | NA | Control |
| GALUSHA, BETH, HENDERSHOT | I | DIRECTOR | NA | Control |
| GALUSHA, BETH, HENDERSHOT | I | DIRECTOR | NA | Control |
| GALUSHA, BETH, HENDERSHOT | I | DIRECTOR / TREASURER | NA | Control |
| GALUSHA, BETH, HENDERSHOT | I | DIRECTOR / TREASURER | NA | Control |
| GALUSHA, BETH, HENDERSHOT | I | DIRECTOR / TREASURER | NA | Control |
| GALUSHA, BETH, HENDERSHOT | I | DIRECTOR / TREASURER | NA | Control |
| GALUSHA, BETH, HENDERSHOT | I | DIRECTOR | NA | Control |
| GALUSHA, BETH, HENDERSHOT | I | DIRECTOR / TREASURER | NA | Control |
| GALUSHA, BETH, HENDERSHOT | I | DIRECTOR / TREASURER | NA | Control |
| GALUSHA, BETH, HENDERSHOT | I | DIRECTOR / TREASURER | NA | Control |
| GALUSHA, BETH, HENDERSHOT | I | DIRECTOR | NA | Control |
| GALUSHA, BETH, HENDERSHOT | I | DIRECTOR / TREASURER | NA | Control |
| GALUSHA, BETH, HENDERSHOT | I | DIRECTOR / TREASURER | NA | Control |
| GALUSHA, BETH, HENDERSHOT | I | DIRECTOR / TREASURER | NA | Control |
| GALUSHA, BETH, HENDERSHOT | I | DIRECTOR / TREASURER | NA | Control |
| GALUSHA, BETH, HENDERSHOT | I | DIRECTOR / TREASURER | NA | Control |
| GALUSHA, BETH, HENDERSHOT | I | DIRECTOR / TREASURER | NA | Control |
| GALUSHA, BETH, HENDERSHOT | I | TREASURER | NA | Control |
| GALUSHA, BETH, HENDERSHOT | I | TREASURER | NA | Control |
| GALUSHA, BETH, HENDERSHOT | I | TREASURER | NA | Control |
| GALUSHA, BETH, HENDERSHOT | I | TREASURER | NA | Control |
| GALUSHA, BETH, HENDERSHOT | I | TREASURER | NA | Control |
| MIKOLAICHIK, JAMES, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MIKOLAICHIK, JAMES, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MIKOLAICHIK, JAMES, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MIKOLAICHIK, JAMES, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MIKOLAICHIK, JAMES, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OATHOUT, BRENDA, FAY | I | CORPORATE SECRETARY / DIRECTOR | NA | Control |
| OATHOUT, BRENDA, FAY | I | CORPORATE SECRETARY / DIRECTOR | NA | Control |
| OATHOUT, BRENDA, FAY | I | CORPORATE SECRETARY / DIRECTOR | NA | Control |
| OATHOUT, BRENDA, FAY | I | CORPORATE SECRETARY / DIRECTOR | NA | Control |
| OATHOUT, BRENDA, FAY | I | CORPORATE SECRETARY | NA | Control |
| OATHOUT, BRENDA, FAY | I | CORPORATE SECRETARY | NA | Control |
| OATHOUT, BRENDA, FAY | I | CORPORATE SECRETARY / DIRECTOR | NA | Control |
| OATHOUT, BRENDA, FAY | I | CORPORATE SECRETARY | NA | Control |
| OATHOUT, BRENDA, FAY | I | CORPORATE SECRETARY / DIRECTOR | NA | Control |
| OATHOUT, BRENDA, FAY | I | CORPORATE SECRETARY / DIRECTOR | NA | Control |
| OATHOUT, BRENDA, FAY | I | CORPORATE SECRETARY / DIRECTOR | NA | Control |
| OATHOUT, BRENDA, FAY | I | CORPORATE SECRETARY | NA | Control |
| OATHOUT, BRENDA, FAY | I | CORPORATE SECRETARY / DIRECTOR | NA | Control |
| OATHOUT, BRENDA, FAY | I | CORPORATE SECRETARY / DIRECTOR | NA | Control |
| OATHOUT, BRENDA, FAY | I | CORPORATE SECRETARY / DIRECTOR | NA | Control |
| OATHOUT, BRENDA, FAY | I | CORPORATE SECRETARY / DIRECTOR | NA | Control |
| STAMEY, CHARLES, HOWARD | I | MANAGING DIRECTOR, CLIENT RELATIONS | NA | Control |
| STAMEY, CHARLES, HOWARD | I | MANAGING DIRECTOR, CLIENT RELATIONS | NA | Control |
| STAMEY, CHARLES, HOWARD | I | MANAGING DIRECTOR | NA | Control |
| STAMEY, CHARLES, HOWARD | I | MANAGING DIRECTOR | NA | Control |
| STAMEY, CHARLES, HOWARD | I | MANAGING DIRECTOR, CLIENT RELATIONS | NA | Control |
| STAMEY, CHARLES, HOWARD | I | MANAGING DIRECTOR, CLIENT RELATIONS | NA | Control |
| STAMEY, CHARLES, HOWARD | I | MANAGING DIRECTOR, CLIENT RELATIONS | NA | Control |
| STAMEY, CHARLES, HOWARD | I | MANAGING DIRECTOR | NA | Control |
| STAMEY, CHARLES, HOWARD | I | MANAGING DIRECTOR | NA | Control |
| STAMEY, CHARLES, HOWARD | I | MANAGING DIRECTOR, CLIENT RELATIONS | NA | Control |
| STAMEY, CHARLES, HOWARD | I | MANAGING DIRECTOR | NA | Control |
| STAMEY, CHARLES, HOWARD | I | MANAGING DIRECTOR, CLIENT RELATIONS | NA | Control |
| STAMEY, CHARLES, HOWARD | I | MANAGING DIRECTOR | NA | Control |
| STAMEY, CHARLES, HOWARD | I | MANAGING DIRECTOR | NA | Control |
| STAMEY, CHARLES, HOWARD | I | MANAGING DIRECTOR | NA | Control |
| STAMEY, CHARLES, HOWARD | I | MANAGING DIRECTOR, CLIENT RELATIONS | NA | Control |
| STAMEY, CHARLES, HOWARD | I | MANAGING DIRECTOR | NA | Control |
| STAMEY, CHARLES, HOWARD | I | MANAGING DIRECTOR, CLIENT RELATIONS | NA | Control |
| STAMEY, CHARLES, HOWARD | I | MANAGING DIRECTOR, CLIENT RELATIONS | NA | Control |
| STAMEY, CHARLES, HOWARD | I | MANAGING DIRECTOR, CLIENT RELATIONS | NA | Control |
| STAMEY, CHARLES, HOWARD | I | MANAGING DIRECTOR, CLIENT RELATIONS | NA | Control |
| STAMEY, CHARLES, HOWARD | I | MANAGING DIRECTOR, CLIENT RELATIONS | NA | Control |
| YATES, RICHARD, BUTLER | I | CORPORATE SECRETARY/DIRECTOR | NA | Control |
| YATES, RICHARD, BUTLER | I | CORPORATE SECRETARY/DIRECTOR | NA | Control |
| YATES, RICHARD, BUTLER | I | CORPORATE SECRETARY/DIRECTOR | NA | Control |
| YATES, RICHARD, BUTLER | I | CORPORATE SECRETARY/DIRECTOR | NA | Control |
| YATES, RICHARD, BUTLER | I | CORPORATE SECRETARY/DIRECTOR | NA | Control |
| YATES, RICHARD, BUTLER | I | CORPORATE SECRETARY | NA | Control |
| YATES, RICHARD, BUTLER | I | CORPORATE SECRETARY | NA | Control |
| YATES, RICHARD, BUTLER | I | CORPORATE SECRETARY | NA | Control |
| YATES, RICHARD, BUTLER | I | CORPORATE SECRETARY | NA | Control |
| YATES, RICHARD, BUTLER | I | CORPORATE SECRETARY | NA | Control |
| MANNING & NAPIER GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| MANNING & NAPIER GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| MANNING & NAPIER GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| MANNING & NAPIER GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| MANNING & NAPIER GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| MANNING, WILLIAM | I | OWNER | D | Control |
| MANNING, WILLIAM | I | OWNER | D | Control |
| MANNING, WILLIAM | I | OWNER | D | Control |
| MANNING, WILLIAM | I | OWNER | D | Control |
| MANNING, WILLIAM | I | OWNER | D | Control |
| MANNING, WILLIAM | I | OWNER | D | Control |
| MANNING, WILLIAM | I | OWNER | D | Control |
| MANNING, WILLIAM | I | OWNER | D | Control |
| MANNING, WILLIAM | I | OWNER | D | Control |
| MANNING, WILLIAM | I | OWNER | D | Control |
| MANNING, WILLIAM | I | OWNER | D | Control |
| MANNING, WILLIAM | I | OWNER | D | Control |
| MANNING, WILLIAM | I | OWNER | D | Control |
| MANNING, WILLIAM | I | OWNER | D | Control |
| MANNING, WILLIAM | I | OWNER | D | Control |
| MANNING, WILLIAM | I | OWNER | D | Control |
| MANNING, WILLIAM | I | OWNER | D | Control |
| MANNING, WILLIAM | I | OWNER | D | Control |
| MANNING, WILLIAM | I | OWNER | D | Control |
| MANNING, WILLIAM | I | OWNER | D | Control |
| MANNING, WILLIAM | I | OWNER | D | Control |
| AUSPITZ, B, REUBEN | I | DIRECTOR / CHAIRMAN / PRESIDENT / CHIEF COMPLIANCE OFFICER | A | Control |
| AUSPITZ, B, REUBEN | I | DIRECTOR / CHAIRMAN / PRESIDENT / CHIEF COMPLIANCE OFFICER | A | Control |
| AUSPITZ, B, REUBEN | I | DIRECTOR / CHAIRMAN / PRESIDENT / CHIEF COMPLIANCE OFFICER | A | Control |
| AUSPITZ, B, REUBEN | I | DIRECTOR / CHAIRMAN / PRESIDENT / CHIEF COMPLIANCE OFFICER | A | Control |
| AUSPITZ, B, REUBEN | I | DIRECTOR / CHARIMAN / TREASURER / PRESIDENT | A | Control |
| AUSPITZ, B, REUBEN | I | DIRECTOR / CHARIMAN / TREASURER / PRESIDENT | A | Control |
| AUSPITZ, B, REUBEN | I | DIRECTOR / CHAIRMAN/ CHIEF COMPLIANCE OFFICER | A | Control |
| AUSPITZ, B, REUBEN | I | DIRECTOR / CHAIRMAN / PRESIDENT / CHIEF COMPLIANCE OFFICER | A | Control |
| AUSPITZ, B, REUBEN | I | DIRECTOR / CHAIRMAN/ CHIEF COMPLIANCE OFFICER | A | Control |
| AUSPITZ, B, REUBEN | I | DIRECTOR / CHAIRMAN / PRESIDENT | A | Control |
| AUSPITZ, B, REUBEN | I | DIRECTOR / CHARIMAN / TREASURER / PRESIDENT | A | Control |
| AUSPITZ, B, REUBEN | I | DIRECTOR / CHAIRMAN / PRESIDENT / CHIEF COMPLIANCE OFFICER | A | Control |
| AUSPITZ, B, REUBEN | I | DIRECTOR / CHAIRMAN / PRESIDENT / CHIEF COMPLIANCE OFFICER | A | Control |
| AUSPITZ, B, REUBEN | I | DIRECTOR / CHAIRMAN / PRESIDENT | A | Control |
| AUSPITZ, B, REUBEN | I | DIRECTOR / CHAIRMAN / TREASURER / PRESIDENT | A | Control |
| AUSPITZ, B, REUBEN | I | DIRECTOR / CHAIRMAN/ CHIEF COMPLIANCE OFFICER | A | Control |
| AUSPITZ, B, REUBEN | I | DIRECTOR / CHAIRMAN / PRESIDENT | A | Control |
| AUSPITZ, B, REUBEN | I | DIRECTOR / CHAIRMAN / PRESIDENT | A | Control |
| AUSPITZ, B, REUBEN | I | DIRECTOR / CHAIRMAN / PRESIDENT | A | Control |
| AUSPITZ, B, REUBEN | I | DIRECTOR / CHAIRMAN / PRESIDENT / CHIEF COMPLIANCE OFFICER | A | Control |
| AUSPITZ, B, REUBEN | I | DIRECTOR / CHAIRMAN / PRESIDENT / CHIEF COMPLIANCE OFFICER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MANNING & NAPIER, INC | DE | MANNING & NAPIER GROUP, LLC | F | Control |
| MANNING & NAPIER, INC | DE | MANNING & NAPIER GROUP, LLC | F | Control |
| MANNING & NAPIER, INC | DE | MANNING & NAPIER GROUP, LLC | F | Control |
| MANNING & NAPIER, INC | DE | MANNING & NAPIER GROUP, LLC | F | Control |
| MANNING & NAPIER, INC | DE | MANNING & NAPIER GROUP, LLC | F | Control |
| M&N GROUP HOLDINGS, LLC | DE | MANNING & NAPIER GROUP, LLC | E | Control |
| M&N GROUP HOLDINGS, LLC | DE | MANNING & NAPIER GROUP, LLC | E | Control |
| M&N GROUP HOLDINGS, LLC | DE | MANNING & NAPIER GROUP, LLC | E | Control |
| M&N GROUP HOLDINGS, LLC | DE | MANNING & NAPIER GROUP, LLC | E | Control |
| M&N GROUP HOLDINGS, LLC | DE | MANNING & NAPIER GROUP, LLC | E | Control |
| MANNING, WILLIAM | I | M&N GROUP HOLDINGS, LLC | E | Control |
| MANNING, WILLIAM | I | M&N GROUP HOLDINGS, LLC | D | Control |
| MANNING, WILLIAM | I | M&N GROUP HOLDINGS, LLC | D | Control |
| MANNING, WILLIAM | I | M&N GROUP HOLDINGS, LLC | D | Control |
| MANNING, WILLIAM | I | M&N GROUP HOLDINGS, LLC | D | Control |
Registrations
Federal
IA
Mar 30, 2012 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
290 WOODCLIFF DRIVEFAIRPORT, NY 14450
United States
Phone: 585-325-6880