LOCKE CAPITAL MANAGEMENT INC
CRD #106742 SEC #801-54078 NEWPORT, RI 401-849-8540
SEC Registered
Total AUM
$74.8M
Discretionary
$74.8M
Employees
5
Clients
--
Accounts
3
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 8, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WEBSTER, DERRICK | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | |
| JENKINS, LEILA, CASSEL | I | PRESIDENT, CHIEF INVESTMENT OFFICER, AND CHIEF COMPLIANCE OFFICER | E | Control |
| JENKINS, LEILA, CASSEL | I | CEO, PRESIDENT AND CHIEF INVESTMENT OFFICER | E | Control |
| JENKINS, LEILA, CASSEL | I | PRESIDENT, CHIEF INVESTMENT OFFICER, AND CHIEF COMPLIANCE OFFICER | E | Control |
| JENKINS, LEILA, CASSEL | I | PRESIDENT, CHIEF INVESTMENT OFFICER, AND CHIEF COMPLIANCE OFFICER | E | Control |
| JENKINS, LEILA, CASSEL | I | PRESIDENT | E | Control |
| JENKINS, LEILA, CASSEL | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Sep 8, 2005 REGISTERED
Notice Filings (3)
FL RI WI
Address
25 WALNUT STREETNEWPORT, RI 2840
USA
Phone: 401-849-8540