ZENITH CAPITAL, LLC.
CRD #106694 SEC #801-51677 SANTA ROSA, CA 707-522-6270
SEC Registered
Total AUM
$112.5M
Discretionary
$33.2M
Employees
10
Clients
0
Accounts
166
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 8, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| EAGAN, THELIA, A. | I | REGISTERED INVESTMENT ADVISOR | NA | |
| MULLIGAN, KIRK, WAITE | I | DIRECTOR OF RETIREMENT PLAN SERVICES | NA | |
| COOPER, MARTEL, JED | I | VICE PRESIDENT | B | Control |
| COOPER, MARTEL, JED | I | VICE PRESIDENT | B | Control |
| COOPER, MARTEL, JED | I | VICE PRESIDENT | B | Control |
| COOPER, MARTEL, JED | I | VICE PRESIDENT | B | Control |
| COOPER, MARTEL, JED | I | VICE PRESIDENT | B | Control |
| PISENTI & BRINKER,LLP | DE | MEMBER | B | Control |
| ROTHENBERG, IRWIN | I | VICE PRESIDENT | B | Control |
| SMITH, M | I | TREASURER AND CHIEF FINANCIAL OFFICER | B | Control |
| SMITH, M, GREGORY | I | TREASURER AND CHIEF FINANCIAL OFFICER | B | Control |
| SMITH, M, GREGORY | I | TREASURER AND CHIEF FINANCIAL OFFICER | B | Control |
| SMITH, M, GREGORY | I | TREASURER AND CHIEF FINANCIAL OFFICER | B | Control |
| SMITH, M, GREGORY | I | TREASURER AND CHIEF FINANCIAL OFFICER | B | Control |
| TASKER, RICK, LANE | I | PRESIDENT-CHIEF COMPLIANCE OFFICER | B | Control |
| TASKER, RICK, LANE | I | PRESIDENT-CHIEF COMPLIANCE OFFICER | B | Control |
| TASKER, RICK, LANE | I | PRESIDENT | B | Control |
| TASKER, RICK, LANE | I | PRESIDENT | B | Control |
| TASKER, RICK, LANE | I | PRESIDENT | B | Control |
| LF GLOBAL INVESTMENTS, LLC | DE | MEMBER | A | |
| LF GLOBAL INVESTMENTS, LLC | DE | MEMBER | A | |
| LF GLOBAL INVESTMENTS, LLC | DE | MEMBER | A | |
| LF GLOBAL INVESTMENTS, LLC | DE | MEMBER | A | |
| LF GLOBAL INVESTMENTS, LLC | DE | MEMBER | A | |
| MULLIGAN, KIRK, WAITE | I | PRINCIPLE | A | Control |
| MULLIGAN, KIRK, WAITE | I | DIRECTOR OF RETIREMENT PLAN SERVICES | A | Control |
| MULLIGAN, KIRK, WAITE | I | DIRECTOR OF RETIREMENT PLAN SERVICES | A | Control |
| MULLIGAN, KIRK, WAITE | I | DIRECTOR OF RETIREMENT PLAN SERVICES | A | Control |
Registrations
Federal
IA
Sep 8, 2005 REGISTERED
Notice Filings (5)
CA HI NV TX VT
Address
181 CONCOURSE BLVD.SUITE B
SANTA ROSA, CA 95403
USA
Phone: 707-522-6270