TCW ADVISORS INC
CRD #106736 SEC #801-16633 NEW YORK, NY 212-771-4000
SEC Registered
Total AUM
$3.6B
Discretionary
$3.6B
Employees
51
Clients
--
Accounts
11
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALBE, ALVIN, ROBERT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ALBE, ALVIN, ROBERT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ALBE, ALVIN, ROBERT | I | DIRECTOR, EXECUTIVE VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| ALBE, ALVIN, ROBERT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ALBE, ALVIN, ROBERT | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| ALBE, ALVIN, ROBERT | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| BEYER, ROBERT, DAVID | I | DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BEYER, ROBERT, DAVID | I | DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BEYER, ROBERT, DAVID | I | EXECUTIVE VICE PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| BEYER, ROBERT, DAVID | I | DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BEYER, ROBERT, DAVID | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BEYER, ROBERT, DAVID | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CAHILL, MICHAEL, EDWARD | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| CAHILL, MICHAEL, EDWARD | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| CAHILL, MICHAEL, EDWARD | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| CAHILL, MICHAEL, EDWARD | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| CAHILL, MICHAEL, EDWARD | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| CAHILL, MICHAEL, EDWARD | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| CAHILL, MICHAEL, EDWARD | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| CAHILL, MICHAEL, EDWARD | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| DAY, ROBERT, ADDISON | I | DIRECTOR AND CHAIRMAN | NA | Control |
| DAY, ROBERT, ADDISON | I | DIRECTOR AND CHAIRMAN | NA | Control |
| DAY, ROBERT, ADDISON | I | DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| DAY, ROBERT, ADDISON | I | DIRECTOR AND CHAIRMAN | NA | Control |
| DAY, ROBERT, ADDISON | I | DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| DAY, ROBERT, ADDISON | I | DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| DEVITO, DAVID, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DEVITO, DAVID, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DEVITO, DAVID, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DEVITO, DAVID, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DEVITO, DAVID, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DEVITO, DAVID, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DEVITO, DAVID, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DEVITO, DAVID, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GUNDLACH, JEFFREY, EDWARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GUNDLACH, JEFFREY, EDWARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GUNDLACH, JEFFREY, EDWARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LARKIN, THOMAS, ERNEST | I | VICE CHAIRMAN | NA | Control |
| LARKIN, THOMAS, ERNEST | I | VICE CHAIRMAN | NA | Control |
| LARKIN, THOMAS, ERNEST | I | DIRECTOR AND VICE CHAIRMAN | NA | Control |
| LARKIN, THOMAS, ERNEST | I | DIRECTOR AND VICE CHAIRMAN | NA | Control |
| LARKIN, THOMAS, ERNEST | I | DIRECTOR AND VICE CHAIRMAN | NA | Control |
| LARKIN, THOMAS, ERNEST | I | VICE CHAIRMAN | NA | Control |
| LARKIN, THOMAS, ERNEST | I | DIRECTOR AND VICE CHAIRMAN | NA | Control |
| LARKIN, THOMAS, ERNEST | I | DIRECTOR AND VICE CHAIRMAN | NA | Control |
| LORD, HILARY, GILLIAN DARCY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LORD, HILARY, GILLIAN DARCY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LORD, HILARY, GILLIAN DARCY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LORD, HILARY, GILLIAN DARCY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LORD, HILARY, GILLIAN DARCY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LORD, HILARY, GILLIAN DARCY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LORD, HILARY, GILLIAN DARCY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LORD, HILARY, GILLIAN DARCY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAGNI, PATRICK, ROBERT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PAGNI, PATRICK, ROBERT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PAGNI, PATRICK, ROBERT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SONNEBORN, WILLIAM, CHARLES | I | DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SONNEBORN, WILLIAM, CHARLES | I | DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SONNEBORN, WILLIAM, CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SONNEBORN, WILLIAM, CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SONNEBORN, WILLIAM, CHARLES | I | EXECUTIVE VICE PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| SONNEBORN, WILLIAM, CHARLES | I | DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SONNEBORN, WILLIAM, CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SONNEBORN, WILLIAM, CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STERN, MARC, IRWIN | I | DIRECTOR AND VICE CHAIRMAN | NA | Control |
| STERN, MARC, IRWIN | I | DIRECTOR AND VICE CHAIRMAN | NA | Control |
| STERN, MARC, IRWIN | I | DIRECTOR AND VICE CHAIRMAN | NA | Control |
| STERN, MARC, IRWIN | I | DIRECTOR AND VICE CHAIRMAN | NA | Control |
| STERN, MARC, IRWIN | I | DIRECTOR AND VICE CHAIRMAN | NA | Control |
| STERN, MARC, IRWIN | I | DIRECTOR AND VICE CHAIRMAN | NA | Control |
| TCW GROUP, INC. | DE | SHAREHOLDER | E | Control |
| TCW GROUP, INC. | DE | SHAREHOLDER | E | Control |
| TCW GROUP, INC. | DE | SHAREHOLDER | E | Control |
| TCW GROUP, INC. | DE | SHAREHOLDER | E | Control |
| TCW GROUP, INC. | DE | SHAREHOLDER | E | Control |
| TCW GROUP, INC. | DE | SHAREHOLDER | E | Control |
| TCW GROUP, INC. | DE | SHAREHOLDER | E | Control |
| DAY, ROBERT, ADDISON | I | DIRECTOR AND CHIEF EXECUTIVE OFFICER | C | Control |
| DAY, ROBERT, ADDISON | I | DIRECTOR AND CHIEF EXECUTIVE OFFICER | C | Control |
| TCW GROUP, INC. | DE | SHAREHOLDER | C | Control |
| STERN, MARC, IRWIN | I | DIRECTOR AND VICE CHAIRMAN | B | Control |
| STERN, MARC, IRWIN | I | DIRECTOR AND VICE CHAIRMAN | B | Control |
| ALBE, ALVIN, ROBERT | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | A | Control |
| ALBE, ALVIN, ROBERT | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SOCIETE GENERALE ASSET MANAGEMENT, S.A. | FE | THE TCW GROUP INC | E | Control |
| SOCIETE GENERALE ASSET MANAGEMENT, S.A. | FE | THE TCW GROUP INC | E | Control |
| SOCIETE GENERALE, S.A. | FE | SOCIETE GENERALE ASSET MANAGEMENT, S.A. | E | Control |
| SOCIETE GENERALE, S.A. | FE | SOCIETE GENERALE ASSET MANAGEMENT, S.A. | E | Control |
| SOCIETE GENERALE, S.A. | FE | SOCIETE GENERALE ASSET MANAGEMENT, S.A. | E | Control |
| SOCIETE GENERALE, S.A. | FE | SOCIETE GENERALE ASSET MANAGEMENT, S.A. | E | Control |
| SOCIETE GENERALE, S.A. | FE | SOCIETE GENERALE ASSET MANAGEMENT, S.A. | E | Control |
| SOCIETE GENERALE, S.A. | FE | SOCIETE GENERALE ASSET MANAGEMENT, S.A. | E | Control |
| SOCIETE GENERALE, S.A. | FE | SOCIETE GENERALE ASSET MANAGEMENT, S.A. | E | Control |
| SOCIETE GENERALE ASSET MANAGEMENT, S.A. | FE | THE TCW GROUP INC | D | Control |
| SOCIETE GENERALE ASSET MANAGEMENT, S.A. | FE | THE TCW GROUP INC | D | Control |
| SOCIETE GENERALE ASSET MANAGEMENT, S.A. | FE | THE TCW GROUP INC | D | Control |
| SOCIETE GENERALE ASSET MANAGEMENT, S.A. | FE | THE TCW GROUP INC | D | Control |
| SOCIETE GENERALE ASSET MANAGEMENT, S.A. | FE | THE TCW GROUP INC | D | Control |
| DAY, ROBERT, ADDISON | I | THE TCW GROUP, INC. | C | Control |
Registrations
Federal
IA
Mar 29, 2007 REGISTERED
Address
200 PARK AVENUESUITE 2200
NEW YORK, NY 10166
USA
Phone: 212-771-4000