RIA Intelligence

GUARDIAN CAPITAL INC

CRD #106660 SEC #801-41023 EVERETT, WA 425-379-5050
SEC Registered
Total AUM
$53M
Discretionary
$53M
Employees
5
Clients
--
Accounts
151

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Sep 23, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
SIRES, JEDEDIAH, JOHNICLIENT SERVICE MANAGERNA
SIRES, JEDEDIAH, JOHNICLIENT SERVICE MANAGERNA
SIRES, JEDEDIAH, JOHNICLIENT SERVICE MANAGERNA
SIRES, JEDEDIAH, JOHNICLIENT SERVICE MANAGERNA
ADAMS, JAMES, RICHARDICHIEF COMPLIANCE OFFICER, CHAIRMAN/CEOC Control
ADAMS, JAMES, RICHARDICHIEF COMPLIANCE OFFICER, CHAIRMAN/CEOC Control
ADAMS, JAMES, RICHARDICHAIRMAN/CEOC Control
ADAMS, JAMES, RICHARDICHAIRMAN/CEOC Control
ADAMS, JAMES, RICHARDICHAIRMAN/CEOC Control
ADAMS, JAMES, RICHARDICHAIRMAN/CEOC Control
ADAMS, JAMES, RICHARDICHAIRMAN/CEOC Control
ADAMS, JAMES, RICHARDICHIEF COMPLIANCE OFFICER, CHAIRMAN/CEOC Control
MCELROY, WILLIAM, HERBERTISHAREHOLDERC
MCELROY, WILLIAM, HERBERTIVICE-PRESIDENT, CCOC Control
MCELROY, WILLIAM, HERBERTIVICE-PRESIDENT, CCOC Control
MCELROY, WILLIAM, HERBERTISHAREHOLDERC
SCOTT, BLAKE, LEOISHAREHOLDERA Control
SCOTT, BLAKE, LEOISHAREHOLDERA Control
SCOTT, BLAKE, LEOICHIEF COMPLIANCE OFFICERA Control
SCOTT, BLAKE, LEOISENIOR PORTFOLIO MANAGERA
SCOTT, BLAKE, LEOISENIOR PORTFOLIO MANAGERA
SCOTT, BLAKE, LEOISENIOR PORTFOLIO MANAGERA
SCOTT, BLAKE, LEOISENIOR PORTFOLIO MANAGERA
SCOTT, BLAKE, LEOISHAREHOLDERA Control
SIRES, JEDEDIAH, JOHNISENIOR PORTFOLIO MANAGERA
SIRES, JEDEDIAH, JOHNISENIOR PORTFOLIO MANAGERA
SIRES, JEDEDIAH, JOHNISENIOR PORTFOLIO MANAGERA
SIRES, JEDEDIAH, JOHNISENIOR PORTFOLIO MANAGERA

Registrations

Federal

IA
Sep 23, 2005 REGISTERED

Notice Filings (1)

WA

Address

1902 120TH PLACE SE
SUITE 102
EVERETT, WA 98208
USA
Phone: 425-379-5050