CAPRIN ASSET MANAGEMENT LLC
Legal name: CAPRIN ASSET MANAGEMENT, LLC
CRD #106657 SEC #801-53959 HENRICO, VA 804-648-3333
SEC Registered
Total AUM
$1.4B
Discretionary
$1.4B
Employees
10
Clients
--
Accounts
1,067
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Virginia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 22, 2022
- Branch Offices
- 1
- LEI
- 254900ADZ4RPIGKHW977
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FLOWERS, JOHN, MICHAEL | I | VICE PRESIDENT | NA | |
| FLOWERS, JOHN, MICHAEL | I | VICE PRESIDENT | NA | |
| FLOWERS, JOHN, MICHAEL | I | VICE PRESIDENT | NA | |
| FLOWERS, JOHN, MICHAEL | I | VICE PRESIDENT | NA | |
| FLOWERS, JOHN, MICHAEL | I | VICE PRESIDENT | NA | |
| FLOWERS, JOHN, MICHAEL | I | VICE PRESIDENT | NA | |
| FLOWERS, JOHN, MICHAEL | I | VICE PRESIDENT | NA | |
| FLOWERS, JOHN, MICHAEL | I | VICE PRESIDENT | NA | |
| FLOWERS, JOHN, MICHAEL | I | VICE PRESIDENT | NA | |
| FLOWERS, JOHN, MICHAEL | I | VICE PRESIDENT | NA | |
| FLOWERS, JOHN, MICHAEL | I | VICE PRESIDENT | NA | |
| FLOWERS, JOHN, MICHAEL | I | VICE PRESIDENT | NA | |
| HUGHEY, HAROLD, L | I | VICE PRESIDENT | NA | |
| HUGHEY, HAROLD, L | I | VICE PRESIDENT | NA | |
| HUGHEY, HAROLD, L | I | VICE PRESIDENT | NA | |
| HUGHEY, HAROLD, L | I | VICE PRESIDENT | NA | |
| HUGHEY, HAROLD, L | I | VICE PRESIDENT | NA | |
| HUGHEY, HAROLD, L | I | VICE PRESIDENT | NA | |
| HUGHEY, HAROLD, L | I | VICE PRESIDENT | NA | |
| HUGHEY, HAROLD, L | I | VICE PRESIDENT | NA | |
| HUGHEY, HAROLD, L | I | VICE PRESIDENT | NA | |
| SISISKY, MARK, BROWN | I | ELECTED MANAGER | NA | Control |
| SISISKY, MARK, BROWN | I | EXECUTIVE MANAGER | NA | Control |
| SISISKY, MARK, BROWN | I | MANAGING DIRECTOR & EXECUTIVE MANAGER | NA | Control |
| SISISKY, MARK, BROWN | I | EXECUTIVE MANAGER | NA | Control |
| SISISKY, MARK, BROWN | I | EXECUTIVE MANAGER | NA | Control |
| STUDEBAKER, PEYTON, MILLS | I | VICE PRESIDENT | NA | |
| STUDEBAKER, PEYTON, MILLS | I | VICE PRESIDENT | NA | |
| STUDEBAKER, PEYTON, MILLS | I | VICE PRESIDENT | NA | |
| STUDEBAKER, PEYTON, MILLS | I | VICE PRESIDENT | NA | |
| STUDEBAKER, PEYTON, MILLS | I | MANAGING DIRECTOR | NA | |
| STUDEBAKER, PEYTON, MILLS | I | MANAGING DIRECTOR | NA | |
| STUDEBAKER, PEYTON, MILLS | I | MANAGING DIRECTOR | NA | |
| STUDEBAKER, PEYTON, MILLS | I | VICE PRESIDENT | NA | |
| STUDEBAKER, PEYTON, MILLS | I | VICE PRESIDENT | NA | |
| STUDEBAKER, PEYTON, MILLS | I | VICE PRESIDENT | NA | |
| STUDEBAKER, PEYTON, MILLS | I | MANAGING DIRECTOR | NA | |
| STUDEBAKER, PEYTON, MILLS | I | VICE PRESIDENT | NA | |
| STUDEBAKER, PEYTON, MILLS | I | MANAGING DIRECTOR | NA | |
| STUDEBAKER, PEYTON, MILLS | I | VICE PRESIDENT | NA | |
| STUDEBAKER, PEYTON, MILLS | I | MANAGING DIRECTOR | NA | |
| STUDEBAKER, PEYTON, MILLS | I | VICE PRESIDENT | NA | |
| STUDEBAKER, PEYTON, MILLS | I | VICE PRESIDENT | NA | |
| STUDEBAKER, PEYTON, MILLS | I | VICE PRESIDENT | NA | |
| STUDEBAKER, PEYTON, MILLS | I | MANAGING DIRECTOR | NA | |
| CAPGROUP INVESTMENT ADVISORS, INC. | DE | OWNER | D | Control |
| CAPSTONE INVESTMENT ADVISORS INC | DE | OWNER | D | Control |
| FLOWERS, WILLIAM, WASHINGTON | I | PRESIDENT | C | Control |
| FLOWERS, WILLIAM, WASHINGTON | I | PRESIDENT | C | Control |
| FLOWERS, WILLIAM, WASHINGTON | I | PRESIDENT | C | Control |
| FLOWERS, WILLIAM, WASHINGTON | I | PRESIDENT | C | Control |
| HOOVER, MICHAEL, LOUIS | I | ELECTED MANAGER AND PRESIDENT | C | Control |
| HOOVER, MICHAEL, LOUIS | I | ELECTED MANAGER AND PRESIDENT | C | Control |
| HOOVER, MICHAEL, LOUIS | I | ELECTED MANAGER AND PRESIDENT | C | Control |
| HOOVER, MICHAEL, LOUIS | I | ELECTED MANAGER AND PRESIDENT | C | Control |
| HOOVER, MICHAEL, LOUIS | I | ELECTED MANAGER AND PRESIDENT | C | Control |
| HOOVER, MICHAEL, LOUIS | I | ELECTED MANAGER AND PRESIDENT | C | Control |
| HOOVER, MICHAEL, LOUIS | I | ELECTED MANAGER AND PRESIDENT | C | Control |
| HOOVER, MICHAEL, LOUIS | I | ELECTED MANAGER AND PRESIDENT | C | Control |
| HOOVER, MICHAEL, LOUIS | I | ELECTED MANAGER AND PRESIDENT | C | Control |
| HOOVER, MICHAEL, LOUIS | I | ELECTED MANAGER AND PRESIDENT | C | Control |
| HOOVER, MICHAEL, LOUIS | I | PRESIDENT AND EXECUTIVE MANAGER | C | Control |
| HOOVER, MICHAEL, LOUIS | I | ELECTED MANAGER AND PRESIDENT | C | Control |
| HOOVER, MICHAEL, LOUIS | I | ELECTED MANAGER AND PRESIDENT | C | Control |
| HOOVER, MICHAEL, LOUIS | I | ELECTED MANAGER AND PRESIDENT | C | Control |
| HOOVER, MICHAEL, LOUIS | I | ELECTED MANAGER AND PRESIDENT | C | Control |
| HOOVER, MICHAEL, LOUIS | I | ELECTED MANAGER AND PRESIDENT | C | Control |
| HOOVER, MICHAEL, LOUIS | I | ELECTED MANAGER AND PRESIDENT | C | Control |
| HOOVER, MICHAEL, LOUIS | I | ELECTED MANAGER AND PRESIDENT | C | Control |
| HOOVER, MICHAEL, LOUIS | I | ELECTED MANAGER AND PRESIDENT | C | Control |
| HOOVER, MICHAEL, LOUIS | I | ELECTED MANAGER AND PRESIDENT | C | Control |
| HOOVER, MICHAEL, LOUIS | I | ELECTED MANAGER AND PRESIDENT | C | Control |
| HOOVER, MICHAEL, LOUIS | I | ELECTED MANAGER AND PRESIDENT | C | Control |
| HOOVER, MICHAEL, LOUIS | I | ELECTED MANAGER AND PRESIDENT | C | Control |
| HOOVER, MICHAEL, LOUIS | I | ELECTED MANAGER AND PRESIDENT | C | Control |
| HOOVER, MICHAEL, LOUIS | I | ELECTED MANAGER AND PRESIDENT | C | Control |
| HOOVER, MICHAEL, LOUIS | I | ELECTED MANAGER AND PRESIDENT | C | Control |
| HORNER, EDWIN, BRYAN | I | ELECTED MANAGER | C | Control |
| HORNER, EDWIN, BRYAN | I | ELECTED MANAGER | C | Control |
| PAGE, CHERYL, LYNN | I | MANAGING DIRECTOR | C | Control |
| PAGE, CHERYL, LYNN | I | MANAGING DIRECTOR | C | Control |
| PAGE, CHERYL, LYNN | I | MANAGING DIRECTOR | C | Control |
| PAGE, CHERYL, LYNN | I | MANAGING DIRECTOR | C | Control |
| PAGE, CHERYL, LYNN | I | MANAGING DIRECTOR | C | Control |
| PAGE, CHERYL, LYNN | I | MANAGING DIRECTOR | C | Control |
| PAGE, CHERYL, LYNN | I | MANAGING DIRECTOR | C | Control |
| PAGE, CHERYL, LYNN | I | MANAGING DIRECTOR | C | Control |
| PAGE, CHERYL, LYNN | I | MANAGING DIRECTOR | C | Control |
| PAGE, CHERYL, LYNN | I | MANAGING DIRECTOR | C | Control |
| PAGE, CHERYL, LYNN | I | MANAGING DIRECTOR | C | Control |
| PAGE, CHERYL, LYNN | I | MANAGING DIRECTOR | C | Control |
| PAGE, CHERYL, LYNN | I | MANAGING DIRECTOR | C | Control |
| PAGE, CHERYL, LYNN | I | MANAGING DIRECTOR | C | Control |
| PAGE, CHERYL, LYNN | I | MANAGING DIRECTOR | C | Control |
| PAGE, CHERYL, LYNN | I | MANAGING DIRECTOR | C | Control |
| FLOWERS, WILLIAM, WASHINGTON | I | PRESIDENT | B | Control |
| FLOWERS, WILLIAM, WASHINGTON | I | PRESIDENT | B | Control |
| FLOWERS, WILLIAM, WASHINGTON | I | PRESIDENT | B | Control |
| FLOWERS, WILLIAM, WASHINGTON | I | EXECUTIVE MANAGER | B | Control |
| FLOWERS, WILLIAM, WASHINGTON | I | EXECUTIVE MANAGER | B | Control |
| FLOWERS, WILLIAM, WASHINGTON | I | PRESIDENT | B | Control |
| FLOWERS, WILLIAM, WASHINGTON | I | EXECUTIVE MANAGER | B | Control |
| FLOWERS, WILLIAM, WASHINGTON | I | PRESIDENT | B | Control |
| FLOWERS, WILLIAM, WASHINGTON | I | PRESIDENT | B | Control |
| FLOWERS, WILLIAM, WASHINGTON | I | MEMBER | B | |
| HOOVER, MICHAEL, LOUIS | I | PRESIDENT AND EXECUTIVE MANAGER | B | Control |
| HOOVER, MICHAEL, LOUIS | I | PRESIDENT AND EXECUTIVE MANAGER | B | Control |
| HOOVER, MICHAEL, LOUIS | I | PRESIDENT AND EXECUTIVE MANAGER | B | Control |
| HOOVER, MICHAEL, LOUIS | I | PRESIDENT AND EXECUTIVE MANAGER | B | Control |
| HOOVER, MICHAEL, LOUIS | I | PRESIDENT AND EXECUTIVE MANAGER | B | Control |
| HOOVER, MICHAEL, LOUIS | I | PRESIDENT AND EXECUTIVE MANAGER | B | Control |
| HOOVER, MICHAEL, LOUIS | I | PRESIDENT AND EXECUTIVE MANAGER | B | Control |
| HORNER, EDWIN, BRYAN | I | MANAGING PARTNER | B | Control |
| HORNER, EDWIN, BRYAN | I | MANAGING PARTNER | B | Control |
| HORNER, EDWIN, BRYAN | I | MANAGING PARTNER | B | Control |
| HORNER, EDWIN, BRYAN | I | MANAGING DIRECTOR | B | |
| HORNER, EDWIN, BRYAN | I | MANAGING DIRECTOR | B | |
| HORNER, EDWIN, BRYAN | I | MANAGING PARTNER | B | Control |
| HORNER, EDWIN, BRYAN | I | MANAGING PARTNER | B | Control |
| HORNER, EDWIN, BRYAN | I | MANAGING DIRECTOR | B | |
| HORNER, EDWIN, BRYAN | I | MANAGING PARTNER | B | Control |
| HORNER, EDWIN, BRYAN | I | MANAGING PARTNER | B | Control |
| HORNER, EDWIN, BRYAN | I | MANAGING PARTNER | B | Control |
| HORNER, EDWIN, BRYAN | I | ELECTED MANAGER | B | Control |
| HORNER, EDWIN, BRYAN | I | ELECTED MANAGER | B | Control |
| HORNER, EDWIN, BRYAN | I | ELECTED MANAGER | B | Control |
| HORNER, EDWIN, BRYAN | I | ELECTED MANAGER | B | Control |
| HORNER, EDWIN, BRYAN | I | ELECTED MANAGER | B | Control |
| HORNER, EDWIN, BRYAN | I | EXECUTIVE MANAGER | B | Control |
| HORNER, EDWIN, BRYAN | I | ELECTED MANAGER | B | Control |
| HORNER, EDWIN, BRYAN | I | ELECTED MANAGER | B | Control |
| HORNER, EDWIN, BRYAN | I | ELECTED MANAGER | B | Control |
| HORNER, EDWIN, BRYAN | I | ELECTED MANAGER | B | Control |
| HORNER, EDWIN, BRYAN | I | EXECUTIVE MANAGER | B | Control |
| HORNER, EDWIN, BRYAN | I | ELECTED MANAGER | B | Control |
| HORNER, EDWIN, BRYAN | I | MANAGING DIRECTOR & EXECUTIVE MANAGER | B | Control |
| HORNER, EDWIN, BRYAN | I | EXECUTIVE MANAGER | B | Control |
| HORNER, EDWIN, BRYAN | I | EXECUTIVE MANAGER | B | Control |
| HORNER, EDWIN, BRYAN | I | ELECTED MANAGER | B | Control |
| HORNER, EDWIN, BRYAN | I | ELECTED MANAGER | B | Control |
| HORNER, EDWIN, BRYAN | I | ELECTED MANAGER | B | Control |
| HORNER, EDWIN, BRYAN | I | ELECTED MANAGER | B | Control |
| HORNER, EDWIN, BRYAN | I | ELECTED MANAGER | B | Control |
| HORNER, EDWIN, BRYAN | I | ELECTED MANAGER | B | Control |
| HORNER, EDWIN, BRYAN | I | ELECTED MANAGER | B | Control |
| HORNER, EDWIN, BRYAN | I | ELECTED MANAGER | B | Control |
| HORNER, EDWIN, BRYAN | I | ELECTED MANAGER | B | Control |
| HORNER, EDWIN, BRYAN | I | ELECTED MANAGER | B | Control |
| HORNER, EDWIN, BRYAN | I | ELECTED MANAGER | B | Control |
| HORNER, EDWIN, BRYAN | I | ELECTED MANAGER | B | Control |
| HORNER, EDWIN, BRYAN | I | ELECTED MANAGER | B | Control |
| PAGE, CHERYL, LYNN | I | MANAGING PARTNER | B | Control |
| PAGE, CHERYL, LYNN | I | MANAGING PARTNER | B | Control |
| PAGE, CHERYL, LYNN | I | MANAGING PARTNER | B | Control |
| PAGE, CHERYL, LYNN | I | MANAGING DIRECTOR | B | |
| PAGE, CHERYL, LYNN | I | MANAGING DIRECTOR | B | |
| PAGE, CHERYL, LYNN | I | VICE PRESIDENT | B | Control |
| PAGE, CHERYL, LYNN | I | MANAGING PARTNER | B | Control |
| PAGE, CHERYL, LYNN | I | MANAGING PARTNER | B | Control |
| PAGE, CHERYL, LYNN | I | MANAGING DIRECTOR | B | |
| PAGE, CHERYL, LYNN | I | MANAGING PARTNER | B | Control |
| PAGE, CHERYL, LYNN | I | VICE PRESIDENT | B | Control |
| PAGE, CHERYL, LYNN | I | MANAGING PARTNER | B | Control |
| PAGE, CHERYL, LYNN | I | MANAGING PARTNER | B | Control |
| PAGE, CHERYL, LYNN | I | MANAGING DIRECTOR | B | |
| PAGE, CHERYL, LYNN | I | MANAGING DIRECTOR | B | |
| PAGE, CHERYL, LYNN | I | MANAGING DIRECTOR | B | |
| PAGE, CHERYL, LYNN | I | MANAGING DIRECTOR | B | |
| PAGE, CHERYL, LYNN | I | MANAGING DIRECTOR | B | |
| PAGE, CHERYL, LYNN | I | MANAGING DIRECTOR | B | |
| PAGE, CHERYL, LYNN | I | MANAGING DIRECTOR | B | |
| PAGE, CHERYL, LYNN | I | MANAGING DIRECTOR | B | |
| PAGE, CHERYL, LYNN | I | MANAGING DIRECTOR | B | |
| PAGE, CHERYL, LYNN | I | MANAGING DIRECTOR | B | |
| PAGE, CHERYL, LYNN | I | MANAGING DIRECTOR | B | |
| PAGE, CHERYL, LYNN | I | MANAGING DIRECTOR | B | |
| PAGE, CHERYL, LYNN | I | MANAGING DIRECTOR | B | |
| PAGE, CHERYL, LYNN | I | MANAGING DIRECTOR | B | |
| SISISKY, MARK, BROWN | I | MANAGING PARTNER | B | Control |
| SISISKY, MARK, BROWN | I | MANAGING PARTNER | B | Control |
| SISISKY, MARK, BROWN | I | MANAGING PARTNER | B | Control |
| SISISKY, MARK, BROWN | I | EXECUTIVE MANAGER | B | Control |
| SISISKY, MARK, BROWN | I | EXECUTIVE MANAGER | B | Control |
| SISISKY, MARK, BROWN | I | MANAGING PARTNER | B | Control |
| SISISKY, MARK, BROWN | I | MANAGING PARTNER | B | Control |
| SISISKY, MARK, BROWN | I | EXECUTIVE MANAGER | B | Control |
| SISISKY, MARK, BROWN | I | MANAGING PARTNER | B | Control |
| SISISKY, MARK, BROWN | I | MANAGING PARTNER | B | Control |
| SISISKY, MARK, BROWN | I | MANAGING PARTNER | B | Control |
| SISISKY, MARK, BROWN | I | EXECUTIVE MANAGER | B | Control |
| SLATER, LEONARD, S. | I | SHAREHOLDER | B | |
| SLATER, LEONARD, S. | I | SHAREHOLDER | B | |
| SLATER, LEONARD, S. | I | SHAREHOLDER | B | |
| SLATER, LEONARD, S. | I | SHAREHOLDER | B | |
| SLATER, LEONARD, S. | I | SHAREHOLDER | B | |
| SLATER, LEONARD, S. | I | SHAREHOLDER | B | |
| ELDRIDGE, SCOTT, DONALD | I | MANAGING DIRECTOR | A | |
| ELDRIDGE, SCOTT, DONALD | I | MANAGING DIRECTOR | A | |
| ELDRIDGE, SCOTT, DONALD | I | MANAGING DIRECTOR | A | |
| ELDRIDGE, SCOTT, DONALD | I | ELECTED MANAGER | A | Control |
| ELDRIDGE, SCOTT, DONALD | I | MANAGING DIRECTOR | A | |
| ELDRIDGE, SCOTT, DONALD | I | MANAGING DIRECTOR | A | |
| ELDRIDGE, SCOTT, DONALD | I | ELECTED MANAGER | A | Control |
| ELDRIDGE, SCOTT, DONALD | I | ELECTED MANAGER | A | Control |
| ELDRIDGE, SCOTT, DONALD | I | MANAGING DIRECTOR | A | |
| ELDRIDGE, SCOTT, DONALD | I | MANAGING DIRECTOR | A | |
| ELDRIDGE, SCOTT, DONALD | I | MANAGING DIRECTOR | A | |
| ELDRIDGE, SCOTT, DONALD | I | MANAGING DIRECTOR | A | |
| HOOVER, MICHAEL, LOUIS | I | MANAGING PARTNER | A | Control |
| HOOVER, MICHAEL, LOUIS | I | MANAGING PARTNER | A | Control |
| HOOVER, MICHAEL, LOUIS | I | MANAGING PARTNER | A | Control |
| HOOVER, MICHAEL, LOUIS | I | MANAGING PARTNER | A | Control |
| PLOTKIN, ADAM, S | I | CHIEF COMPLIANCE OFFICER | A | |
| PLOTKIN, ADAM, S | I | CHIEF COMPLIANCE OFFICER | A | |
| PLOTKIN, ADAM, S | I | CHIEF COMPLIANCE OFFICER | A | |
| PLOTKIN, ADAM, S | I | CHIEF COMPLIANCE OFFICER | A | |
| PLOTKIN, ADAM, S | I | CHIEF COMPLIANCE OFFICER | A | |
| PLOTKIN, ADAM, S | I | CHIEF COMPLIANCE OFFICER | A | |
| PLOTKIN, ADAM, S | I | CHIEF COMPLIANCE OFFICER | A | |
| PLOTKIN, ADAM, S | I | CHIEF COMPLIANCE OFFICER | A | |
| PLOTKIN, ADAM, S | I | CHIEF COMPLIANCE OFFICER | A | |
| PLOTKIN, ADAM, S | I | CHIEF COMPLIANCE OFFICER | A | |
| PLOTKIN, ADAM, S | I | CHIEF COMPLIANCE OFFICER | A | |
| PLOTKIN, ADAM, S | I | CHIEF COMPLIANCE OFFICER | A | |
| PLOTKIN, ADAM, S | I | CHIEF COMPLIANCE OFFICER | A | |
| PLOTKIN, ADAM, S | I | CHIEF COMPLIANCE OFFICER | A | |
| PLOTKIN, ADAM, S | I | CHIEF COMPLIANCE OFFICER | A | |
| PLOTKIN, ADAM, S | I | CHIEF COMPLIANCE OFFICER | A | |
| PLOTKIN, ADAM, S | I | CHIEF COMPLIANCE OFFICER | A | |
| PLOTKIN, ADAM, S | I | CHIEF COMPLIANCE OFFICER | A | |
| PLOTKIN, ADAM, S | I | CHIEF COMPLIANCE OFFICER | A | |
| PLOTKIN, ADAM, S | I | CHIEF COMPLIANCE OFFICER | A | |
| PLOTKIN, ADAM, S | I | CHIEF COMPLIANCE OFFICER | A | |
| PLOTKIN, ADAM, S | I | CHIEF COMPLIANCE OFFICER | A | |
| PLOTKIN, ADAM, S | I | CHIEF COMPLIANCE OFFICER | A | |
| PLOTKIN, ADAM, S | I | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | A | Control |
| PLOTKIN, ADAM, S | I | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | A | Control |
| PLOTKIN, ADAM, S | I | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | A | Control |
| PLOTKIN, ADAM, S | I | CHIEF COMPLIANCE OFFICER | A | |
| PLOTKIN, ADAM, S | I | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | A | |
| PLOTKIN, ADAM, S | I | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | A | Control |
| PLOTKIN, ADAM, S | I | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | A | Control |
| PLOTKIN, ADAM, S | I | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | A | Control |
| PLOTKIN, ADAM, S | I | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | A | Control |
| PLOTKIN, ADAM, S | I | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | A | Control |
| PLOTKIN, ADAM, S | I | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | A | Control |
| PLOTKIN, ADAM, S | I | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | A | Control |
| PLOTKIN, ADAM, S | I | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | A | Control |
| PLOTKIN, ADAM, S | I | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | A | Control |
| SLATER, LEONARD, S. | I | SHAREHOLDER | A | |
| SLATER, LEONARD, S. | I | SHAREHOLDER | A | |
| SLATER, LEONARD, S. | I | SHAREHOLDER | A | |
| SLATER, LEONARD, S. | I | SHAREHOLDER | A | |
| STUDEBAKER, PEYTON, MILLS | I | MANAGING DIRECTOR | A | |
| STUDEBAKER, PEYTON, MILLS | I | MANAGING DIRECTOR | A | |
| STUDEBAKER, PEYTON, MILLS | I | MANAGING DIRECTOR | A | |
| STUDEBAKER, PEYTON, MILLS | I | MANAGING DIRECTOR | A | |
| STUDEBAKER, PEYTON, MILLS | I | MANAGING DIRECTOR | A | |
| STUDEBAKER, PEYTON, MILLS | I | MANAGING DIRECTOR | A | |
| STUDEBAKER, PEYTON, MILLS | I | MANAGING DIRECTOR | A | |
| STUDEBAKER, PEYTON, MILLS | I | MANAGING DIRECTOR | A | |
| STUDEBAKER, PEYTON, MILLS | I | MANAGING DIRECTOR | A | |
| STUDEBAKER, PEYTON, MILLS | I | MANAGING DIRECTOR | A | |
| STUDEBAKER, PEYTON, MILLS | I | MANAGING DIRECTOR | A | |
| STUDEBAKER, PEYTON, MILLS | I | MANAGING DIRECTOR | A | |
| STUDEBAKER, PEYTON, MILLS | I | MANAGING DIRECTOR | A | |
| STUDEBAKER, PEYTON, MILLS | I | MANAGING DIRECTOR | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SMITH, WILLIAM, RICHARD | I | CAPSTONE INVESTMENT ADVISORS, INC. | E | Control |
| SMITH, WILLIAM, RICHARD | I | CAPGROUP INVESTMENT ADVISORS, INC. | E | Control |
Registrations
Federal
IA
Mar 22, 2022 REGISTERED
Notice Filings (24)
AK AZ CA CO DC DE FL GA KY LA MA MD MS NC NJ NY OH PA SC SD TN TX VA WV
Address
1802 BAYBERRY COURTSUITE 202
HENRICO, VA 23226
United States
Phone: 804-648-3333