ADVISER INVESTMENT MANAGEMENT INC
CRD #106668 SEC #801-47168 NEWTON, MA 617-321-2200
SEC Registered
Total AUM
$1B
Discretionary
$1B
Employees
--
Clients
0
Accounts
1,300
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 26, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BEIL, MARSHALL | I | TRUSTEE | NA | Control |
| BEIL, MARSHALL | I | TRUSTEE | NA | Control |
| BEIL, MARSHALL | I | TRUSTEE | NA | Control |
| FREUDENHEIM, ELLEN | I | TRUSTEE | NA | Control |
| FREUDENHEIM, ELLEN | I | TRUSTEE | NA | Control |
| FREUDENHEIM, ELLEN | I | TRUSTEE | NA | Control |
| SHIFKE, MARK, LEWIS | I | TRUSTEE | NA | Control |
| SHIFKE, MARK, LEWIS | I | TRUSTEE | NA | Control |
| SHIFKE, MARK, LEWIS | I | TRUSTEE | NA | Control |
| SILVER, DANIEL, FITZSIMMONS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR, TREASURER | C | Control |
| SILVER, DANIEL, FITZSIMMONS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR, TREASURER | C | Control |
| SILVER, DANIEL, FITZSIMMONS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR, TREASURER | C | Control |
| WIENER, DANIEL, PHILIP | I | CEO, TREASURER, DIRECTOR | C | Control |
| WIENER, DANIEL, PHILIP | I | CEO, TREASURER, DIRECTOR | C | Control |
| WIENER, DANIEL, PHILIP | I | CEO, TREASURER, DIRECTOR | C | Control |
| WIENER, DANIEL, PHILIP | I | CEO, DIRECTOR | C | Control |
| WIENER, DANIEL, PHILIP | I | CEO, DIRECTOR | C | Control |
| WIENER, DANIEL, PHILIP | I | CEO, DIRECTOR | C | Control |
| WIENER, DANIEL, PHILIP | I | CEO, TREASURER, DIRECTOR | C | Control |
| WIENER, DANIEL, PHILIP | I | CEO, TREASURER, DIRECTOR | C | Control |
| WIENER, DANIEL, PHILIP | I | CEO, TREASURER, DIRECTOR | C | Control |
| WIENER, DANIEL, PHILIP | I | PRESIDENT, TREASURER, DIRECTOR | C | Control |
| WIENER, DANIEL, PHILIP | I | CEO, DIRECTOR | C | Control |
| DANIEL P. WIENER GRANTOR RETAINED ANNUITY TRUST UA 08042009 | DE | SHAREHOLDER | B | Control |
| DANIEL P. WIENER GRANTOR RETAINED ANNUITY TRUST UA 08042009 | DE | SHAREHOLDER | B | Control |
| DANIEL P. WIENER GRANTOR RETAINED ANNUITY TRUST UA 08042009 | DE | SHAREHOLDER | B | Control |
| LOWELL, JAMES, HALE | I | CHIEF INVESTMENT STRATEGIST | B | Control |
| LOWELL, JAMES, HALE | I | CHIEF INVESTMENT STRATEGIST | B | Control |
| LOWELL, JAMES, HALE | I | CHIEF INVESTMENT STRATEGIST | B | Control |
| LOWELL, JAMES, HALE | I | CHIEF INVESTMENT STRATEGIST | B | Control |
| LOWELL, JAMES, HALE | I | CHIEF INVESTMENT STRATEGIST | B | Control |
| LOWELL, JAMES, HALE | I | CHIEF INVESTMENT STRATEGIST | B | Control |
| LOWELL, JAMES, HALE | I | CHIEF INVESTMENT STRATEGIST | B | Control |
| LOWELL, JAMES, HALE | I | CHIEF INVESTMENT STRATEGIST | B | Control |
| LOWELL, JAMES, HALE | I | CHIEF INVESTMENT STRATEGIST | B | Control |
| LOWELL, JAMES, HALE | I | CHIEF INVESTMENT STRATEGIST | B | Control |
| SILVER, DANIEL, FITZSIMMONS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR | B | Control |
| SILVER, DANIEL, FITZSIMMONS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR | B | Control |
| SILVER, DANIEL, FITZSIMMONS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR | B | Control |
| SILVER, DANIEL, FITZSIMMONS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR | B | Control |
| SILVER, DANIEL, FITZSIMMONS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR | B | Control |
| SILVER, DANIEL, FITZSIMMONS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR | B | Control |
| SILVER, DANIEL, FITZSIMMONS | I | VP/DIRECTOR | B | Control |
| SILVER, DANIEL, FITZSIMMONS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR, TREASURER | B | Control |
| THORNE, DAVID, HOADLEY | I | VP/DIRECTOR | B | |
| THORNE, DAVID, HOADLEY | I | VP/DIRECTOR | B | |
| THORNE, DAVID, HOADLEY | I | VP/DIRECTOR | B | |
| THORNE, DAVID, HOADLEY | I | SHAREHOLDER | B | |
| THORNE, DAVID, HOADLEY | I | SHAREHOLDER | B | |
| THORNE, DAVID, HOADLEY | I | SHAREHOLDER | B | |
| THORNE, DAVID, HOADLEY | I | VP/DIRECTOR | B | |
| THORNE, DAVID, HOADLEY | I | VP/DIRECTOR | B | |
| THORNE, DAVID, HOADLEY | I | VP/DIRECTOR | B | |
| THORNE, DAVID, HOADLEY | I | VP/DIRECTOR | B | |
| THORNE, DAVID, HOADLEY | I | SHAREHOLDER | B | |
| LOWELL, JAMES, HALE | I | CHIEF INVESTMENT STRATEGIST | A | Control |
| THORNE, PETER | I | SHAREHOLDER | A | |
| THORNE, PETER | I | SHAREHOLDER | A | |
| THORNE, PETER | I | SHAREHOLDER | A | |
| THORNE, PETER | I | SHAREHOLDER | A | |
| THORNE, PETER | I | SHAREHOLDER | A | |
| THORNE, PETER | I | SHAREHOLDER | A | |
| THORNE, PETER | I | SHAREHOLDER | A | |
| THORNE, PETER | I | SHAREHOLDER | A |
Registrations
Federal
IA
Feb 26, 2007 REGISTERED
Notice Filings (44)
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Address
85 WELLS AVE SUITE 109NEWTON, MA 2459
USA
Phone: 617-321-2200