RIA Intelligence

TIMCO ASSET MANAGEMENT, INC.

Legal name: THE TRAVELERS INVESTMENT MANAGEMENT COMPANY

CRD #106704 SEC #801-7212 STAMFORD, CT 203-961-4900
SEC Registered
Total AUM
$5.2B
Discretionary
$5.2B
Employees
--
Clients
--
Accounts
22

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Sep 14, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BEAGLEY, ANDREW, THOMASICHIEF COMPLIANCE OFFICERNA Control
BEAGLEY, ANDREW, THOMASICHIEF COMPLIANCE OFFICERNA Control
BEAGLEY, ANDREW, THOMASICHIEF COMPLIANCE OFFICERNA Control
BHAGAT, SANDIP, AIPRESIDENT, CEO AND DIRECTORNA Control
BHAGAT, SANDIP, ARUNIPRESIDENT, CEO AND DIRECTORNA Control
BHAGAT, SANDIP, ARUNIPRESIDENT, CEO AND DIRECTORNA Control
BHAGAT, SANDIP, ARUNIPRESIDENT, CEO AND DIRECTORNA Control
BUKOWSKI, DANIELIINTERIM HEAD AND DIRECTORNA Control
BUKOWSKI, DANIELIINTERIM HEAD AND DIRECTORNA Control
BUKOWSKI, DANIEL, JOSEPHICHAIRMAN OF THE BOARD AND DIRECTORNA Control
BUKOWSKI, DANIEL, JOSEPHICHAIRMAN OF THE BOARD AND DIRECTORNA Control
BUKOWSKI, DANIEL, JOSEPHICHAIRMAN OF THE BOARD AND DIRECTORNA Control
BUKOWSKI, DANIEL, JOSEPHIINTERIM HEAD AND DIRECTORNA Control
CUMMING, VIRGIL, HOWARDICHIEF OPERATING OFFICER AND DIRECTORNA Control
DAY, MICHAEL, JOSEPHITREASURERNA Control
DAY, MICHAEL, JOSEPHITREASURERNA Control
DAY, MICHAEL, JOSEPHITREASURERNA Control
DAY, MICHAEL, JOSEPHITREASURERNA Control
DAY, MICHAEL, JOSEPHITREASURERNA Control
DAY, MICHAEL, JOSEPHITREASURERNA Control
DAY, MICHAEL, JOSEPHITREASURERNA Control
DAY, MICHAEL, JOSEPHITREASURERNA Control
DAY, MICHAEL, JOSEPHITREASURERNA Control
DAY, MICHAEL, JOSEPHITREASURERNA Control
EVEN, MICHAELIDIRECTORNA Control
EVEN, MICHAELIDIRECTORNA Control
EVEN, MICHAELIDIRECTORNA Control
FETTING, MARK, RAYMONDIDIRECTORNA Control
JONES, THOMAS, WADEIDIRECTOR AND CHAIRMAN OF THE BOARDNA Control
JONES, THOMAS, WADEIDIRECTOR AND CHAIRMAN OF THE BOARDNA Control
JONES, THOMAS, WADEIDIRECTOR AND CHAIRMAN OF THE BOARDNA Control
JONES, THOMAS, WADEIDIRECTOR AND CHAIRMAN OF THE BOARDNA Control
JONES, THOMAS, WADEIDIRECTOR AND CHAIRMAN OF THE BOARDNA Control
JONES, THOMAS, WADEIDIRECTOR AND CHAIRMAN OF THE BOARDNA Control
JONES, THOMAS, WADEIDIRECTOR AND CHAIRMAN OF THE BOARDNA Control
MANNING, BARBARA, BROOKEICHIEF COMPLIANCE OFFICERNA Control
MCLENDON, HEATH, BRIANIDIRECTORNA Control
POSNER, BRIAN, SCOTTIDIRECTORNA Control
ROSENBAUM, MICHAEL, FREDISECRETARYNA Control
ROSENBAUM, MICHAEL, FREDISECRETARYNA Control
ROSENBAUM, MICHAEL, FREDISECRETARYNA Control
ROSENBAUM, MICHAEL, FREDISECRETARYNA Control
ROSENBAUM, MICHAEL, FREDISECRETARYNA Control
ROSENBAUM, MICHAEL, FREDISECRETARYNA Control
ROSENBAUM, MICHAEL, FREDISECRETARYNA Control
ROSENBAUM, MICHAEL, FREDISECRETARYNA Control
ROSENBAUM, MICHAEL, FREDISECRETARYNA Control
ROSENBAUM, MICHAEL, FREDISECRETARYNA Control
SCHEVE, TIMOTHY, CHARLESIDIRECTORNA Control
SHIVELY, GEORGE, SISECRETARYNA Control
TRACY, FRANCIS, XAVIERIPRESIDENTNA Control
WILLEY, DANIEL, BRADFORDIPRESIDENT, CEO AND DIRECTORNA Control
WILLEY, DANIEL, BRADFORDIPRESIDENT, CEO AND DIRECTORNA Control
WILLEY, DANIEL, BRADFORDIPRESIDENT, CEO AND DIRECTORNA Control
WILLIAMS, GLORIA, GROPPOIDIRECTORNA Control
WILLIAMS, GLORIA, GROPPOIDIRECTORNA Control
WILLIAMS, GLORIA, GROPPOIDIRECTORNA Control
CITIGROUP GLOBAL MARKETS HOLDINGS INC.DESHAREHOLDERE Control
CITIGROUP GLOBAL MARKETS HOLDINGS INC.DESHAREHOLDERE Control
CITIGROUP GLOBAL MARKETS HOLDINGS INC.DESHAREHOLDERE Control
CITIGROUP GLOBAL MARKETS HOLDINGS INC.DESHAREHOLDERE Control
CITIGROUP GLOBAL MARKETS HOLDINGS INC.DESHAREHOLDERE Control
CITIGROUP GLOBAL MARKETS HOLDINGS INC.DESHAREHOLDERE Control
CITIGROUP GLOBAL MARKETS HOLDINGS INC.DESHAREHOLDERE Control
CITIGROUP GLOBAL MARKETS HOLDINGS INC.DESHAREHOLDERE Control
LEGG MASON, INC.DESOLE SHAREHOLDERE Control
LEGG MASON, INC.DESOLE MEMBERE Control
SALOMON SMITH BARNEY HOLDINGS INC.DESHAREHOLDERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
CITIGROUP INC.DECITIGROUP GLOBAL MARKETS HOLDINGS INC.E Control
CITIGROUP INC.DECITIGROUP GLOBAL MARKETS HOLDINGS INC.E Control
CITIGROUP INC.DESALOMON SMITH BARNEY HOLDINGS INC.E Control
CITIGROUP INC.DECITIGROUP GLOBAL MARKETS HOLDINGS INC.E Control
CITIGROUP INC.DECITIGROUP GLOBAL MARKETS HOLDINGS INC.E Control
CITIGROUP INC.DECITIGROUP GLOBAL MARKETS HOLDINGS INC.E Control
CITIGROUP INC.DECITIGROUP GLOBAL MARKETS HOLDINGS INC.E Control
CITIGROUP INC.DECITIGROUP GLOBAL MARKETS HOLDINGS INC.E Control
CITIGROUP INC.DESALOMON SMITH BARNEY HOLDINGS INC.E Control

Registrations

Federal

IA
Sep 14, 2005 REGISTERED

Notice Filings (1)

CT

Address

100 FIRST STAMFORD PLACE
STAMFORD, CT 6902
USA
Phone: 203-961-4900