GATEWAY INVESTMENT ADVISERS LP
CRD #106700 SEC #801-50824 CINCINNATI, OH (513)719-1100
SEC Registered
Total AUM
$6.9B
Discretionary
$6.9B
Employees
--
Clients
--
Accounts
79
Firm Details
- Organization Type
- Partnership
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 20, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BROWN, DONNA, MARIE | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER & SECRETARY | NA | |
| BURKE, STEPHEN, ROBERT | I | DIRECTOR | NA | Control |
| GOLDSCHMIDT, GARY, HOWARD | I | CHIEF FINANCIAL OFFICER, TREASURER AND VICE PRESIDENT | NA | |
| GOLDSCHMIDT, GARY, HOWARD | I | CHIEF FINANCIAL OFFICER, TREASURER AND VICE PRESIDENT | NA | |
| GOLDSCHMIDT, GARY, HOWARD | I | CHIEF FINANCIAL OFFICER | NA | |
| GOLDSCHMIDT, GARY, HOWARD | I | CHIEF FINANCIAL OFFICER | NA | |
| KEENAN, GEOFFREY | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| KEENAN, GEOFFREY | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| KEENAN, GEOFFREY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| KEENAN, GEOFFREY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| KEENAN, GEOFFREY | I | CHIEF OPERATING OFFICER | NA | Control |
| MERRIKEN, HARRY, ERNEST | I | SENIOR VICE PRESIDENT | NA | Control |
| MERRIKEN, HARRY, ERNEST | I | SENIOR VICE PRESIDENT | NA | Control |
| MERRIKEN, HARRY, ERNEST | I | SENIOR VICE PRESIDENT | NA | Control |
| MERRIKEN, HARRY, ERNEST | I | SENIOR VICE PRESIDENT | NA | Control |
| MERRIKEN, HARRY, ERNEST | I | SENIOR VICE PRESIDENT | NA | Control |
| PRESTON, MARGARET, MARY | I | DIRECTOR | NA | Control |
| ROGERS, JAMES, PATRICK | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| ROGERS, JAMES, PATRICK | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| ROGERS, JAMES, PATRICK | I | PRESIDENT AND DIRECTOR | NA | Control |
| ROGERS, JAMES, PATRICK | I | PRESIDENT AND DIRECTOR | NA | Control |
| ROGERS, JAMES, PATRICK | I | PRESIDENT AND DIRECTOR | NA | Control |
| SALL, WALTER, GENE | I | CHAIRMAN AND DIRECTOR | NA | Control |
| SALL, WALTER, GENE | I | CHAIRMAN AND DIRECTOR | NA | Control |
| SALL, WALTER, GENE | I | CHAIRMAN AND DIRECTOR | NA | Control |
| SALL, WALTER, GENE | I | CHAIRMAN AND DIRECTOR | NA | Control |
| SALL, WALTER, GENE | I | CHAIRMAN AND DIRECTOR | NA | Control |
| SQUERI, DONNA, MARIE | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER & SECRETARY | NA | |
| SQUERI, DONNA, MARIE | I | GENERAL COUNSEL & SECRETARY | NA | |
| SQUERI, DONNA, MARIE | I | GENERAL COUNSEL & SECRETARY | NA | |
| SQUERI, DONNA, MARIE | I | GENERAL COUNSEL & SECRETARY | NA | |
| STEWART, PAUL, ROBERT | I | SENIOR VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| STEWART, PAUL, ROBERT | I | SENIOR VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| STEWART, PAUL, ROBERT | I | SENIOR VICE PRESIDENT | NA | Control |
| STEWART, PAUL, ROBERT | I | SENIOR VICE PRESIDENT | NA | Control |
| STEWART, PAUL, ROBERT | I | SENIOR VICE PRESIDENT | NA | Control |
| GATEWAY INVESTMENT ADVISERS, INC. | DE | GENERAL PARTNER | D | Control |
| GATEWAY INVESTMENT ADVISERS, INC. | DE | GENERAL PARTNER | D | Control |
| GATEWAY INVESTMENT ADVISERS, INC. | DE | GENERAL PARTNER | D | Control |
| GATEWAY INVESTMENT ADVISERS, INC. | DE | GENERAL PARTNER | D | Control |
| GATEWAY INVESTMENT ADVISERS, INC. | DE | GENERAL PARTNER | D | Control |
| ALEX. BROWN INVESTMENTS INCORPORATED | DE | LIMITED PARTNER | B | |
| ALEX. BROWN INVESTMENTS INCORPORATED | DE | LIMITED PARTNER | B | |
| GEOFFREY KEENAN INVESTMENTS, INC. | DE | LIMITED PARTNER | B | |
| GEOFFREY KEENAN INVESTMENTS, INC. | DE | LIMITED PARTNER | B | |
| INTEGRATED MANAGEMENT SYSTEMS, INC. | DE | LIMITED PARTNER | B | |
| INTEGRATED MANAGEMENT SYSTEMS, INC. | DE | LIMITED PARTNER | B | |
| INTEGRATED MANAGEMENT SYSTEMS, INC. | DE | LIMITED PARTNER | A | |
| INTEGRATED MANAGEMENT SYSTEMS, INC. | DE | LIMITED PARTNER | A | |
| INTEGRATED MANAGEMENT SYSTEMS, INC. | DE | LIMITED PARTNER | A | |
| PAUL STEWART INVESTMENTS, INC. | DE | LIMITED PARTNER | A | |
| PAUL STEWART INVESTMENTS, INC. | DE | LIMITED PARTNER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BANKERS TRUST CORPORATION | DE | BT ALEX. BROWN HOLDINGS INCORPORATED | E | Control |
| BANKERS TRUST CORPORATION | DE | BT ALEX. BROWN HOLDINGS INCORPORATED | E | Control |
| BT ALEX. BROWN HOLDINGS INCORPORATED | DE | ALEX. BROWN INVESTMENTS INCORPORATED | E | Control |
| BT ALEX. BROWN HOLDINGS INCORPORATED | DE | ALEX. BROWN INVESTMENTS INCORPORATED | E | Control |
| DEUTSCHE BANK AG | FE | TAUNUS CORPORATION | E | Control |
| DEUTSCHE BANK AG | FE | TAUNUS CORPORATION | E | Control |
| KEENAN, GEOFFREY | I | GEOFFREY KEENAN INVESTMENTS, INC. | E | Control |
| KEENAN, GEOFFREY | I | GEOFFREY KEENAN INVESTMENTS, INC. | E | Control |
| MERRIKEN, HARRY, ERNEST | I | INTEGRATED MANAGEMENT SERVICES, INC. | E | Control |
| MERRIKEN, HARRY, ERNEST | I | INTEGRATED MANAGEMENT SERVICES, INC. | E | Control |
| MERRIKEN, HARRY, ERNEST | I | INTEGRATED MANAGEMENT SERVICES, INC. | E | Control |
| MERRIKEN, HARRY, ERNEST | I | INTEGRATED MANAGEMENT SERVICES, INC. | E | Control |
| MERRIKEN, HARRY, ERNEST | I | INTEGRATED MANAGEMENT SERVICES, INC. | E | Control |
| STEWART, PAUL, ROBERT | I | PAUL STEWART INVESTMENTS, INC. | E | Control |
| STEWART, PAUL, ROBERT | I | PAUL STEWART INVESTMENTS, INC. | E | Control |
| TAUNUS CORPORATION | DE | BANKERS TRUST CORPORATION | E | Control |
| TAUNUS CORPORATION | DE | BANKERS TRUST CORPORATION | E | Control |
| ROGERS, JAMES, PATRICK | I | GATEWAY INVESTMENT ADVISERS, INC. | D | Control |
| ROGERS, JAMES, PATRICK | I | GATEWAY INVESTMENT ADVISERS, INC. | D | Control |
| SALL, WALTER, GENE | I | GATEWAY INVESTMENT ADVISERS, INC. | D | Control |
| SALL, WALTER, GENE | I | GATEWAY INVESTMENT ADVISERS, INC. | D | Control |
| ROGERS, JAMES, PATRICK | I | GATEWAY INVESTMENT ADVISERS, INC. | C | Control |
| ROGERS, JAMES, PATRICK | I | GATEWAY INVESTMENT ADVISERS, INC. | C | Control |
| ROGERS, JAMES, PATRICK | I | GATEWAY INVESTMENT ADVISERS, INC. | C | Control |
| SALL, WALTER, GENE | I | GATEWAY INVESTMENT ADVISERS, INC. | C | Control |
| SALL, WALTER, GENE | I | GATEWAY INVESTMENT ADVISERS, INC. | C | Control |
| SALL, WALTER, GENE | I | GATEWAY INVESTMENT ADVISERS, INC. | C | Control |
Registrations
Federal
IA
Mar 20, 2007 REGISTERED
Notice Filings (13)
AZ CA FL GA IL MA MD NE NY OH PA TX VA
Address
ROOKWOOD TOWER3805 EDWARDS ROAD, STE 600
CINCINNATI, OH 45209-1940
USA
Phone: (513)719-1100