RIA Intelligence

HARRIGAN & HOWARD FINANCIAL ADVISORS LLC

CRD #106739 SEC #801-53717 NEWPORT BEACH, CA 949-629-1244
SEC Registered
Total AUM
$82.9M
Discretionary
$55M
Employees
5
Clients
51
Accounts
299

Firm Details

Organization Type
Limited Liability Company
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 22, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
HARRIGAN, ROBERT, EMMETTIPRINCIPAL/CHIEF COMPLIANCE OFFICERD Control
HARRIGAN, ROBERT, EMMETTIPRINCIPAL/CHIEF COMPLIANCE OFFICERD Control
HARRIGAN, ROBERT, EMMETTIPRINCIPAL/CHIEF COMPLIANCE OFFICERD Control
HARRIGAN, ROBERT, EMMETTIPRINCIPALD Control
HARRIGAN, ROBERT, EMMETTIPRINCIPALD Control
HARRIGAN, ROBERT, EMMETTIPRINCIPALD Control
HARRIGAN, ROBERT, EMMETTIPRINCIPALD Control
HARRIGAN, ROBERT, EMMETTIPRINCIPALD Control
HOWARD, NANCY, JANEIPRINCIPALD Control
HOWARD, NANCY, JANEIPRINCIPALD Control
HOWARD, NANCY, JANEIPRINCIPALD Control
HOWARD, NANCY, JANEIPRINCIPAL/CHIEF COMPLIANCE OFFICERD Control
HOWARD, NANCY, JANEIPRINCIPAL/CHIEF COMPLIANCE OFFICERD Control
HOWARD, NANCY, JANEIPRINCIPALD Control
HOWARD, NANCY, JANEIPRINCIPAL/CHIEF COMPLIANCE OFFICERD Control
HOWARD, NANCY, JANEIPRINCIPAL/CHIEF COMPLIANCE OFFICERD Control

Registrations

Federal

IA
Feb 22, 2007 REGISTERED

Notice Filings (1)

CA

Address

4001 MACARTHUR BLVD., SUITE 102
NEWPORT BEACH, CA 92660
USA
Phone: 949-629-1244