SPENCER INTERNATIONAL ADVISORS INC
CRD #106714 SEC #801-45642 CLEARWATER, FL 727-445-9473
SEC Registered
Total AUM
$179M
Discretionary
$179M
Employees
10
Clients
25
Accounts
842
Firm Details
- Organization Type
- Corporation
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 2, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GORBY, LYNDA, ANN | I | DIRECTOR | NA | |
| GORBY, LYNDA, ANN | I | DIRECTOR | NA | |
| GORBY, LYNDA, ANN | I | DIRECTOR | NA | |
| GORBY, LYNDA, ANN | I | DIRECTOR | NA | |
| RIMENSNYDER, HELEN, SYLVIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIMENSNYDER, HELEN, SYLVIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIMENSNYDER, HELEN, SYLVIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIMENSNYDER, HELEN, SYLVIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPENCER, STEPHEN, JAMES | I | DIRECTOR | NA | |
| SPENCER, STEPHEN, JAMES | I | DIRECTOR | NA | |
| SPENCER, STEPHEN, JAMES | I | DIRECTOR | NA | |
| SPENCER, STEPHEN, JAMES | I | DIRECTOR | NA | |
| SPENCER, STEPHEN, JAMES | I | DIRECTOR | NA | |
| SPENCER, STEPHEN, JAMES | I | DIRECTOR | NA | |
| SPENCER, STEPHEN, JAMES | I | DIRECTOR | NA | |
| SPENCER, JAMES, LAFAYETTE | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | E | Control |
| SPENCER, JAMES, LAFAYETTE | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | E | Control |
| SPENCER, JAMES, LAFAYETTE | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | E | Control |
| SPENCER, JAMES, LAFAYETTE | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | E | Control |
| SPENCER, JAMES, LAFAYETTE | I | DIRECTOR/CHAIRMAN | D | Control |
| SPENCER, JAMES, LAFAYETTE | I | DIRECTOR/CHAIRMAN | D | Control |
| SPENCER, JAMES, LAFAYETTE | I | DIRECTOR/CHAIRMAN | D | Control |
| SPENCER, JAMES, LAFAYETTE | I | DIRECTOR/CHAIRMAN | D | Control |
| SPENCER, JAMES, LAFAYETTE | I | DIRECTOR/CHAIRMAN | D | Control |
| SPENCER, JAMES, LAFAYETTE | I | DIRECTOR/CHAIRMAN | D | Control |
| SPENCER, JAMES, LAFAYETTE | I | DIRECTOR/CHAIRMAN | D | Control |
| SPENCER, JAMES, LAFAYETTE | I | DIRECTOR/CHAIRMAN | D | Control |
| SPENCER, JAMES, LAFAYETTE | I | DIRECTOR/CHAIRMAN | D | Control |
| SPENCER, JAMES, LAFAYETTE | I | DIRECTOR/CHAIRMAN | D | Control |
| SPENCER, JAMES, LAFAYETTE | I | DIRECTOR/CHAIRMAN | D | Control |
| SPENCER, SCOTT, ANDREW | I | DIRECTOR/BUSINESS DEVELOPMENT OFFICER | B | Control |
| SPENCER, SCOTT, ANDREW | I | DIRECTOR/BUSINESS DEVELOPMENT OFFICER | B | Control |
| SPENCER, SCOTT, ANDREW | I | DIRECTOR/PRESIDENT/CHIEF COMPLIANCE OFFICER | B | Control |
| SPENCER, SCOTT, ANDREW | I | DIRECTOR/BUSINESS DEVELOPMENT OFFICER | B | Control |
| SPENCER, SCOTT, ANDREW | I | EQUITY OWNER | B | |
| SPENCER, SCOTT, ANDREW | I | DIRECTOR/BUSINESS DEVELOPMENT OFFICER | B | Control |
| SPENCER, SCOTT, ANDREW | I | DIRECTOR/PRESIDENT | B | Control |
| SPENCER, SCOTT, ANDREW | I | DIRECTOR/PRESIDENT | B | Control |
| SPENCER, SCOTT, ANDREW | I | DIRECTOR/PRESIDENT | B | Control |
| SPENCER, SCOTT, ANDREW | I | EQUITY OWNER | B | |
| SPENCER, WENDY, ANN | I | DIRECTOR/VICE PRESIDENT/ CORPORATE SECRETARY/CHIEF COMPLIANCE OFFICER | B | Control |
| SPENCER, WENDY, ANN | I | DIRECTOR/VICE PRESIDENT/ CORPORATE SECRETARY/CHIEF COMPLIANCE OFFICER | B | Control |
| SPENCER, WENDY, ANN | I | DIRECTOR/VICE PRESIDENT/ CORPORATE SECRETARY/CHIEF COMPLIANCE OFFICER | B | Control |
| SPENCER, WENDY, ANN | I | DIRECTOR/VICE PRESIDENT/SECRETARY | B | Control |
| SPENCER, WENDY, ANN | I | DIRECTOR/VICE PRESIDENT/ CORPORATE SECRETARY/CHIEF COMPLIANCE OFFICER | B | Control |
| SPENCER, WENDY, ANN | I | DIRECTOR/VICE PRESIDENT/ CORPORATE SECRETARY/CHIEF COMPLIANCE OFFICER | B | Control |
| SPENCER, WENDY, ANN | I | DIRECTOR/VICE PRESIDENT/ CORPORATE SECRETARY/CHIEF COMPLIANCE OFFICER | B | Control |
| SPENCER, WENDY, ANN | I | DIRECTOR/VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | B | Control |
| SPENCER, WENDY, ANN | I | DIRECTOR/VICE PRESIDENT/SECRETARY | B | Control |
| SPENCER, WENDY, ANN | I | DIRECTOR/VICE PRESIDENT/SECRETARY | B | Control |
| SPENCER, WENDY, ANN | I | DIRECTOR/VICE PRESIDENT/ CORPORATE SECRETARY/CHIEF COMPLIANCE OFFICER | B | Control |
Registrations
Federal
IA
Feb 2, 2007 REGISTERED
Notice Filings (5)
FL MN NH TX VT
Address
1401 SOUTH FORT HARRISON AVENUECLEARWATER, FL 33756-2002
USA
Phone: 727-445-9473