RIA Intelligence

FIRST QUADRANT, LLC

CRD #106698 SEC #801-51748 GLENDALE, CA 626-795-8220
SEC Registered Private Funds
Total AUM
$10.5B
Discretionary
$10.2B
Employees
53
Clients
0
Accounts
31

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Aug 12, 2022
Branch Offices
0
LEI
M4ZBHIOJMK9EDTEP3064

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ARNOTT, ROBERT, DOUGLASICHAIRMAN, LIMITED PARTNERNA Control
ARREDONDO, MARK, AIDIRECTOR - CHIEF INFORMATION OFFICERNA
ARREDONDO, MARK, AIDIRECTOR - PROGRAMMING & SYSTEMSNA
ARREDONDO, MARK, AIDIRECTOR - CHIEF INFORMATION OFFICERNA
ARREDONDO, MARK, AIDIRECTOR - CHIEF INFORMATION OFFICERNA
ARREDONDO, MARK, AIDIRECTOR - PROGRAMMING & SYSTEMSNA
BERKIN, ANDREW, LAURENCEIDIRECTOR - RESEARCHNA
BERKIN, ANDREW, LAURENCEIDIRECTOR - RESEARCHNA
BILLINGS, MARK, BREWSTERIDIRECTOR - MARKETINGNA
BILLINGS, MARK, BREWSTERIDIRECTOR - MARKETINGNA
BILLINGS, MARK, BREWSTERIDIRECTOR - MARKETINGNA
BILLINGS, MARK, BREWSTERIDIRECTOR - MARKETINGNA
BROUWER, JOEL, LANEICHIEF FINANCIAL OFFICER, DIRECTORNA
BROUWER, JOEL, LANEICHIEF FINANCIAL OFFICER, DIRECTORNA
BROUWER, JOEL, LANEICHIEF FINANCIAL OFFICER, DIRECTORNA
BROUWER, JOEL, LANEICHIEF FINANCIAL OFFICER, DIRECTORNA
BROUWER, JOEL, LANEICHIEF FINANCIAL OFFICER, DIRECTORNA
BROUWER, JOEL, LANEICHIEF FINANCIAL OFFICERNA
BROUWER, JOEL, LANEICHIEF FINANCIAL OFFICER, DIRECTORNA
BROUWER, JOEL, LANEICHIEF FINANCIAL OFFICER, DIRECTORNA
BROUWER, JOEL, LANEICHIEF FINANCIAL OFFICER, DIRECTORNA
BROUWER, JOEL, LANEICHIEF FINANCIAL OFFICERNA
BROUWER, JOEL, LANEICHIEF FINANCIAL OFFICERNA
BROUWER, JOEL, LANEIPARTNER, CHIEF FINANCIAL OFFICERNA Control
BROUWER, JOEL, LANEIPARTNER, CHIEF FINANCIAL OFFICERNA Control
BROUWER, JOEL, LANEIPARTNER, CHIEF FINANCIAL OFFICERNA Control
BROUWER, JOEL, LANEIPARTNER, CHIEF FINANCIAL OFFICERNA Control
BROUWER, JOEL, LANEIPARTNER, CHIEF FINANCIAL OFFICERNA Control
BROUWER, JOEL, LANEIPARTNER, CHIEF FINANCIAL OFFICERNA Control
BROUWER, JOEL, LANEIPARTNER, CHIEF FINANCIAL OFFICERNA Control
BROUWER, JOEL, LANEIPARTNER, CHIEF FINANCIAL OFFICERNA Control
BROUWER, JOEL, LANEIPARTNER, CHIEF FINANCIAL OFFICERNA Control
BROUWER, JOEL, LANEIPARTNER, CHIEF FINANCIAL OFFICERNA Control
BROUWER, JOEL, LANEIPARTNER, CHIEF FINANCIAL OFFICERNA Control
BROUWER, JOEL, LANEIPARTNER, CHIEF FINANCIAL OFFICERNA Control
BROUWER, JOEL, LANEIPARTNER, CHIEF FINANCIAL OFFICERNA Control
BROUWER, JOEL, LANEIPARTNER, CHIEF FINANCIAL OFFICERNA Control
BROUWER, JOEL, LANEIPARTNER, CHIEF FINANCIAL OFFICERNA Control
BROUWER, JOEL, LANEIPARTNER, CHIEF FINANCIAL OFFICERNA Control
BROUWER, JOEL, LANEIPARTNER, CHIEF FINANCIAL OFFICERNA Control
CHANG, JEFF, CHENGHSUNICHIEF COMPLIANCE OFFICERNA
CHANG, JEFF, CHENGHSUNICHIEF COMPLIANCE OFFICERNA
CHANG, JEFF, CHENGHSUNICHIEF COMPLIANCE OFFICERNA
CHANG, JEFF, CHENGHSUNICHIEF COMPLIANCE OFFICERNA
CHANG, JEFF, CHENGHSUNICHIEF COMPLIANCE OFFICERNA
CHANG, JEFF, CHENGHSUNICHIEF COMPLIANCE OFFICERNA
CHANG, JEFF, CHENGHSUNICHIEF COMPLIANCE OFFICERNA
CHANG, JEFF, CHENGHSUNICHIEF COMPLIANCE OFFICERNA
CHANG, JEFF, CHENGHSUNICHIEF COMPLIANCE OFFICERNA
CHANG, JEFF, CHENGHSUNICHIEF COMPLIANCE OFFICERNA
CHANG, JEFF, CHENGHSUNICHIEF COMPLIANCE OFFICERNA
CHANG, JEFF, CHENGHSUNICHIEF COMPLIANCE OFFICERNA
CHANG, JEFF, CHENGHSUNICHIEF COMPLIANCE OFFICERNA
CHANG, JEFF, CHENGHSUNICHIEF COMPLIANCE OFFICERNA
CHANG, JEFF, CHENGHSUNICHIEF COMPLIANCE OFFICERNA
CHANG, JEFF, CHENGHSUNICHIEF COMPLIANCE OFFICERNA
CHANG, JEFF, CHENGHSUNICHIEF COMPLIANCE OFFICERNA Control
CHANG, JEFF, CHENGHSUNICHIEF COMPLIANCE OFFICERNA Control
CHANG, JEFF, CHENGHSUNICHIEF COMPLIANCE OFFICERNA Control
CHANG, JEFF, CHENGHSUNICHIEF COMPLIANCE OFFICERNA Control
DARNELL, MAXIDIRECTOR OF RESEARCH, LIMITED PARTNERNA Control
DARNELL, MAXIDIRECTOR OF RESEARCH, LIMITED PARTNERNA Control
FERGUSON, KENNETH, JOHNICO-DIRECTOR OF GLOBAL DERIVATIVES, LIMITED PARTNERNA Control
FERGUSON, KENNETH, JOHNICO-DIRECTOR OF GLOBAL DERIVATIVES, LIMITED PARTNERNA Control
FERGUSON, KENNETH, JOHNICO-DIRECTOR OF GLOBAL MACRO, LIMITED PARTNERNA Control
FERGUSON, KENNETH, JOHNICO-DIRECTOR OF GLOBAL MACRO, LIMITED PARTNERNA Control
FERGUSON, KENNETH, JOHNICO-DIRECTOR OF GLOBAL MACRO, LIMITED PARTNERNA Control
FERGUSON, KENNETH, JOHNIDIRECTOR - RESEARCHNA
FERGUSON, KENNETH, JOHNICO-DIRECTOR OF GLOBAL MACRO, LIMITED PARTNERNA Control
FERGUSON, KENNETH, JOHNICO-DIRECTOR OF RESEARCH, LIMITED PARTNERNA Control
FERGUSON, KENNETH, JOHNICO-DIRECTOR OF GLOBAL MACRO, LIMITED PARTNERNA Control
FERGUSON, KENNETH, JOHNIDIRECTOR - RESEARCHNA
FERGUSON, KENNETH, JOHNICO-DIRECTOR OF GLOBAL DERIVATIVESNA Control
FERGUSON, KENNETH, JOHNIDIRECTOR - RESEARCHNA
FERGUSON, KENNETH, JOHNIDIRECTOR - RESEARCHNA
FERGUSON, KENNETH, JOHNICO-DIRECTOR OF GLOBAL MACRO, LIMITED PARTNERNA Control
FERGUSON, KENNETH, JOHNICO-DIRECTOR OF GLOBAL MACRO, LIMITED PARTNERNA Control
FUNK, KENNETH, RICHARDICHIEF COMPLIANCE OFFICER, DIRECTORNA
FUNK, KENNETH, RICHARDICHIEF COMPLIANCE OFFICER, DIRECTORNA
FUNK, KENNETH, RICHARDICHIEF COMPLIANCE OFFICER, DIRECTORNA
FUNK, KENNETH, RICHARDICHIEF COMPLIANCE OFFICERNA
FUNK, KENNETH, RICHARDICHIEF COMPLIANCE OFFICER, DIRECTORNA
FUNK, KENNETH, RICHARDICHIEF COMPLIANCE OFFICERNA
FUNK, KENNETH, RICHARDICHIEF COMPLIANCE OFFICERNA
FUNK, KENNETH, RICHARDICHIEF COMPLIANCE OFFICERNA
FUNK, KENNETH, RICHARDICHIEF COMPLIANCE OFFICERNA
GERMAIN, JOSEPH, ANDREWIMANAGING DIRECTOR, HEAD OF BUSINESS DEVELOPMENTNA
GERMAIN, JOSEPH, ANDREWIMANAGING DIRECTOR, HEAD OF BUSINESS DEVELOPMENTNA
GERMAIN, JOSEPH, ANDREWIMANAGING DIRECTOR, HEAD OF BUSINESS DEVELOPMENTNA
GERMAIN, JOSEPH, ANDREWIMANAGING DIRECTOR, HEAD OF BUSINESS DEVELOPMENTNA
GERMAIN, JOSEPH, ANDREWIMANAGING DIRECTOR, HEAD OF BUSINESS DEVELOPMENTNA
GERMAIN, JOSEPH, ANDREWIMANAGING DIRECTOR, HEAD OF BUSINESS DEVELOPMENTNA
GERMAIN, JOSEPH, ANDREWIMANAGING DIRECTOR, HEAD OF BUSINESS DEVELOPMENTNA
GOLDBERG, SHARON, MARLAICHIEF COMPLIANCE OFFICERNA
GOLDBERG, SHARON, MARLAICHIEF COMPLIANCE OFFICERNA
GOLDBERG, SHARON, MARLAICHIEF COMPLIANCE OFFICERNA
JOHNSON, ARATHA, MARIAICHIEF OPERATING OFFICERNA Control
JOHNSON, ARATHA, MARIAICHIEF OPERATING OFFICERNA Control
JOHNSON, ARATHA, MARIAICHIEF OPERATING OFFICERNA Control
JOHNSON, ARATHA, MARIAICHIEF OPERATING OFFICERNA Control
JOHNSON, ARATHA, MARIAICHIEF OPERATING OFFICERNA Control
KETTERER, CURTIS, JUSTINICHIEF OPERATING OFFICER, LIMITED PARTNERNA Control
KETTERER, CURTIS, JUSTINICHIEF OPERATING OFFICER, LIMITED PARTNERNA Control
KETTERER, CURTIS, JUSTINICHIEF OPERATING OFFICER, LIMITED PARTNERNA Control
KETTERER, CURTIS, JUSTINIDIRECTOR, LIMITED PARTNERNA Control
KETTERER, CURTIS, JUSTINIDIRECTOR, LIMITED PARTNERNA Control
KETTERER, CURTIS, JUSTINICHIEF OPERATING OFFICER, LIMITED PARTNERNA Control
KETTERER, CURTIS, JUSTINICHIEF OPERATING OFFICER, LIMITED PARTNERNA Control
KETTERER, CURTIS, JUSTINICHIEF OPERATING OFFICER, LIMITED PARTNERNA Control
KETTERER, CURTIS, JUSTINICHIEF OPERATING OFFICER, LIMITED PARTNERNA Control
KETTERER, CURTIS, JUSTINICHIEF OPERATING OFFICER, LIMITED PARTNERNA Control
LEVANONI, DORI, SAMUELICO-DIRECTOR OF GLOBAL DERIVATIVES, LIMITED PARTNERNA Control
LEVANONI, DORI, SAMUELICO-DIRECTOR OF GLOBAL DERIVATIVES, LIMITED PARTNERNA Control
LEVANONI, DORI, SAMUELICO-DIRECTOR OF GLOBAL MACRO, LIMITED PARTNERNA Control
LEVANONI, DORI, SAMUELICO-DIRECTOR OF GLOBAL MACRO, LIMITED PARTNERNA Control
LEVANONI, DORI, SAMUELICO-DIRECTOR OF GLOBAL MACRO, LIMITED PARTNERNA Control
LEVANONI, DORI, SAMUELIDIRECTOR - RESEARCHNA
LEVANONI, DORI, SAMUELICO-DIRECTOR OF GLOBAL MACRO, LIMITED PARTNERNA Control
LEVANONI, DORI, SAMUELICO-DIRECTOR OF RESEARCH AND PORTFOLIO MANAGEMENT, LIMITED PARTNERNA Control
LEVANONI, DORI, SAMUELICO-DIRECTOR OF GLOBAL MACRO, LIMITED PARTNERNA Control
LEVANONI, DORI, SAMUELIDIRECTOR - RESEARCHNA
LEVANONI, DORI, SAMUELICO-DIRECTOR OF GLOBAL MACRO, LIMITED PARTNERNA Control
LEVANONI, DORI, SAMUELICO-DIRECTOR OF GLOBAL MACRO, LIMITED PARTNERNA Control
LEVANONI, DORI, SAMUELICO-DIRECTOR OF GLOBAL MACRO, LIMITED PARTNERNA Control
LEVANONI, DORI, SAMUELICO-DIRECTOR OF GLOBAL MACRO, LIMITED PARTNERNA Control
LEVANONI, DORI, SAMUELICO-DIRECTOR OF GLOBAL MACRO, LIMITED PARTNERNA Control
LEVANONI, DORI, SAMUELICO-DIRECTOR OF GLOBAL MACRO, LIMITED PARTNERNA Control
LEVANONI, DORI, SAMUELIPARTNER, INVESTMENTSNA Control
LEVANONI, DORI, SAMUELICO-DIRECTOR OF GLOBAL MACRO, LIMITED PARTNERNA Control
LEVANONI, DORI, SAMUELICO-DIRECTOR OF GLOBAL MACRO, LIMITED PARTNERNA Control
LEVANONI, DORI, SAMUELICO-DIRECTOR OF GLOBAL MACRO, LIMITED PARTNERNA Control
LEVANONI, DORI, SAMUELIPARTNER, INVESTMENTSNA Control
LEVANONI, DORI, SAMUELIPARTNER, INVESTMENTSNA Control
LEVANONI, DORI, SAMUELIPARTNER, INVESTMENTSNA Control
LEVANONI, DORI, SAMUELIPARTNER, INVESTMENTSNA Control
LEVANONI, DORI, SAMUELIPARTNER, INVESTMENTSNA Control
LEVANONI, DORI, SAMUELIPARTNER, INVESTMENTSNA Control
LEVANONI, DORI, SAMUELIPARTNER, INVESTMENTSNA Control
LUCK, CHRISTOPHER, GERALDIDIRECTOR OF GLOBAL EQUITIES, LIMITED PARTNERNA Control
LUCK, CHRISTOPHER, GERALDIDIRECTOR OF EQUITY PORTFOLIO MANAGEMENT, LIMITED PARTNERNA Control
LUCK, CHRISTOPHER, GERALDIDIRECTOR OF EQUITY PORTFOLIO MANAGEMENT, LIMITED PARTNERNA Control
LUCK, CHRISTOPHER, GERALDIDIRECTOR OF EQUITY PORTFOLIO MANAGEMENT, LIMITED PARTNERNA Control
LUCK, CHRISTOPHER, GERALDICO-DIRECTOR OF PORTFOLIO MANAGEMENT, LIMITED PARTNERNA Control
LUCK, CHRISTOPHER, GERALDIDIRECTOR OF EQUITY PORTFOLIO MANAGEMENT, LIMITED PARTNERNA Control
LUCK, CHRISTOPHER, GERALDIDIRECTOR OF EQUITY PORTFOLIO MANAGEMENT, LIMITED PARTNERNA Control
LUCK, CHRISTOPHER, GERALDIDIRECTOR OF EQUITIES, LIMITED PARTNERNA Control
LUCK, CHRISTOPHER, GERALDIDIRECTOR OF EQUITY PORTFOLIO MANAGEMENT, LIMITED PARTNERNA Control
LUCK, CHRISTOPHER, GERALDIDIRECTOR OF EQUITY PORTFOLIO MANAGEMENT, LIMITED PARTNERNA Control
Ladekarl, Jeppe, FurboIPARTNER,CO-CHIEF INVESTMENT OFFICERNA Control
Ladekarl, Jeppe, FurboIPARTNER,CO-CHIEF INVESTMENT OFFICERNA Control
Ladekarl, Jeppe, FurboIPARTNER,CO-CHIEF INVESTMENT OFFICERNA Control
MECKEL, TIMOTHY, STEPHANICLIENT SERVICE, LIMITED PARTNERNA Control
MECKEL, TIMOTHY, STEPHANICLIENT SERVICE, LIMITED PARTNERNA Control
MECKEL, TIMOTHY, STEPHANICLIENT SERVICE, LIMITED PARTNERNA Control
MECKEL, TIMOTHY, STEPHANICLIENT SERVICE, LIMITED PARTNERNA Control
MECKEL, TIMOTHY, STEPHANIDIRECTOR OF CLIENT SERVICE, LIMITED PARTNERNA Control
MECKEL, TIMOTHY, STEPHANICLIENT SERVICE, LIMITED PARTNERNA Control
MECKEL, TIMOTHY, STEPHANICLIENT SERVICE, LIMITED PARTNERNA Control
MECKEL, TIMOTHY, STEPHANICLIENT SERVICE, LIMITED PARTNERNA Control
MECKEL, TIMOTHY, STEPHANIDIRECTOR OF CLIENT SERVICE, LIMITED PARTNERNA Control
MECKEL, TIMOTHY, STEPHANIDIRECTOR OF CLIENT SERVICE, LIMITED PARTNERNA Control
MECKEL, TIMOTHY, STEPHANIDIRECTOR OF CLIENT SERVICE, LIMITED PARTNERNA Control
MECKEL, TIMOTHY, STEPHANIDIRECTOR OF CLIENT SERVICE, LIMITED PARTNERNA Control
MECKEL, TIMOTHY, STEPHANICLIENT SERVICE, LIMITED PARTNERNA Control
MECKEL, TIMOTHY, STEPHANICLIENT SERVICE, LIMITED PARTNERNA Control
MILLER, PHILLIP, TODDIDIRECTOR OPTIONS AND DERIVATIVE PRODUCTS, LIMITED PARTNERNA Control
MILLER, PHILLIP, TODDIDIRECTOR OPTIONS AND DERIVATIVE PRODUCTS, LIMITED PARTNERNA Control
MILLER, PHILLIP, TODDIOPTIONS STRATEGIES, LIMITED PARTNERNA Control
MILLER, PHILLIP, TODDIDIRECTOR OF OPTIONS PRODUCTS, LIMITED PARTNERNA Control
MILLER, PHILLIP, TODDIDIRECTOR OPTIONS AND DERIVATIVE PRODUCTS, LIMITED PARTNERNA Control
MILLER, PHILLIP, TODDIDIRECTOR OPTIONS AND DERIVATIVE PRODUCTS, LIMITED PARTNERNA Control
MILLER, PHILLIP, TODDIDIRECTOR OF OPTIONS PRODUCTS, LIMITED PARTNERNA Control
PARK, EUGENEIDIRECTOR, GENERAL COUNSELNA
PARK, EUGENEIDIRECTOR, GENERAL COUNSELNA
PARK, EUGENEIDIRECTOR, GENERAL COUNSELNA
PEROLD, ANDRE, FRANCOISICHAIRMAN OF THE ADVISORY PANEL, LIMITED PARTNERNA Control
PEROLD, ANDRE, FRANCOISICHAIRMAN OF THE ADVISORY PANEL, LIMITED PARTNERNA Control
PEROLD, ANDRE, FRANCOISICHAIRMAN OF THE ADVISORY PANEL, LIMITED PARTNERNA Control
PETERS, EDGAR, EUGENEICO-DIRECTOR OF GLOBAL MACRO, LIMITED PARTNERNA Control
PETERS, EDGAR, EUGENEICO-DIRECTOR OF GLOBAL MACRO, LIMITED PARTNERNA Control
PETERS, EDGAR, EUGENEICO-DIRECTOR OF GLOBAL MACRO, LIMITED PARTNERNA Control
PETERS, EDGAR, EUGENEICO-DIRECTOR OF GLOBAL MACRO, LIMITED PARTNERNA Control
PETERS, EDGAR, EUGENEICO-DIRECTOR OF GLOBAL MACRO, LIMITED PARTNERNA Control
PETERS, EDGAR, EUGENEICO-DIRECTOR OF GLOBAL MACRO, LIMITED PARTNERNA Control
PETERS, EDGAR, EUGENEICO-DIRECTOR OF GLOBAL MACRO, LIMITED PARTNERNA Control
PETERS, EDGAR, EUGENEICO-DIRECTOR OF GLOBAL MACRO, LIMITED PARTNERNA Control
PETERS, EDGAR, EUGENEIPARTNER, INVESTMENTSNA Control
PETERS, EDGAR, EUGENEICO-DIRECTOR OF GLOBAL MACRO, LIMITED PARTNERNA Control
PETERS, EDGAR, EUGENEICO-DIRECTOR OF GLOBAL MACRO, LIMITED PARTNERNA Control
PETERS, EDGAR, EUGENEICO-DIRECTOR OF GLOBAL MACRO, LIMITED PARTNERNA Control
PETERS, EDGAR, EUGENEIPARTNER, INVESTMENTSNA Control
PETERS, EDGAR, EUGENEIPARTNER, INVESTMENTSNA Control
PETERS, EDGAR, EUGENEIPARTNER, INVESTMENTSNA Control
PETERS, EDGAR, EUGENEIPARTNER, INVESTMENTSNA Control
PETERS, EDGAR, EUGENEIPARTNER, INVESTMENTSNA Control
PETERS, EDGAR, EUGENEIPARTNER, INVESTMENTSNA Control
PETERS, EDGAR, EUGENEIPARTNER, INVESTMENTSNA Control
RICHEY, STEVEN, BENJAMINIDIRECTOR OF GLOBAL DERIVATIVES TRADING/LIMITED PARTNERNA Control
RICHEY, STEVEN, BENJAMINIDIRECTOR OF GLOBAL OPTIONS STRATEGIES, LIMITED PARTNERNA Control
RICHEY, STEVEN, BENJAMINIDIRECTOR OF TRADING AND GLOBAL OPTIONS, LIMITED PARTNERNA Control
ROBERTS, KENT, CHARLESIDIRECTOR OF MARKETING, LIMITED PARTNERNA Control
ROBERTS, KENT, CHARLESIDIRECTOR OF MARKETING, LIMITED PARTNERNA Control
ROBERTS, KENT, CHARLESIDIRECTOR OF MARKETING, LIMITED PARTNERNA Control
ROBERTS, KENT, CHARLESIDIRECTOR OF MARKETING, LIMITED PARTNERNA Control
ROBERTS, KENT, CHARLESIDIRECTOR OF MARKETING, LIMITED PARTNERNA Control
ROBERTS, KENT, CHARLESIDIRECTOR OF MARKETING, LIMITED PARTNERNA Control
ROBERTS, KENT, CHARLESIDIRECTOR OF MARKETING, LIMITED PARTNERNA Control
ROBERTS, KENT, CHARLESIDIRECTOR OF MARKETING, LIMITED PARTNERNA Control
ROBERTS, KENT, CHARLESIDIRECTOR OF MARKETING, LIMITED PARTNERNA Control
SHIMAMOTO, JEFFREY, TADANORIIGENERAL COUNSELNA
SHIMAMOTO, JEFFREY, TADANORIIGENERAL COUNSELNA
SHIMAMOTO, JEFFREY, TADANORIIGENERAL COUNSELNA
SHIMAMOTO, JEFFREY, TADANORIIGENERAL COUNSELNA
SHIMAMOTO, JEFFREY, TADANORIIGENERAL COUNSEL & CHIEF COMPLIANCE OFFICERNA
TUFTS, JAMES, RUTLEDGEIDIRECTOR, CHIEF OPERATING OFFICERNA
TUFTS, JAMES, RUTLEDGEIDIRECTOR, CHIEF OPERATING OFFICERNA
TUFTS, JAMES, RUTLEDGEIMANAGING DIRECTOR, CHIEF OPERATING OFFICERNA
TUFTS, JAMES, RUTLEDGEIDIRECTOR, CHIEF OPERATING OFFICERNA
TUFTS, JAMES, RUTLEDGEIDIRECTOR, CHIEF OPERATING OFFICERNA
TUFTS, JAMES, RUTLEDGEIMANAGING DIRECTOR, CHIEF OPERATING OFFICERNA
TUFTS, JAMES, RUTLEDGEIMANAGING DIRECTOR, CHIEF OPERATING OFFICERNA
TUFTS, JAMES, RUTLEDGEIPARTNER, CHIEF OPERATING OFFICERNA
YE, JIAICHIEF INVESTMENT STRATEGIST AND DIRECTOR OF TRADING, LIMITED PARTNERNA Control
YE, JIAICHIEF INVESTMENT STRATEGIST AND DIRECTOR OF TRADING, LIMITED PARTNERNA Control
YE, JIAICHIEF INVESTMENT STRATEGIST AND DIRECTOR OF TRADING, LIMITED PARTNERNA Control
YE, JIAIDIRECTOR - RESEARCHNA
YE, JIAICHIEF INVESTMENT STRATEGIST AND DIRECTOR OF TRADING, LIMITED PARTNERNA Control
YE, JIAICHIEF INVESTMENT STRATEGIST AND DIRECTOR OF TRADING, LIMITED PARTNERNA Control
YE, JIAIDIRECTOR - RESEARCHNA
YE, JIAIDIRECTOR - RESEARCHNA
YE, JIAIDIRECTOR - RESEARCHNA
YE, JIAICHIEF INVESTMENT STRATEGIST AND DIRECTOR OF TRADING, LIMITED PARTNERNA Control
YE, JIAICHIEF INVESTMENT STRATEGIST AND DIRECTOR OF TRADING, LIMITED PARTNERNA Control
YE, JIAICHIEF INVESTMENT STRATEGIST AND DIRECTOR OF TRADING, LIMITED PARTNERNA Control
YE, JIAICHIEF INVESTMENT STRATEGIST AND DIRECTOR OF TRADING, LIMITED PARTNERNA Control
YE, JIAICHIEF INVESTMENT STRATEGIST AND DIRECTOR OF TRADING, LIMITED PARTNERNA Control
YE, JIAICHIEF INVESTMENT STRATEGIST AND DIRECTOR OF TRADING, LIMITED PARTNERNA Control
YE, JIAIPARTNER, INVESTMENTSNA Control
YE, JIAICHIEF INVESTMENT STRATEGIST AND DIRECTOR OF TRADING, LIMITED PARTNERNA Control
YE, JIAICHIEF INVESTMENT STRATEGIST AND DIRECTOR OF TRADING, LIMITED PARTNERNA Control
YE, JIAICHIEF INVESTMENT STRATEGIST AND DIRECTOR OF TRADING, LIMITED PARTNERNA Control
YE, JIAIPARTNER, INVESTMENTSNA Control
YE, JIAIPARTNER, INVESTMENTSNA Control
YE, JIAIPARTNER, INVESTMENTSNA Control
YE, JIAIPARTNER, INVESTMENTSNA Control
YE, JIAIPARTNER,CO-CHIEF INVESTMENT OFFICERNA Control
YE, JIAIPARTNER,CO-CHIEF INVESTMENT OFFICERNA Control
YE, JIAIPARTNER,CO-CHIEF INVESTMENT OFFICERNA Control
AMG CA HOLDINGS CORP.DEGENERAL PARTNERE
AMG CA HOLDINGS CORP.DEGENERAL PARTNERE
AMG CA HOLDINGS CORP.DEGENERAL PARTNERE
AMG CA HOLDINGS CORP.DEGENERAL PARTNERE
AMG CA HOLDINGS CORP.DEGENERAL PARTNERE
AMG CA HOLDINGS CORP.DEGENERAL PARTNERE
AMG CA HOLDINGS CORP.DEGENERAL PARTNERE
FIRST QUADRANT CORP.DEGENERAL PARTNERE
FIRST QUADRANT CORP.DEGENERAL PARTNERE
FIRST QUADRANT CORP.DEGENERAL PARTNERE
AMG CA HOLDINGS CORP.DELLC MEMBERD
AMG CA HOLDINGS CORP.DELLC MEMBERD
AMG CA HOLDINGS CORP.DELLC MEMBERD
AMG CA HOLDINGS CORP.DELLC MEMBERD
AMG CA HOLDINGS CORP.DELLC MEMBERD
FIRST QUADRANT CORP.DEGENERAL PARTNERD Control
FIRST QUADRANT CORP.DEGENERAL PARTNERD Control
FIRST QUADRANT CORP.DEGENERAL PARTNERD Control
FIRST QUADRANT CORP.DEGENERAL PARTNERD Control
FIRST QUADRANT CORP.DEGENERAL PARTNERD Control
FIRST QUADRANT CORP.DEGENERAL PARTNERD Control
FIRST QUADRANT CORP.DEGENERAL PARTNERD Control
FIRST QUADRANT CORP.DEGENERAL PARTNERD Control
FIRST QUADRANT CORP.DEGENERAL PARTNERD Control
FIRST QUADRANT CORP.DEGENERAL PARTNERD Control
FIRST QUADRANT CORP.DEGENERAL PARTNERD Control
FIRST QUADRANT CORP.DEGENERAL PARTNERD Control
FIRST QUADRANT CORP.DEGENERAL PARTNERD Control
FIRST QUADRANT CORP.DEGENERAL PARTNERD
FIRST QUADRANT CORP.DEGENERAL PARTNERD
FIRST QUADRANT CORP.DEGENERAL PARTNERD Control
FIRST QUADRANT CORP.DEGENERAL PARTNERD
FIRST QUADRANT CORP.DEGENERAL PARTNERD
FIRST QUADRANT CORP.DEGENERAL PARTNERD
FIRST QUADRANT CORP.DEGENERAL PARTNERD Control
ARNOTT, ROBERT, DOUGLASICHIEF EXECUTIVE OFFICER, LIMITED PARTNERB Control
ARNOTT, ROBERT, DOUGLASICHIEF EXECUTIVE OFFICER, LIMITED PARTNERB Control
BROUWER, JOEL, LANEIPARTNER/LLC MEMBER, CHIEF FINANCIAL OFFICERA Control
BROUWER, JOEL, LANEIPARTNER/LLC MEMBER, CHIEF FINANCIAL OFFICERA Control
BROUWER, JOEL, LANEIPARTNER/LLC MEMBER, CHIEF FINANCIAL OFFICERA Control
BROUWER, JOEL, LANEIPARTNER/LLC MEMBER, CHIEF FINANCIAL OFFICERA Control
BROUWER, JOEL, LANEIPARTNER/LLC MEMBER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICERA Control
DARNELL, MAXICHIEF INVESTMENT OFFICER, LIMITED PARTNERA Control
DARNELL, MAXICHIEF INVESTMENT OFFICER, LIMITED PARTNERA Control
DARNELL, MAXICHIEF INVESTMENT OFFICER, LIMITED PARTNERA Control
DARNELL, RONNIE, MAXICHIEF INVESTMENT OFFICER, LIMITED PARTNERA Control
DARNELL, RONNIE, MAXICHIEF INVESTMENT OFFICER, LIMITED PARTNERA Control
DARNELL, RONNIE, MAXICHIEF INVESTMENT OFFICER, LIMITED PARTNERA Control
DARNELL, RONNIE, MAXICHIEF INVESTMENT OFFICER, LIMITED PARTNERA Control
DARNELL, RONNIE, MAXICHIEF INVESTMENT OFFICER, LIMITED PARTNERA Control
DARNELL, RONNIE, MAXICHIEF INVESTMENT OFFICER, LIMITED PARTNERA Control
DARNELL, RONNIE, MAXICHIEF INVESTMENT OFFICER, LIMITED PARTNERA Control
DARNELL, RONNIE, MAXICHIEF INVESTMENT OFFICER, LIMITED PARTNERA Control
DARNELL, RONNIE, MAXICHIEF INVESTMENT OFFICER, LIMITED PARTNERA Control
DARNELL, RONNIE, MAXICHIEF INVESTMENT OFFICER, LIMITED PARTNERA Control
DARNELL, RONNIE, MAXICHIEF INVESTMENT OFFICER, LIMITED PARTNERA Control
DARNELL, RONNIE, MAXICHIEF INVESTMENT OFFICER, LIMITED PARTNERA Control
DARNELL, RONNIE, MAXICHIEF INVESTMENT OFFICER, LIMITED PARTNERA Control
DARNELL, RONNIE, MAXICHIEF INVESTMENT OFFICER, LIMITED PARTNERA Control
DARNELL, RONNIE, MAXICHIEF INVESTMENT OFFICER, MANAGING PARTNERA Control
DARNELL, RONNIE, MAXICHIEF INVESTMENT OFFICER, LIMITED PARTNERA Control
DARNELL, RONNIE, MAXICHIEF INVESTMENT OFFICER, LIMITED PARTNERA Control
DARNELL, RONNIE, MAXICHIEF INVESTMENT OFFICER, LIMITED PARTNERA Control
DARNELL, RONNIE, MAXICHIEF INVESTMENT OFFICER, MANAGING PARTNERA Control
DARNELL, RONNIE, MAXICHIEF INVESTMENT OFFICER, MANAGING PARTNERA Control
DARNELL, RONNIE, MAXICHIEF INVESTMENT OFFICER, MANAGING PARTNERA Control
DARNELL, RONNIE, MAXICHIEF INVESTMENT OFFICER, MANAGING PARTNERA Control
DARNELL, RONNIE, MAXIPARTNER, CHAIRMANA Control
DARNELL, RONNIE, MAXIPARTNER, CHAIRMANA Control
DARNELL, RONNIE, MAXIPARTNER, CHAIRMANA Control
KETTERER, CURTIS, JUSTINICHIEF OPERATING OFFICER, LIMITED PARTNERA Control
KETTERER, CURTIS, JUSTINICHIEF OPERATING OFFICER, LIMITED PARTNERA Control
KETTERER, CURTIS, JUSTINICHIEF OPERATING OFFICER, LIMITED PARTNERA Control
KETTERER, CURTIS, JUSTINICHIEF OPERATING OFFICER, LIMITED PARTNERA Control
KETTERER, CURTIS, JUSTINICHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER, LIMITED PARTNERA Control
KETTERER, CURTIS, JUSTINICHIEF OPERATING OFFICER, LIMITED PARTNERA Control
KETTERER, CURTIS, JUSTINICHIEF OPERATING OFFICER, LIMITED PARTNERA Control
KETTERER, CURTIS, JUSTINICHIEF OPERATING OFFICER, LIMITED PARTNERA Control
KETTERER, CURTIS, JUSTINICHIEF OPERATING OFFICER, LIMITED PARTNERA Control
KETTERER, CURTIS, JUSTINICHIEF OPERATING OFFICER, LIMITED PARTNERA Control
LEVANONI, DORI, SAMUELIPARTNER/LLC MEMBER, INVESTMENTSA Control
LEVANONI, DORI, SAMUELIPARTNER/LLC MEMBER, INVESTMENTSA Control
LEVANONI, DORI, SAMUELIPARTNER/LLC MEMBER, INVESTMENTSA Control
LEVANONI, DORI, SAMUELIPARTNER/LLC MEMBER, INVESTMENTSA Control
LUCK, CHRISTOPHER, GERALDIDIRECTOR OF GLOBAL EQUITIES, LIMITED PARTNERA Control
Ladekarl, Jeppe, FurboIPARTNER/LLC MEMBER, CHIEF INVESTMENT OFFICERA Control
Ladekarl, Jeppe, FurboIPARTNER/LLC MEMBER, CO-CHIEF INVESTMENT OFFICERA Control
Ladekarl, Jeppe, FurboIPARTNER/LLC MEMBER, CHIEF INVESTMENT OFFICERA Control
Ladekarl, Jeppe, FurboIPARTNER/LLC MEMBER, CO-CHIEF INVESTMENT OFFICERA Control
Ladekarl, Jeppe, FurboIPARTNER/LLC MEMBER, CHIEF INVESTMENT OFFICERA Control
MECKEL, TIMOTHY, STEPHANIDIRECTOR OF CLIENT SERVICE, LIMITED PARTNERA Control
MILLER, PHILLIP, TODDIDIRECTOR OPTIONS AND DERIVATIVE PRODUCTS, LIMITED PARTNERA Control
PETERS, EDGAR, EUGENEIMANAGING PARTNER/LLC MEMBERA Control
PETERS, EDGAR, EUGENEIMANAGING PARTNER/LLC MEMBERA Control
PETERS, EDGAR, EUGENEIMANAGING PARTNER/LLC MEMBERA Control
PETERS, EDGAR, EUGENEIMANAGING PARTNER/LLC MEMBERA Control
PETERS, EDGAR, EUGENEIMANAGING PARTNER/LLC MEMBERA Control
ROBERTS, KENT, CHARLESIDIRECTOR OF MARKETING, LIMITED PARTNERA Control
ROBERTS, KENT, CHARLESIDIRECTOR OF MARKETING, LIMITED PARTNERA Control
ROBERTS, KENT, CHARLESIDIRECTOR OF MARKETING, LIMITED PARTNERA Control
YE, JIAIPARTNER/LLC MEMBER, CO-CHIEF INVESTMENT OFFICERA Control
YE, JIAIPARTNER/LLC MEMBER, CO-CHIEF INVESTMENT OFFICERA Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
AFFILIATED MANAGERS GROUP, INC.DEFIRST QUADRANT HOLDINGS, INC.E Control
AFFILIATED MANAGERS GROUP, INC.DEFIRST QUADRANT HOLDINGS, INC.E Control
AFFILIATED MANAGERS GROUP, INC.DEFIRST QUADRANT HOLDINGS, INC.E Control
AFFILIATED MANAGERS GROUP, INC.DEFIRST QUADRANT HOLDINGS, LLCE Control
AFFILIATED MANAGERS GROUP, INC.DEFIRST QUADRANT HOLDINGS, INC.E Control
AFFILIATED MANAGERS GROUP, INC.DEFIRST QUADRANT HOLDINGS, INC.E Control
AFFILIATED MANAGERS GROUP, INC.DEFIRST QUADRANT HOLDINGS, LLCE Control
AFFILIATED MANAGERS GROUP, INC.DEFIRST QUADRANT HOLDINGS, INC.E Control
AFFILIATED MANAGERS GROUP, INC.DEFIRST QUADRANT HOLDINGS, LLCE Control
AFFILIATED MANAGERS GROUP, INC.DEFIRST QUADRANT HOLDINGS, INC.E Control
AFFILIATED MANAGERS GROUP, INC.DEFIRST QUADRANT HOLDINGS, INC.E Control
AFFILIATED MANAGERS GROUP, INC.DEFIRST QUADRANT HOLDINGS, INC.E Control
AFFILIATED MANAGERS GROUP, INC.DEFIRST QUADRANT HOLDINGS, INC.E Control
AFFILIATED MANAGERS GROUP, INC.DEFIRST QUADRANT HOLDINGS, LLCE Control
AFFILIATED MANAGERS GROUP, INC.DEFIRST QUADRANT HOLDINGS, LLCE Control
AFFILIATED MANAGERS GROUP, INC.DEFIRST QUADRANT HOLDINGS, LLCE Control
AFFILIATED MANAGERS GROUP, INC.DEFIRST QUADRANT HOLDINGS, LLCE Control
AFFILIATED MANAGERS GROUP, INC.DEFIRST QUADRANT HOLDINGS, LLCE Control
AFFILIATED MANAGERS GROUP, INC.DEFIRST QUADRANT HOLDINGS, LLCE Control
AFFILIATED MANAGERS GROUP, INC.DEFIRST QUADRANT HOLDINGS, LLCE Control
AFFILIATED MANAGERS GROUP, INC.DEFIRST QUADRANT HOLDINGS, LLCE Control
AFFILIATED MANAGERS GROUP, INC.DEFIRST QUADRANT HOLDINGS, LLCE Control
AFFILIATED MANAGERS GROUP, INC.DEFIRST QUADRANT HOLDINGS, LLCE Control
AFFILIATED MANAGERS GROUP, INC.DEAMG CA HOLDINGS, LLCE Control
AFFILIATED MANAGERS GROUP, INC.DEAMG CA HOLDINGS, LLCE Control
AFFILIATED MANAGERS GROUP, INC.DEAMG CA HOLDINGS, LLCE Control
AFFILIATED MANAGERS GROUP, INC.DEAMG CA HOLDINGS, LLCE Control
AFFILIATED MANAGERS GROUP, INC.DEAMG CA HOLDINGS, LLCE Control
AFFILIATED MANAGERS GROUP, INC.DEAMG CA HOLDINGS, LLCE Control
AFFILIATED MANAGERS GROUP, INC.DEAMG CA HOLDINGS, LLCE Control
AFFILIATED MANAGERS GROUP, INC.DEAMG CA HOLDINGS, LLCE Control
AFFILIATED MANAGERS GROUP, INC.DEAMG CA HOLDINGS, LLCE Control
AFFILIATED MANAGERS GROUP, INC.DEAMG CA HOLDINGS, LLCE Control
AFFILIATED MANAGERS GROUP, INC.DEAMG CA HOLDINGS, LLCE Control
AFFILIATED MANAGERS GROUP, INC.DEAMG CA HOLDINGS, LLCE Control
AMG CA HOLDINGS, LLCDEAMG CA HOLDINGS CORP.E Control
AMG CA HOLDINGS, LLCDEAMG CA HOLDINGS CORP.E Control
AMG CA HOLDINGS, LLCDEAMG CA HOLDINGS CORP.E Control
AMG CA HOLDINGS, LLCDEAMG CA HOLDINGS CORP.E Control
AMG CA HOLDINGS, LLCDEAMG CA HOLDINGS CORP.E Control
AMG CA HOLDINGS, LLCDEAMG CA HOLDINGS CORP.E Control
AMG CA HOLDINGS, LLCDEAMG CA HOLDINGS CORP.E Control
AMG CA HOLDINGS, LLCDEAMG CA HOLDINGS CORP.E Control
AMG CA HOLDINGS, LLCDEAMG CA HOLDINGS CORP.E Control
AMG CA HOLDINGS, LLCDEAMG CA HOLDINGS CORP.E Control
AMG CA HOLDINGS, LLCDEAMG CA HOLDINGS CORP.E Control
AMG CA HOLDINGS, LLCDEAMG CA HOLDINGS CORP.E Control
FIRST QUADRANT HOLDINGS, INC.DEFIRST QUADRANT CORP.E Control
FIRST QUADRANT HOLDINGS, INC.DEFIRST QUADRANT CORP.E Control
FIRST QUADRANT HOLDINGS, INC.DEFIRST QUADRANT CORP.E Control
FIRST QUADRANT HOLDINGS, INC.DEFIRST QUADRANT CORP.E Control
FIRST QUADRANT HOLDINGS, INC.DEFIRST QUADRANT CORP.E Control
FIRST QUADRANT HOLDINGS, INC.DEFIRST QUADRANT CORP.E Control
FIRST QUADRANT HOLDINGS, INC.DEFIRST QUADRANT CORP.E Control
FIRST QUADRANT HOLDINGS, INC.DEFIRST QUADRANT CORP.E Control
FIRST QUADRANT HOLDINGS, INC.DEFIRST QUADRANT CORP.E Control
FIRST QUADRANT HOLDINGS, INC.DEFIRST QUADRANT CORP.E Control
FIRST QUADRANT HOLDINGS, LLCDEFIRST QUADRANT CORP.E Control
FIRST QUADRANT HOLDINGS, LLCDEFIRST QUADRANT CORP.E Control
FIRST QUADRANT HOLDINGS, LLCDEFIRST QUADRANT CORP.E Control
FIRST QUADRANT HOLDINGS, LLCDEFIRST QUADRANT CORP.E Control
FIRST QUADRANT HOLDINGS, LLCDEFIRST QUADRANT CORP.E Control
FIRST QUADRANT HOLDINGS, LLCDEFIRST QUADRANT CORP.E Control
FIRST QUADRANT HOLDINGS, LLCDEFIRST QUADRANT CORP.E Control
FIRST QUADRANT HOLDINGS, LLCDEFIRST QUADRANT CORP.E Control
FIRST QUADRANT HOLDINGS, LLCDEFIRST QUADRANT CORP.E Control
FIRST QUADRANT HOLDINGS, LLCDEFIRST QUADRANT CORP.E Control
FIRST QUADRANT HOLDINGS, LLCDEFIRST QUADRANT CORP.E Control
FIRST QUADRANT HOLDINGS, LLCDEFIRST QUADRANT CORP.E Control
FIRST QUADRANT HOLDINGS, LLCDEFIRST QUADRANT CORP.E Control

Registrations

Federal

IA
Aug 12, 2022 REGISTERED

Notice Filings (51)

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Address

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