ASSET PRESERVATION ADVISORS, LLC
CRD #106741 SEC #801-41636 ATLANTA, GA 404-261-1333
SEC Registered
Total AUM
$10.7B
Discretionary
$10.7B
Employees
27
Clients
--
Accounts
2,954
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Georgia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 12, 2025
- Branch Offices
- 1
- LEI
- 2549000JDB69KLLX4031
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DOTY, CHARLES, RAY | I | PRESIDENT | NA | Control |
| DOTY, CHARLES, RAY | I | PRESIDENT | NA | Control |
| DOTY, CHARLES, RAY | I | PRESIDENT | NA | Control |
| DOTY, CHARLES, RAY | I | PRESIDENT | NA | Control |
| DOTY, CHARLES, RAY | I | PRESIDENT | NA | Control |
| DOTY, CHARLES, RAY | I | PRESIDENT | NA | Control |
| DOTY, CHARLES, RAY | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| DOTY, CHARLES, RAY | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| DOTY, CHARLES, RAY | I | CO-CHIEF EXECUTIVE OFFICER / CHIEF OPERATING OFFICER / PARTNER | NA | Control |
| DOTY, CHARLES, RAY | I | CO-CHIEF EXECUTIVE OFFICER / CHIEF OPERATING OFFICER / PARTNER | NA | Control |
| DOTY, CHARLES, RAY | I | CO-CHIEF EXECUTIVE OFFICER / PARTNER | NA | Control |
| DOTY, CHARLES, RAY | I | CO-CHIEF EXECUTIVE OFFICER / CHIEF OPERATING OFFICER / PARTNER | NA | Control |
| DOTY, CHARLES, RAY | I | CO-CHIEF EXECUTIVE OFFICER / PARTNER | NA | Control |
| DOTY, CHARLES, RAY | I | CO-CHIEF EXECUTIVE OFFICER / PARTNER | NA | Control |
| DOTY, CHARLES, RAY | I | CO-CHIEF EXECUTIVE OFFICER / PARTNER | NA | Control |
| DOTY, CHARLES, RAY | I | CO-CHIEF EXECUTIVE OFFICER / PARTNER | NA | Control |
| DOTY, CHARLES, RAY | I | CO-CHIEF EXECUTIVE OFFICER / PARTNER | NA | Control |
| DOTY, CHARLES, RAY | I | CO-CHIEF EXECUTIVE OFFICER / PARTNER | NA | Control |
| DOTY, CHARLES, RAY | I | CO-CHIEF EXECUTIVE OFFICER / PARTNER | NA | Control |
| GERBERDING, KYLE, THOMAS | I | MANAGING DIRECTOR / PARTNER | NA | Control |
| GERBERDING, KYLE, THOMAS | I | MANAGING DIRECTOR / PARTNER | NA | Control |
| GERBERDING, KYLE, THOMAS | I | MANAGING DIRECTOR / PARTNER | NA | Control |
| HART, TARA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HART, TARA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HART, TARA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HART, TARA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HART, TARA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HART, TARA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HART, TARA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HODGMAN, PATRICIA, HUSTED | I | PRESIDENT | NA | Control |
| HODGMAN, PATRICIA, HUSTED | I | PRESIDENT | NA | Control |
| HODGMAN, PATRICIA, HUSTED | I | PRESIDENT / PARTNER | NA | Control |
| HODGMAN, PATRICIA, HUSTED | I | PRESIDENT / PARTNER | NA | Control |
| HODGMAN, PATRICIA, HUSTED | I | PRESIDENT / PARTNER | NA | Control |
| HODGMAN, PATRICIA, HUSTED | I | PRESIDENT / PARTNER | NA | Control |
| HODGMAN, PATRICIA, HUSTED | I | PRESIDENT / PARTNER | NA | Control |
| HODGMAN, PATRICIA, HUSTED | I | PRESIDENT / PARTNER | NA | Control |
| HODGMAN, PATRICIA, HUSTED | I | PRESIDENT / PARTNER | NA | Control |
| HODGMAN, PATRICIA, HUSTED | I | PRESIDENT / PARTNER | NA | Control |
| HODGMAN, PATRICIA, HUSTED | I | PRESIDENT / PARTNER | NA | Control |
| HODGMAN, PATRICIA, HUSTED | I | PRESIDENT / PARTNER | NA | Control |
| HODGMAN, PATRICIA, HUSTED | I | PRESIDENT / PARTNER | NA | Control |
| IMERAJ, ANDREA, WHITNEY | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | NA | Control |
| IMERAJ, ANDREA, WHITNEY | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | NA | Control |
| IMERAJ, ANDREA, WHITNEY | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | NA | Control |
| IMERAJ, ANDREA, WHITNEY | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | NA | Control |
| IMERAJ, ANDREA, WHITNEY | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | NA | Control |
| IMERAJ, ANDREA, WHITNEY | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | NA | Control |
| IMERAJ, ANDREA, WHITNEY | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | NA | Control |
| REEVES, MARIA DEL SOL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REEVES, MARIA DEL SOL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REEVES, MARIA DEL SOL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REEVES, MARIA DEL SOL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REEVES, MARIA DELSOL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REEVES, MARIA DELSOL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REEVES, MARIA DELSOL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STRICKLAND, LINDA, ROBBINS | I | VICE PRESIDENT | NA | Control |
| STRICKLAND, LINDA, ROBBINS | I | VICE PRESIDENT | NA | Control |
| STRICKLAND, LINDA, ROBBINS | I | VICE PRESIDENT | NA | Control |
| WILLIAMS, WESLEY, S | I | CHIEF OPERATING OFFICER | NA | Control |
| WILLIAMS, WESLEY, S | I | CHIEF OPERATING OFFICER | NA | Control |
| WILLIAMS, WESLEY, S | I | CHIEF OPERATING OFFICER | NA | Control |
| WILLIAMS, WESLEY, S | I | CHIEF OPERATING OFFICER | NA | Control |
| WILLIAMS, WESLEY, S | I | CHIEF OPERATING OFFICER | NA | Control |
| WILLIAMS, WESLEY, S | I | CHIEF OPERATING OFFICER | NA | Control |
| WILLIAMS, WESLEY, S | I | CHIEF OPERATING OFFICER | NA | Control |
| WILLIAMS, WESLEY, S | I | CHIEF OPERATING OFFICER | NA | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN | NA | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN | NA | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN / PARTNER | NA | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN / PARTNER | NA | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN / PARTNER | NA | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN / PARTNER | NA | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN / PARTNER | NA | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN / PARTNER | NA | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN / PARTNER | NA | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN / PARTNER | NA | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN / PARTNER | NA | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN / PARTNER | NA | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN / PARTNER | NA | Control |
| WOODS, KEVIN, BURRESS | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| WOODS, KEVIN, BURRESS | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| WOODS, KEVIN, BURRESS | I | CO-CHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER / PARTNER | NA | Control |
| WOODS, KEVIN, BURRESS | I | CO-CHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER / PARTNER | NA | Control |
| WOODS, KEVIN, BURRESS | I | CO-CHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER / PARTNER | NA | Control |
| WOODS, KEVIN, BURRESS | I | CO-CHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER / PARTNER | NA | Control |
| WOODS, KEVIN, BURRESS | I | CO-CHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER / PARTNER | NA | Control |
| WOODS, KEVIN, BURRESS | I | CO-CHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER / PARTNER | NA | Control |
| WOODS, KEVIN, BURRESS | I | CO-CHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER / PARTNER | NA | Control |
| WOODS, KEVIN, BURRESS | I | CO-CHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER / PARTNER | NA | Control |
| WOODS, KEVIN, BURRESS | I | CO-CHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER / PARTNER | NA | Control |
| WOODS, KEVIN, BURRESS | I | CO-CHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER / PARTNER | NA | Control |
| WOODS, KEVIN, BURRESS | I | CO-CHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER / PARTNER | NA | Control |
| ZEUTHEN, THOMAS, VICTOR | I | VICE PRESIDENT | NA | |
| WOODS, KENNETH, RAY | I | CHAIRMAN & CEO | E | Control |
| WOODS, KENNETH, RAY | I | CHIEF EXECUTIVE OFFICER | E | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN & CEO | E | Control |
| WOODS, KENNETH, RAY | I | PRESIDENT | E | Control |
| WOODS, KENNETH, RAY | I | CHIEF EXECUTIVE OFFICER | E | Control |
| APA FIXED INCOME ADVISORS, LLC | DE | OWNER | D | Control |
| APA FIXED INCOME ADVISORS, LLC | DE | OWNER | D | Control |
| APA FIXED INCOME ADVISORS, LLC | DE | OWNER | D | Control |
| APA FIXED INCOME ADVISORS, LLC | DE | OWNER | D | Control |
| APA FIXED INCOME ADVISORS, LLC | DE | OWNER | D | Control |
| APA FIXED INCOME ADVISORS, LLC | DE | OWNER | D | Control |
| APA FIXED INCOME ADVISORS, LLC | DE | OWNER | D | Control |
| APA FIXED INCOME ADVISORS, LLC | DE | OWNER | D | Control |
| APA FIXED INCOME ADVISORS, LLC | DE | OWNER | D | Control |
| APA FIXED INCOME ADVISORS, LLC | DE | OWNER | D | Control |
| APA FIXED INCOME ADVISORS, LLC | DE | OWNER | D | Control |
| APA FIXED INCOME ADVISORS, LLC | DE | OWNER | D | Control |
| APA FIXED INCOME ADVISORS, LLC | DE | OWNER | D | Control |
| DOTY, CHARLES, RAY | I | PRESIDENT | D | Control |
| DOTY, CHARLES, RAY | I | PRESIDENT | D | Control |
| DOTY, CHARLES, RAY | I | PRESIDENT | D | Control |
| DOTY, CHARLES, RAY | I | PRESIDENT | D | Control |
| DOTY, CHARLES, RAY | I | PRESIDENT | D | Control |
| DOTY, CHARLES, RAY | I | PRESIDENT | D | Control |
| DOTY, CHARLES, RAY | I | PRESIDENT | D | Control |
| DOTY, CHARLES, RAY | I | PRESIDENT | D | Control |
| DOTY, CHARLES, RAY | I | PRESIDENT | D | Control |
| DOTY, CHARLES, RAY | I | PRESIDENT | D | Control |
| DOTY, CHARLES, RAY | I | PRESIDENT & COO | D | Control |
| DOTY, CHARLES, RAY | I | PRESIDENT | D | Control |
| DOTY, CHARLES, RAY | I | PRESIDENT | D | Control |
| DOTY, CHARLES, RAY | I | PRESIDENT | D | Control |
| DOTY, CHARLES, RAY | I | PRESIDENT | D | Control |
| DOTY, CHARLES, RAY | I | PRESIDENT & COO | D | Control |
| DOTY, CHARLES, RAY | I | PRESIDENT | D | Control |
| DOTY, CHARLES, RAY | I | PRESIDENT & COO | D | Control |
| DOTY, CHARLES, RAY | I | PRESIDENT & COO | D | Control |
| DOTY, CHARLES, RAY | I | PRESIDENT & COO | D | Control |
| DOTY, CHARLES, RAY | I | PRESIDENT & COO | D | Control |
| DOTY, CHARLES, RAY | I | PRESIDENT & COO | D | Control |
| DOTY, CHARLES, RAY | I | PRESIDENT & COO | D | Control |
| DOTY, CHARLES, RAY | I | PRESIDENT & COO | D | Control |
| DOTY, CHARLES, RAY | I | PRESIDENT & COO | D | Control |
| DOTY, CHARLES, RAY | I | PRESIDENT & COO | D | Control |
| DOTY, CHARLES, RAY | I | PRESIDENT & COO | D | Control |
| DOTY, CHARLES, RAY | I | PRESIDENT & COO | D | Control |
| DOTY, CHARLES, RAY | I | PRESIDENT & COO | D | Control |
| DOTY, CHARLES, RAY | I | PRESIDENT & COO | D | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN & CEO | D | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN & CEO | D | Control |
| IM SQUARE HOLDINGS 8 LLC | DE | OWNER | C | Control |
| IM SQUARE HOLDINGS 8 LLC | DE | OWNER | C | Control |
| IM SQUARE HOLDINGS 8 LLC | DE | OWNER | C | Control |
| IM SQUARE HOLDINGS 8 LLC | DE | OWNER | C | Control |
| IM SQUARE HOLDINGS 8 LLC | DE | OWNER | C | Control |
| IM SQUARE HOLDINGS 8 LLC | DE | OWNER | C | Control |
| IM SQUARE HOLDINGS 8 LLC | DE | OWNER | C | Control |
| IM SQUARE HOLDINGS 8 LLC | DE | OWNER | C | Control |
| IM SQUARE HOLDINGS 8 LLC | DE | OWNER | C | Control |
| IM SQUARE HOLDINGS 8 LLC | DE | OWNER | C | Control |
| IM SQUARE HOLDINGS 8 LLC | DE | OWNER | C | Control |
| IM SQUARE HOLDINGS 8 LLC | DE | OWNER | C | Control |
| IM SQUARE HOLDINGS 8 LLC | DE | OWNER | C | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN & CEO | C | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN & CEO | C | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN & CEO | C | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN & CEO | C | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN & CEO | C | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN & CEO | C | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN & CEO | C | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN & CEO | C | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN & CEO | C | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN & CEO | C | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN & CEO | C | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN & CEO | C | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN & CEO | C | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN & CEO | C | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN & CEO | C | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN & CEO | C | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN & CEO | C | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN & CEO | C | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN & CEO | C | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN & CEO | C | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN & CEO | C | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN & CEO | C | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN & CEO | C | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN & CEO | C | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN & CEO | C | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN & CEO | C | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN & CEO | C | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN & CEO | C | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN & CEO | C | Control |
| WOODS, KENNETH, RAY | I | CHAIRMAN & CEO | C | Control |
| WOODS, KEVIN, BURRESS | I | MANAGING PARTNER & CHIEF INVESTMENT OFFICER | C | Control |
| WOODS, KEVIN, BURRESS | I | MANAGING PARTNER, CIO & CCO | C | Control |
| WOODS, KEVIN, BURRESS | I | MANAGING PARTNER, CIO & CCO | C | Control |
| WOODS, KEVIN, BURRESS | I | MANAGING PARTNER, CIO & CCO | C | Control |
| WOODS, KEVIN, BURRESS | I | MANAGING PARTNER, CIO & CCO | C | Control |
| WOODS, KEVIN, BURRESS | I | MANAGING PARTNER, CIO & CCO | C | Control |
| WOODS, KEVIN, BURRESS | I | MANAGING PARTNER, CIO & CCO | C | Control |
| WOODS, KEVIN, BURRESS | I | MANAGING PARTNER, CIO & CCO | C | Control |
| WOODS, KEVIN, BURRESS | I | MANAGING PARTNER & CIO | C | Control |
| WOODS, KEVIN, BURRESS | I | CHIEF COMPLIANCE OFFICER (02/2005), VICE PRESIDENT, PORTFOLIO MANAGER | B | Control |
| WOODS, KEVIN, BURRESS | I | CCO (02/2005), VICE PRESIDENT, PORTFOLIO MANAGER | B | |
| WOODS, KEVIN, BURRESS | I | CHIEF COMPLIANCE OFFICER (02/2005), VICE PRESIDENT, PORTFOLIO MANAGER | B | Control |
| WOODS, KEVIN, BURRESS | I | CHIEF COMPLIANCE OFFICER (02/2005), VICE PRESIDENT, PORTFOLIO MANAGER | B | Control |
| WOODS, KEVIN, BURRESS | I | CHIEF COMPLIANCE OFFICER (02/2005), VICE PRESIDENT, PORTFOLIO MANAGER | B | Control |
| WOODS, KEVIN, BURRESS | I | CHIEF COMPLIANCE OFFICER (02/2005), VICE PRESIDENT, PORTFOLIO MANAGER | B | Control |
| WOODS, KEVIN, BURRESS | I | CHIEF COMPLIANCE OFFICER (02/2005), VICE PRESIDENT, PORTFOLIO MANAGER | B | Control |
| WOODS, KEVIN, BURRESS | I | CHIEF COMPLIANCE OFFICER (02/2005), VICE PRESIDENT, PORTFOLIO MANAGER | B | Control |
| WOODS, KEVIN, BURRESS | I | CHIEF COMPLIANCE OFFICER (02/2005), VICE PRESIDENT, PORTFOLIO MANAGER | B | Control |
| WOODS, KEVIN, BURRESS | I | CHIEF COMPLIANCE OFFICER (02/2005), VICE PRESIDENT, PORTFOLIO MANAGER | B | Control |
| WOODS, KEVIN, BURRESS | I | CHIEF COMPLIANCE OFFICER (02/2005), VICE PRESIDENT, PORTFOLIO MANAGER | B | Control |
| WOODS, KEVIN, BURRESS | I | CHIEF COMPLIANCE OFFICER (02/2005), VICE PRESIDENT, PORTFOLIO MANAGER | B | Control |
| WOODS, KEVIN, BURRESS | I | CHIEF COMPLIANCE OFFICER (02/2005), VICE PRESIDENT, PORTFOLIO MANAGER | B | Control |
| WOODS, KEVIN, BURRESS | I | MANAGING PARTNER & CHIEF INVESTMENT OFFICER | B | Control |
| WOODS, KEVIN, BURRESS | I | CHIEF COMPLIANCE OFFICER (02/2005), VICE PRESIDENT, PORTFOLIO MANAGER | B | Control |
| WOODS, KEVIN, BURRESS | I | CHIEF COMPLIANCE OFFICER (02/2005), VICE PRESIDENT, PORTFOLIO MANAGER | B | Control |
| WOODS, KEVIN, BURRESS | I | CHIEF COMPLIANCE OFFICER (02/2005), VICE PRESIDENT, PORTFOLIO MANAGER | B | Control |
| WOODS, KEVIN, BURRESS | I | CHIEF COMPLIANCE OFFICER (02/2005), VICE PRESIDENT, PORTFOLIO MANAGER | B | Control |
| WOODS, KEVIN, BURRESS | I | MANAGING PARTNER & CHIEF INVESTMENT OFFICER | B | Control |
| WOODS, KEVIN, BURRESS | I | CHIEF COMPLIANCE OFFICER (02/2005), VICE PRESIDENT, PORTFOLIO MANAGER | B | Control |
| WOODS, KEVIN, BURRESS | I | MANAGING PARTNER & CHIEF INVESTMENT OFFICER | B | Control |
| WOODS, KEVIN, BURRESS | I | MANAGING PARTNER & CHIEF INVESTMENT OFFICER | B | Control |
| WOODS, KEVIN, BURRESS | I | MANAGING PARTNER & CHIEF INVESTMENT OFFICER | B | Control |
| WOODS, KEVIN, BURRESS | I | MANAGING PARTNER & CHIEF INVESTMENT OFFICER | B | Control |
| WOODS, MATTHEW, THOMAS | I | SHAREHOLDER | B | Control |
| ZEUTHEN, KATHRYN, WOODS | I | SHAREHOLDER | B | |
| ZEUTHEN, KATHRYN, WOODS | I | SHAREHOLDER | B | Control |
| ZEUTHEN, KATHRYN, WOODS | I | SHAREHOLDER | B | |
| WOODS, KEVIN, BURRESS | I | VICE PRESIDENT | A | |
| WOODS, KEVIN, BURRESS | I | CCO (02/2005), VICE PRESIDENT, PORTFOLIO MANAGER | A | |
| WOODS, KEVIN, BURRESS | I | VICE PRESIDENT | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| IM SQUARE PARTNERS HOLDING | FE | IM SQUARE HOLDINGS 8 LLC | E | Control |
| IM SQUARE PARTNERS HOLDING | FE | IM SQUARE HOLDINGS 8 LLC | E | Control |
| IM SQUARE PARTNERS HOLDING | FE | IM SQUARE HOLDINGS 8 LLC | E | Control |
| IM SQUARE PARTNERS HOLDING | FE | IM SQUARE HOLDINGS 8 LLC | E | Control |
| IM SQUARE PARTNERS HOLDING | FE | IM SQUARE HOLDINGS 8 LLC | E | Control |
| IM SQUARE PARTNERS HOLDING | FE | IM SQUARE HOLDINGS 8 LLC | E | Control |
| IM SQUARE PARTNERS HOLDING | FE | IM SQUARE HOLDINGS 8 LLC | E | Control |
| IM SQUARE PARTNERS HOLDING | FE | IM SQUARE HOLDINGS 8 LLC | E | Control |
| IM SQUARE PARTNERS HOLDING | FE | IM SQUARE HOLDINGS 8 LLC | E | Control |
| IM SQUARE PARTNERS HOLDING | FE | IM SQUARE HOLDINGS 8 LLC | E | Control |
| IM SQUARE SAS | FE | IM SQUARE PARTNERS HOLDING | E | Control |
| IM SQUARE SAS | FE | IM SQUARE PARTNERS HOLDING | E | Control |
| IM SQUARE SAS | FE | IM SQUARE PARTNERS HOLDING | E | Control |
| IM SQUARE SAS | FE | IM SQUARE PARTNERS HOLDING | E | Control |
| IM SQUARE SAS | FE | IM SQUARE PARTNERS HOLDING | E | Control |
| IM SQUARE SAS | FE | IM SQUARE PARTNERS HOLDING | E | Control |
| IM SQUARE SAS | FE | IM SQUARE PARTNERS HOLDING | E | Control |
| IM SQUARE SAS | FE | IM SQUARE PARTNERS HOLDING | E | Control |
| IM SQUARE SAS | FE | IM SQUARE PARTNERS HOLDING | E | Control |
| IM SQUARE SAS | FE | IM SQUARE PARTNERS HOLDING | E | Control |
| DOTY, CHARLES, RAY | I | APA FIXED INCOME ADVISORS, LLC | C | Control |
| DOTY, CHARLES, RAY | I | APA FIXED INCOME ADVISORS, LLC | C | Control |
| DOTY, CHARLES, RAY | I | APA FIXED INCOME ADVISORS, LLC | C | Control |
| DOTY, CHARLES, RAY | I | APA FIXED INCOME ADVISORS, LLC | C | Control |
| DOTY, CHARLES, RAY | I | APA FIXED INCOME ADVISORS, LLC | C | Control |
| DOTY, CHARLES, RAY | I | APA FIXED INCOME ADVISORS, LLC | C | Control |
| DOTY, CHARLES, RAY | I | APA FIXED INCOME ADVISORS, LLC | C | Control |
| DOTY, CHARLES, RAY | I | APA FIXED INCOME ADVISORS, LLC | C | Control |
| DOTY, CHARLES, RAY | I | APA FIXED INCOME ADVISORS, LLC | C | Control |
| DOTY, CHARLES, RAY | I | APA FIXED INCOME ADVISORS, LLC | C | Control |
| WOODS, KEVIN, BURRESS | I | APA FIXED INCOME ADVISORS, LLC | C | Control |
| WOODS, KEVIN, BURRESS | I | APA FIXED INCOME ADVISORS, LLC | C | Control |
| WOODS, KEVIN, BURRESS | I | APA FIXED INCOME ADVISORS, LLC | C | Control |
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