HOROWITZ & COMPANY, INC.
CRD #106737 SEC #801-133795 FORT LAUDERDALE, FL 954-349-0800
SEC Registered Disclosures
Total AUM
$145.4M
Discretionary
$145.4M
Employees
2
Clients
0
Accounts
393
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 7, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HOROWITZ, ANDREW, ALAN | I | PRESIDENT | E | Control |
| HOROWITZ, ANDREW, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HOROWITZ, ANDREW, ALAN | I | PRESIDENT | E | Control |
| HOROWITZ, ANDREW, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HOROWITZ, ANDREW, ALAN | I | PRESIDENT | E | Control |
| HOROWITZ, ANDREW, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HOROWITZ, ANDREW, ALAN | I | PRESIDENT | E | Control |
| HOROWITZ, ANDREW, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HOROWITZ, ANDREW, ALAN | I | PRESIDENT | E | Control |
| HOROWITZ, ANDREW, ALAN | I | PRESIDENT | E | Control |
| HOROWITZ, ANDREW, ALAN | I | PRESIDENT | E | Control |
| HOROWITZ, ANDREW, ALAN | I | PRESIDENT | E | Control |
| HOROWITZ, ANDREW, ALAN | I | PRESIDENT | E | Control |
| HOROWITZ, ANDREW, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HOROWITZ, ANDREW, ALAN | I | PRESIDENT | E | Control |
| HOROWITZ, ANDREW, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HOROWITZ, ANDREW, ALAN | I | PRESIDENT | E | Control |
| HOROWITZ, ANDREW, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HOROWITZ, ANDREW, ALAN | I | PRESIDENT | E | Control |
| HOROWITZ, ANDREW, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HOROWITZ, ANDREW, ALAN | I | PRESIDENT | E | Control |
| HOROWITZ, ANDREW, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HOROWITZ, ANDREW, ALAN | I | PRESIDENT | E | Control |
| HOROWITZ, ANDREW, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HOROWITZ, ANDREW, ALAN | I | PRESIDENT | E | Control |
| HOROWITZ, ANDREW, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HOROWITZ, ANDREW, ALAN | I | PRESIDENT | E | Control |
| HOROWITZ, ANDREW, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HOROWITZ, ANDREW, ALAN | I | PRESIDENT | E | Control |
| HOROWITZ, ANDREW, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HOROWITZ, ANDREW, ALAN | I | PRESIDENT | E | Control |
| HOROWITZ, ANDREW, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jul 7, 2025 REGISTERED
Notice Filings (18)
AZ CA CO FL GA IL LA MA MI NC NJ NV NY OH PA TX VA WA
Address
901 SOUTH FEDERAL HIGHWAYSUITE 202
FORT LAUDERDALE, FL 33316
United States
Phone: 954-349-0800