LIBERTY RIDGE CAPITAL, INC.
Legal name: LIBERTY RIDGE CAPITAL
CRD #106710 SEC #801-48872 WAYNE, PA 610-647-4100
SEC Registered
Total AUM
$5.4B
Discretionary
$5.4B
Employees
--
Clients
--
Accounts
82
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 24, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANSTEE, ERIC, E | I | DIRECTOR, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ANSTEE, ERIC, E | I | DIRECTOR, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ANSTEE, ERIC, E | I | DIRECTOR, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BAKER, SAMUEL, HOPKINS | I | OPERATING COMMITTEE MEMBER, VICE PRESIDENT AND PORTFOLIO MANAGER | NA | |
| BAKER, SAMUEL, HOPKINS | I | OPERATING COMMITTEE MEMBER, VICE PRESIDENT AND PORTFOLIO MANAGER | NA | |
| BAXTER, HAROLD, JOSEPH | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, DIRECTOR, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BAXTER, HAROLD, JOSEPH | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, DIRECTOR, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BAXTER, HAROLD, JOSEPH | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, DIRECTOR, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BAXTER, HAROLD, JOSEPH | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| BAXTER, HAROLD, JOSEPH | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| BAXTER, HAROLD, JOSEPH | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| BEREZNAK, BRIAN, F | I | SENIOR VICE PRESIDENT-DISTRIBUTION, EXECUTIVE COMMITTEE MEMBER | NA | |
| BEREZNAK, BRIAN, F | I | SENIOR VICE PRESIDENT-DISTRIBUTION, EXECUTIVE COMMITTEE MEMBER | NA | |
| BEREZNAK, BRIAN, F | I | SENIOR VICE PRESIDENT-DISTRIBUTION, EXECUTIVE COMMITTEE MEMBER | NA | |
| BEREZNAK, BRIAN, F | I | SENIOR VICE PRESIDENT-DISTRIBUTION | NA | |
| BEREZNAK, BRIAN, F | I | SENIOR VICE PRESIDENT-DISTRIBUTION | NA | |
| BEREZNAK, BRIAN, F | I | SENIOR VICE PRESIDENT-DISTRIBUTION | NA | |
| BEREZNAK, BRIAN, F | I | SENIOR VICE PRESIDENT, HEAD OF SALES & MARKETING | NA | |
| BULLOCK, DAVID, JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT AND DIRECTOR | NA | Control |
| BULLOCK, DAVID, JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT AND DIRECTOR | NA | Control |
| BULLOCK, DAVID, JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT AND DIRECTOR | NA | Control |
| BULLOCK, DAVID, JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT AND DIRECTOR | NA | Control |
| BULLOCK, DAVID, JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| CARTER, KEVIN, JAMES | I | DIRECTOR,EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CARTER, KEVIN, JAMES | I | DIRECTOR,EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CARTER, KEVIN, JAMES | I | DIRECTOR,EXECUTIVE COMMITTEE MEMBER | NA | Control |
| COOK, JAMES, WALTER | I | VICE PRESIDENT, DIRECTOR OF FINANCE AND CONTROLLER | NA | |
| COOK, JAMES, WALTER | I | VICE PRESIDENT, DIRECTOR OF FINANCE AND CONTROLLER | NA | |
| CUMMINGS, LEE, THOMAS | I | VICE PRESIDENT AND SALES AND MARKETING DIRECTOR | NA | |
| CUMMINGS, LEE, THOMAS | I | VICE PRESIDENT AND SALES AND MARKETING DIRECTOR | NA | |
| CUMMINGS, LEE, THOMAS | I | VICE PRESIDENT AND SALES AND MARKETING DIRECTOR | NA | |
| CUMMINGS, LEE, THOMAS | I | VICE PRESIDENT AND SALES AND MARKETING DIRECTOR | NA | |
| DILLON, BRIAN, CHRISTOPHER | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| DILLON, BRIAN, CHRISTOPHER | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| DILLON, BRIAN, CHRISTOPHER | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| DILLON, BRIAN, CHRISTOPHER | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| DILLON, BRIAN, CHRISTOPHER | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| DILLON, BRIAN, CHRISTOPHER | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| DILLON, BRIAN, CHRISTOPHER | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| DILLON, BRIAN, CHRISTOPHER | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| DILLON, BRIAN, CHRISTOPHER | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| DILLON, BRIAN, CHRISTOPHER | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| DILLON, BRIAN, CHRISTOPHER | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| DILLON, BRIAN, CHRISTOPHER | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| GOULDING, RICHARD, FRANK | I | DIRECTOR | NA | Control |
| GOULDING, RICHARD, FRANK | I | DIRECTOR | NA | Control |
| GOULDING, RICHARD, FRANK | I | DIRECTOR | NA | Control |
| GOULDING, RICHARD, FRANK | I | DIRECTOR | NA | Control |
| GOULDING, RICHARD, FRANK | I | DIRECTOR | NA | Control |
| HEPPELMANN, JEROME, JOHN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTEMENT OFFICER AND PORTFOLIO MANAGER/ANALYST | NA | Control |
| HEPPELMANN, JEROME, JOHN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTEMENT OFFICER AND PORTFOLIO MANAGER/ANALYST | NA | Control |
| HEPPELMANN, JEROME, JOHN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTEMENT OFFICER AND PORTFOLIO MANAGER/ANALYST | NA | |
| HEPPELMANN, JEROME, JOHN | I | OPERATING COMMITTEE MEMBER, VICE PRESIDENT AND PORTFOLIO MANAGER | NA | |
| HEPPELMANN, JEROME, JOHN | I | OPERATING COMMITTEE MEMBER, VICE PRESIDENT AND PORTFOLIO MANAGER | NA | |
| HUNT, KEVIN, MARTIN | I | DIRECTOR | NA | Control |
| HUNT, KEVIN, MARTIN | I | DIRECTOR | NA | Control |
| HUNT, KEVIN, MARTIN | I | DIRECTOR | NA | Control |
| HUNT, KEVIN, MARTIN | I | DIRECTOR | NA | Control |
| HUNT, KEVIN, MARTIN | I | DIRECTOR | NA | Control |
| HUNT, KEVIN, MARTIN | I | DIRECTOR | NA | Control |
| HUNT, KEVIN, MARTIN | I | DIRECTOR | NA | Control |
| HUNT, KEVIN, MARTIN | I | DIRECTOR | NA | Control |
| HUNT, KEVIN, MARTIN | I | DIRECTOR | NA | Control |
| KENT, JOHN | I | DIRECTOR | NA | Control |
| KENT, JOHN | I | DIRECTOR | NA | Control |
| KENT, JOHN | I | DIRECTOR | NA | Control |
| LEVETT, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| LEVETT, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| LEVETT, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| PILGRIM, GARY, LOUIS | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| PILGRIM, GARY, LOUIS | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| PILGRIM, GARY, LOUIS | I | PRESIDENT, DIRECTOR | NA | Control |
| PILGRIM, GARY, LOUIS | I | PRESIDENT, DIRECTOR | NA | Control |
| PILGRIM, GARY, LOUIS | I | PRESIDENT, DIRECTOR | NA | Control |
| PILGRIM, GARY, LOUIS | I | PRESIDENT, DIRECTOR | NA | Control |
| POWERS, SCOTT, FRANCIS | I | CHAIRMAN AND DIRECTOR | NA | Control |
| POWERS, SCOTT, FRANCIS | I | CHAIRMAN AND DIRECTOR | NA | Control |
| POWERS, SCOTT, FRANCIS | I | CHAIRMAN AND DIRECTOR | NA | Control |
| POWERS, SCOTT, FRANCIS | I | CHAIRMAN, DIRECTOR | NA | Control |
| POWERS, SCOTT, FRANCIS | I | CHAIRMAN AND DIRECTOR | NA | Control |
| POWERS, SCOTT, FRANCIS | I | DIRECTOR | NA | Control |
| POWERS, SCOTT, FRANCIS | I | DIRECTOR | NA | Control |
| POWERS, SCOTT, FRANCIS | I | CHAIRMAN, DIRECTOR | NA | Control |
| POWERS, SCOTT, FRANCIS | I | CHAIRMAN, DIRECTOR | NA | Control |
| POWERS, SCOTT, FRANCIS | I | CHAIRMAN, DIRECTOR | NA | Control |
| POWERS, SCOTT, FRANCIS | I | DIRECTOR | NA | Control |
| POWERS, SCOTT, FRANCIS | I | CHAIRMAN, DIRECTOR | NA | Control |
| PROFFER, CAROL, W | I | SENIOR VICE PRESIDENT - MANAGING DIRECTOR PRIVATE EQUITY, EXECUTIVE COMMITTEE MEMBER | NA | |
| PROFFER, CAROL, W | I | SENIOR VICE PRESIDENT - MANAGING DIRECTOR PRIVATE EQUITY, EXECUTIVE COMMITTEE MEMBER | NA | |
| PROFFER, CAROL, W | I | SENIOR VICE PRESIDENT - MANAGING DIRECTOR PRIVATE EQUITY, EXECUTIVE COMMITTEE MEMBER | NA | |
| ROSE, MICHAEL, WALTER | I | SENIOR VICE PRESIDENT | NA | |
| SCHNEIDER, ERIC, CHARLES | I | SENIOR VICE PRESIDENT,CHIEF FINANCIAL OFFICER, DIRECTOR, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| SCHNEIDER, ERIC, CHARLES | I | SENIOR VICE PRESIDENT,CHIEF FINANCIAL OFFICER, DIRECTOR, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| SCHNEIDER, ERIC, CHARLES | I | SENIOR VICE PRESIDENT,CHIEF FINANCIAL OFFICER, DIRECTOR, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| SCHNEIDER, ERIC, CHARLES | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| SCHNEIDER, ERIC, CHARLES | I | SENIOR VICE PRESIDENT,CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| SCHNEIDER, ERIC, CHARLES | I | SENIOR VICE PRESIDENT,CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| SCHNEIDER, ERIC, CHARLES | I | SENIOR VICE PRESIDENT,CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| SCHNEIDER, ERIC, CHARLES | I | SENIOR VICE PRESIDENT,CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| SUTTON, MICHAEL | I | SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| SUTTON, MICHAEL | I | SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| SUTTON, MICHAEL | I | SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| SUTTON, MICHAEL | I | SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| SUTTON, MICHAEL, S | I | SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| SUTTON, MICHAEL, S | I | SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER AND OPERATING COMMITTEE MEMBER | NA | Control |
| SUTTON, MICHAEL, S | I | SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER AND OPERATING COMMITTEE MEMBER | NA | Control |
| SUTTON, MICHAEL, S | I | SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| SUTTON, MICHAEL, S | I | SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| SUTTON, MICHAEL, S | I | SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| TURPIN, THOMAS, MOYNIHAN | I | DIRECTOR | NA | Control |
| TURPIN, THOMAS, MOYNIHAN | I | DIRECTOR | NA | Control |
| TURPIN, THOMAS, MOYNIHAN | I | DIRECTOR | NA | Control |
| TURPIN, THOMAS, MOYNIHAN | I | DIRECTOR | NA | Control |
| TURPIN, THOMAS, MOYNIHAN | I | DIRECTOR | NA | Control |
| VAN NIEKERK, PIETER | I | SENIOR VICE PRESIDENT, STRATEGY DIRECTOR, EXECUTIVE COMMITTEE MEMBER | NA | |
| VAN NIEKERK, PIETER | I | SENIOR VICE PRESIDENT, STRATEGY DIRECTOR, EXECUTIVE COMMITTEE MEMBER | NA | |
| VAN NIEKERK, PIETER | I | SENIOR VICE PRESIDENT, STRATEGY DIRECTOR, EXECUTIVE COMMITTEE MEMBER | NA | |
| WELLMAN, STEPHEN, M | I | PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WELLMAN, STEPHEN, M | I | PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WELLMAN, STEPHEN, M | I | PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WELLMAN, STEPHEN, M | I | SENIOR VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, EXECUTIVE COMMITTEE MEMBER | NA | |
| WELLMAN, STEPHEN, M | I | SENIOR VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, EXECUTIVE COMMITTEE MEMBER | NA | |
| WELLMAN, STEPHEN, M | I | SENIOR VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, EXECUTIVE COMMITTEE MEMBER | NA | |
| WELLMAN, STEPHEN, M | I | SENIOR VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER | NA | |
| WELLMAN, STEPHEN, M | I | PRESIDENT, CHIEF ADMINISTRATIVE OFFICER AND OPERATING COMMITTEE MEMBER | NA | |
| WELLMAN, STEPHEN, M | I | SENIOR VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER | NA | |
| WELLMAN, STEPHEN, M | I | SENIOR VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER | NA | |
| WELLMAN, STEPHEN, M | I | SENIOR VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER AND OPERATING COMMITTEE MEMBER | NA | |
| WELLMAN, STEPHEN, M | I | SENIOR VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER | NA | |
| WELLMAN, STEPHEN, M | I | SENIOR VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER | NA | |
| WELLMAN, STEPHEN, M | I | SENIOR VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER | NA | |
| WELLMAN, STEPHEN, M | I | SENIOR VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER | NA | |
| WYLIE, JAMES, ANDREW | I | SENIOR VICE PRESIDENT - INSITUTIONAL MARKETING AND CLIENT SERVICE, EXECUTIVE COMMITTEE MEMBER | NA | |
| WYLIE, JAMES, ANDREW | I | SENIOR VICE PRESIDENT - INSITUTIONAL MARKETING AND CLIENT SERVICE, EXECUTIVE COMMITTEE MEMBER | NA | |
| WYLIE, JAMES, ANDREW | I | SENIOR VICE PRESIDENT - INSITUTIONAL MARKETING AND CLIENT SERVICE, EXECUTIVE COMMITTEE MEMBER | NA | |
| ZERR, JOHN, MARK | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY, EXECUTIVE COMMITTEE MEMBER | NA | |
| ZERR, JOHN, MARK | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY, EXECUTIVE COMMITTEE MEMBER | NA | |
| ZERR, JOHN, MARK | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY, EXECUTIVE COMMITTEE MEMBER | NA | |
| ZERR, JOHN, MARK | I | SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER, GENERAL COUNSEL, SECRETARY | NA | Control |
| ZERR, JOHN, MARK | I | SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER, GENERAL COUNSEL, SECRETARY AND OPERATING COMMITTEE MEMBER | NA | Control |
| ZERR, JOHN, MARK | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | |
| ZERR, JOHN, MARK | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | |
| ZERR, JOHN, MARK | I | SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER, GENERAL COUNSEL, SECRETARY AND OPERATING COMMITTEE MEMBER | NA | Control |
| ZERR, JOHN, MARK | I | SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER, GENERAL COUNSEL, SECRETARY | NA | Control |
| ZERR, JOHN, MARK | I | SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER, GENERAL COUNSEL, SECRETARY | NA | Control |
| ZERR, JOHN, MARK | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | |
| ZERR, JOHN, MARK | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | |
| OLD MUTUAL (NETHERLANDS) B.V. | FE | 100% SHAREHOLDER OF OLD MUTUAL (SOUTH AFRICA) LTD. | E | |
| OLD MUTUAL (SOUTH AFRICA) LTD. | FE | 100% SHAREHOLDER OF OLD MUTUAL LIFE HOLDINGS (SOUTH AFRICA) LTD. | E | |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | 100% SHAREHOLDER OF LIBERTY RIDGE CAPITAL, INC. | E | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | 100% SHAREHOLDER OF LIBERTY RIDGE CAPITAL, INC. | E | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | 100% SHAREHOLDER OF LIBERTY RIDGE CAPITAL, INC. | E | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | 100% SHAREHOLDER OF PILGRIM BAXTER & ASSOCIATES, LTD. | E | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | 100% SHAREHOLDER OF PILGRIM BAXTER & ASSOCIATES, LTD. | E | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | 100% SHAREHOLDER OF PILGRIM BAXTER & ASSOCIATES, LTD. | E | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | 100% SHAREHOLDER OF PILGRIM BAXTER & ASSOCIATES, LTD. | E | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | 100% SHAREHOLDER OF LIBERTY RIDGE CAPITAL, INC. | E | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | 100% SHAREHOLDER OF PILGRIM BAXTER & ASSOCIATES, LTD. | E | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | 100% SHAREHOLDER OF PILGRIM BAXTER & ASSOCIATES, LTD. | E | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | 100% SHAREHOLDER OF LIBERTY RIDGE CAPITAL, INC. | E | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | 100% SHAREHOLDER OF PILGRIM BAXTER & ASSOCIATES, LTD. | E | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | 100% SHAREHOLDER OF PILGRIM BAXTER & ASSOCIATES, LTD. | E | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | 100% SHAREHOLDER OF PILGRIM BAXTER & ASSOCIATES, LTD. | E | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | 100% SHAREHOLDER OF PILGRIM BAXTER & ASSOCIATES, LTD. | E | Control |
| OLD MUTUAL LIFE ASSURANCE CO. (SOUTH AFRICA) LTD. | FE | 8.71% SHAREHOLDER OF OLD MUTUAL, PLC | E | |
| OLD MUTUAL LIFE HOLDINGS (SOUTH AFRICA) LTD. | FE | 100% SHAREHOLDER OF OLD MUTUAL LIFE ASSURANCE CO. (SOUTH AFRICA) LTD. | E | |
| OLD MUTUAL, PLC | FE | 100% SHAREHOLDER OF OLD MUTUAL (US) HOLDINGS, INC. | E | Control |
| OLD MUTUAL, PLC | FE | 100% SHAREHOLDER OF OM GROUP (UK) LTD. | E | |
| OM GROUP (UK) LTD. | FE | 100% SHAREHOLDER OF OLD MUTUAL (NETHERLANDS) B.V. | E |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL, PLC | FE | OLD MUTUAL (US) HOLDINGS, INC. | E | Control |
| OLD MUTUAL, PLC | FE | OLD MUTUAL (US) HOLDINGS, INC. | E | Control |
| OLD MUTUAL, PLC | FE | OLD MUTUAL (US) HOLDINGS, INC. | E | Control |
| OLD MUTUAL, PLC | FE | OLD MUTUAL (US) HOLDINGS, INC. | E | Control |
| OLD MUTUAL, PLC | FE | OLD MUTUAL (US) HOLDINGS, INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC. | E | Control |
Registrations
Federal
IA
May 24, 2005 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV
Address
1400 LIBERTY RIDGE DRIVEWAYNE, PA 19087-5593
USA
Phone: 610-647-4100