ING ADVISORS, INC.
CRD #106707 SEC #801-8281 SCOTTSDALE, AZ (480) 477-3000
SEC Registered
Total AUM
$657.1M
Discretionary
$657.1M
Employees
51
Clients
--
Accounts
1,366
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 20, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BENSINGER, LAUREN, DOVE | I | VICE PRESIDENT, COMPLIANCE OFFICER | NA | |
| BENSINGER, LAUREN, DOVE | I | VICE PRESIDENT, COMPLIANCE OFFICER | NA | |
| BENSINGER, LAUREN, DOVE | I | VICE PRESIDENT, COMPLIANCE OFFICER | NA | |
| BENSINGER, LAUREN, DOVE | I | VICE PRESIDENT, COMPLIANCE OFFICER | NA | |
| BENSINGER, LAUREN, DOVE | I | VICE PRESIDENT, COMPLIANCE OFFICER | NA | |
| BENSINGER, LAUREN, DOVE | I | VICE PRESIDENT, COMPLIANCE OFFICER | NA | |
| CRISPIN, ROBERT, WILLIAM | I | CHAIRMAN AND CEO, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| CRISPIN, ROBERT, WILLIAM | I | CHAIRMAN AND CEO, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| FOX, JAMES, SCOTT | I | VICE CHAIRMAN AND COO,ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| FOX, JAMES, SCOTT | I | VICE CHAIRMAN AND COO,ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| GIOFFRE, MICHAEL, JOSEPH | I | SVP, CHIEF COMPLIANCE OFFICER AND INTEGRATION COUNSEL | NA | Control |
| GIOFFRE, MICHAEL, JOSEPH | I | SVP, CHIEF COMPLIANCE OFFICER AND INTEGRATION COUNSEL | NA | Control |
| GYRA, PAUL, DAMIEN | I | EVP | NA | Control |
| GYRA, PAUL, DAMIEN | I | EVP | NA | Control |
| HENNESSY, JAMES, MICHAEL | I | DIRECTOR, SR.EVP, SECRETARY, GENERAL COUNCIL | NA | Control |
| HENNESSY, JAMES, MICHAEL | I | DIRECTOR, SR.EVP, SECRETARY, GENERAL COUNCIL | NA | Control |
| HENNESSY, JAMES, MICHAEL | I | DIRECTOR, SR.EVP, SECRETARY, GENERAL COUNCIL | NA | Control |
| HENNESSY, JAMES, MICHAEL | I | DIRECTOR, SR.EVP, SECRETARY, GENERAL COUNCIL | NA | Control |
| HENNESSY, JAMES, MICHAEL | I | DIRECTOR, SR.EVP, SECRETARY, GENERAL COUNCIL | NA | Control |
| HENNESSY, JAMES, MICHAEL | I | DIRECTOR, SR.EVP, SECRETARY, GENERAL COUNCIL | NA | Control |
| LINS, GERALD, THOMAS | I | SVP,GENERAL COUNSEL AND SECRETARY | NA | Control |
| LINS, GERALD, THOMAS | I | SVP,GENERAL COUNSEL AND SECRETARY | NA | Control |
| LISANTI, MARY | I | EVP, CHIEF INVESTMENT OFFICER (DOMESTIC) | NA | Control |
| LISANTI, MARY | I | EVP, CHIEF INVESTMENT OFFICER (DOMESTIC) | NA | Control |
| LISANTI, MARY | I | EVP, CHIEF INVESTMENT OFFICER (DOMESTIC) | NA | Control |
| LISANTI, MARY | I | EVP, CHIEF INVESTMENT OFFICER (DOMESTIC) | NA | Control |
| LISANTI, MARY | I | EVP, CHIEF INVESTMENT OFFICER (DOMESTIC) | NA | Control |
| LISANTI, MARY | I | EVP, CHIEF INVESTMENT OFFICER (DOMESTIC) | NA | Control |
| MCINERNEY, THOMAS, JOSEPH | I | DIRECTOR | NA | |
| MCINERNEY, THOMAS, JOSEPH | I | DIRECTOR | NA | |
| NAKA, ROBERT, SHIGEO | I | SENIOR VP | NA | |
| NAKA, ROBERT, SHIGEO | I | SENIOR VP | NA | |
| NAKA, ROBERT, SHIGEO | I | SENIOR VP | NA | |
| NAKA, ROBERT, SHIGEO | I | SENIOR VP | NA | |
| NAKA, ROBERT, SHIGEO | I | SENIOR VP | NA | |
| NAKA, ROBERT, SHIGEO | I | SENIOR VP | NA | |
| NELSON, III, FREDRIC, ARMSTRONG | I | VICE CHAIRMAN, EVP AND CIO | NA | Control |
| NELSON, III, FREDRIC, ARMSTRONG | I | VICE CHAIRMAN, EVP AND CIO | NA | Control |
| NORTON, RALPH, GAGE | I | CHIEF INVESTMENT OFFICER, FIXED INCOME | NA | Control |
| NORTON, RALPH, GAGE | I | CHIEF INVESTMENT OFFICER, FIXED INCOME | NA | Control |
| NORTON, RALPH, GAGE | I | CHIEF INVESTMENT OFFICER, FIXED INCOME | NA | Control |
| ROLAND, MICHAEL, JOHN | I | SENIOR VP, TREASURER AND CFO | NA | |
| ROLAND, MICHAEL, JOHN | I | SENIOR VP, TREASURER AND CFO | NA | |
| ROLAND, MICHAEL, JOHN | I | SENIOR VP, TREASURER AND CFO | NA | |
| ROLAND, MICHAEL, JOHN | I | SENIOR VP, TREASURER AND CFO | NA | |
| ROLAND, MICHAEL, JOHN | I | SENIOR VP, TREASURER AND CFO | NA | |
| ROLAND, MICHAEL, JOHN | I | SENIOR VP, TREASURER AND CFO | NA | |
| SEEL, JEFFREY, WILLIAM | I | EVP | NA | Control |
| SMITH, FRED, COOPER | I | EVP | NA | Control |
| VYNER, STANLEY, D | I | EVP,CHIEF INVESTMENT OFFICER(INTL) | NA | Control |
| VYNER, STANLEY, D | I | EVP,CHIEF INVESTMENT OFFICER(INTL) | NA | Control |
| VYNER, STANLEY, D | I | EVP,CHIEF INVESTMENT OFFICER(INTL) | NA | Control |
| VYNER, STANLEY, D | I | EVP,CHIEF INVESTMENT OFFICER(INTL) | NA | Control |
| VYNER, STANLEY, D | I | EVP,CHIEF INVESTMENT OFFICER(INTL) | NA | Control |
| VYNER, STANLEY, D | I | EVP,CHIEF INVESTMENT OFFICER(INTL) | NA | Control |
| WEBER, MARK, DONALD | I | EVP, CHIEF MARKETING OFFICER | NA | Control |
| WEBER, MARK, DONALD | I | EVP, CHIEF MARKETING OFFICER | NA | Control |
| AELTUS INVESTMENT MANAGEMENT INC | DE | SHAREHOLDER | E | Control |
| AELTUS INVESTMENT MANAGEMENT INC | DE | SHAREHOLDER | E | Control |
| ING FUNDS SERVICES, LLC | DE | OWNER | E | Control |
| ING FUNDS SERVICES, LLC | DE | OWNER | E | Control |
| ING PILGRIM GROUP, INC. | DE | OWNER | E | Control |
| ING PILGRIM GROUP, INC. | DE | OWNER | E | Control |
| ING PILGRIM GROUP, INC. | DE | OWNER | E | Control |
| ING PILGRIM GROUP, INC. | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ING AMERICA INSURANCE HOLDINGS,INC. | DE | RELIASTAR FINANCIAL CORPORATION | E | Control |
| ING AMERICA INSURANCE HOLDINGS,INC. | DE | RELIASTAR FINANCIAL CORPORATION | E | Control |
| ING AMERICA INSURANCE HOLDINGS,INC. | DE | RELIASTAR FINANCIAL CORPORATION | E | Control |
| ING AMERICA INSURANCE HOLDINGS,INC. | DE | LION'S CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS,INC. | DE | RELIASTAR FINANCIAL CORPORATION | E | Control |
| ING AMERICA INSURANCE HOLDINGS,INC. | DE | LION'S CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS,INC. | DE | RELIASTAR FINANCIAL CORPORATION | E | Control |
| ING AMERICA INSURANCE HOLDINGS,INC. | DE | RELIASTAR FINANCIAL CORPORATION | E | Control |
| ING CAPITAL CORPORATION, LLC | DE | ING FUNDS, SERVICES, LLC | E | Control |
| ING CAPITAL CORPORATION, LLC | DE | ING FUNDS, SERVICES, LLC | E | Control |
| ING GROEP NV | FE | ING VERZEKERINGEN NV | E | Control |
| ING GROEP NV | FE | ING VERZEKERINGEN NV | E | Control |
| ING GROEP NV | FE | ING VERZEKERINGEN NV | E | Control |
| ING GROEP NV | FE | ING VERZEKERINGEN NV | E | Control |
| ING GROEP NV | FE | ING VERZEKERINGEN NV | E | Control |
| ING GROEP NV | FE | ING VERZEKERINGEN NV | E | Control |
| ING GROEP NV | FE | ING VERZEKERINGEN NV | E | Control |
| ING GROEP NV | FE | ING VERZEKERINGEN NV | E | Control |
| ING INSURANCE INTERNATIONAL BV | FE | ING AMERICA INSURANCE HOLDINGS,INC. | E | Control |
| ING INSURANCE INTERNATIONAL BV | FE | ING AMERICA INSURANCE HOLDINGS,INC. | E | Control |
| ING INSURANCE INTERNATIONAL BV | FE | ING AMERICA INSURANCE HOLDINGS,INC. | E | Control |
| ING INSURANCE INTERNATIONAL BV | FE | ING AMERICA INSURANCE HOLDINGS,INC. | E | Control |
| ING INSURANCE INTERNATIONAL BV | FE | ING AMERICA INSURANCE HOLDINGS,INC. | E | Control |
| ING INSURANCE INTERNATIONAL BV | FE | ING AMERICA INSURANCE HOLDINGS,INC. | E | Control |
| ING INSURANCE INTERNATIONAL BV | FE | ING AMERICA INSURANCE HOLDINGS,INC. | E | Control |
| ING INSURANCE INTERNATIONAL BV | FE | ING AMERICA INSURANCE HOLDINGS,INC. | E | Control |
| ING INVESTMENT MANAGEMENT LLC | DE | AELTUS INVESTMENT MANAGEMENT INC. | E | Control |
| ING INVESTMENT MANAGEMENT LLC | DE | AELTUS INVESTMENT MANAGEMENT INC. | E | Control |
| ING PILGRIM CAPITAL CORPORATION | DE | ING PILGRIM GROUP, INC. | E | Control |
| ING PILGRIM CAPITAL CORPORATION | DE | ING PILGRIM GROUP, INC. | E | Control |
| ING PILGRIM CAPITAL CORPORATION | DE | ING PILGRIM GROUP, INC. | E | Control |
| ING PILGRIM CAPITAL CORPORATION | DE | ING PILGRIM GROUP, INC. | E | Control |
| ING VERZEKERINGEN NV | FE | ING INSURANCE INTERNATIONAL BV | E | Control |
| ING VERZEKERINGEN NV | FE | ING INSURANCE INTERNATIONAL BV | E | Control |
| ING VERZEKERINGEN NV | FE | ING INSURANCE INTERNATIONAL BV | E | Control |
| ING VERZEKERINGEN NV | FE | ING INSURANCE INTERNATIONAL BV | E | Control |
| ING VERZEKERINGEN NV | FE | ING INSURANCE INTERNATIONAL BV | E | Control |
| ING VERZEKERINGEN NV | FE | ING INSURANCE INTERNATIONAL BV | E | Control |
| ING VERZEKERINGEN NV | FE | ING INSURANCE INTERNATIONAL BV | E | Control |
| ING VERZEKERINGEN NV | FE | ING INSURANCE INTERNATIONAL BV | E | Control |
| LION'S CONNECTICUT HOLDINGS, INC. | DE | ING CAPITAL CORPORATION, LLC | E | Control |
| LION'S CONNECTICUT HOLDINGS, INC. | DE | ING CAPITAL CORPORATION, LLC | E | Control |
| RELIASTAR FINANCIAL CORPORATION | DE | ING PILGRIM CAPITAL CORPORATION | E | Control |
| RELIASTAR FINANCIAL CORPORATION | DE | ING PILGRIM CAPITAL CORPORATION | E | Control |
| RELIASTAR FINANCIAL CORPORATION | DE | ING PILGRIM CAPITAL CORPORATION | E | Control |
| RELIASTAR FINANCIAL CORPORATION | DE | ING PILGRIM CAPITAL CORPORATION | E | Control |
| RELIASTAR FINANCIAL CORPORATION | DE | ING CAPITAL CORPORATION, LLC | E | Control |
| RELIASTAR FINANCIAL CORPORATION | DE | ING CAPITAL CORPORATION, LLC | E | Control |
Registrations
Federal
IA
Mar 20, 2002 REGISTERED
Notice Filings (47)
AK AL AR AZ CA CO CT DC DE FL GA HI ID IL KS KY LA MA MD ME MI MN MO MS MT NC NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV
Address
7337 E. DOUBLETREE RANCH ROADSCOTTSDALE, AZ 85258
USA
Phone: (480) 477-3000