RIA Intelligence

WORSHAM & SAMMONS LLC

Legal name: WORSHAM & SAMMONS, LLC

CRD #106678 SEC #801-52788 ATLANTA, GA 404-256-0056
SEC Registered
Total AUM
$128.8M
Discretionary
$128.8M
Employees
10
Clients
101
Accounts
249

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 19, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
PHILLIPS, REBECCA, MCDONALDICHIEF COMPLIANCE OFFICERNA
PHILLIPS, REBECCA, MCDONALDICHIEF COMPLIANCE OFFICERNA
WORSHAM, DAVIDIMEMBER/MANAGERD Control
WORSHAM, DAVID, RICHARDIMEMBER/MANAGERD Control
WORSHAM, DAVID, RICHARDIMEMBER/MANAGERD Control
WORSHAM, DAVID, RICHARDIMEMBER/MANAGERD Control
WORSHAM, DAVID, RICHARDIMEMBER/MANAGERD Control
SAMMONS, DAVIDIMEMBER/MANAGERC Control
SAMMONS, DAVID, MARSHALLIMEMBER/MANAGERC Control
SAMMONS, DAVID, MARSHALLIMEMBER/MANAGERC Control
SAMMONS, DAVID, MARSHALLIMEMBER/MANAGERC Control
SAMMONS, DAVID, MARSHALLIMEMBER/MANAGERC Control

Registrations

Federal

IA
Mar 19, 2007 REGISTERED

Notice Filings (5)

FL GA LA NC TX

Address

4170 ASHFORD DUNWOODY ROAD NE
SUITE 420
ATLANTA, GA 30319-1457
USA
Phone: 404-256-0056