ALEX. BROWN INVESTMENT MANAGEMENT, L L C

Legal name: ALEX. BROWN INVESTMENT MANAGEMENT

CRD #106754 SEC #801-21616 BALTIMORE, MD 410-537-5400

SEC Registered

Total AUM

$2.6B

Discretionary

$2.6B

Employees

Clients

Accounts

241

Firm Details

Organization Type: Limited Liability Company
State of Formation: Maryland
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 31, 2009
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BUPPERT, BEHRENS & OWEN, INC.	DE	GENERAL PARTNER	NA	Control
BUPPERT, BEHRENS & OWEN, INC.	DE	GENERAL PARTNER	NA	Control
BUPPERT, BEHRENS & OWEN, INC.	DE	GENERAL PARTNER	NA	Control
BUPPERT, BEHRENS & OWEN, INC.	DE	GENERAL PARTNER	NA	Control
CHURCHILL, DAVID, MICHAEL	I	TREASURER & CHIEF FINANCIAL OFFICER	NA
CHURCHILL, DAVID, MICHAEL	I	TREASURER & CHIEF FINANCIAL OFFICER	NA	Control
CHURCHILL, DAVID, MICHAEL	I	TREASURER & CHIEF FINANCIAL OFFICER	NA	Control
CHURCHILL, DAVID, MICHAEL	I	TREASURER & CHIEF FINANCIAL OFFICER	NA
CHURCHILL, DAVID, MICHAEL	I	TREASURER & CHIEF FINANCIAL OFFICER	NA
CHURCHILL, DAVID, MICHAEL	I	TREASURER & CHIEF FINANCIAL OFFICER	NA	Control
DENNEY, NANCY, INTER	I	CHIEF COMPLIANCE OFFICER	NA
DENNEY, NANCY, INTER	I	CHIEF COMPLIANCE OFFICER	NA
DENNEY, NANCY, INTER	I	CHIEF COMPLIANCE OFFICER & SECRETARY	NA
DENNEY, NANCY, INTER	I	CHIEF COMPLIANCE OFFICER & SECRETARY	NA
DENNEY, NANCY, INTER	I	CHIEF COMPLIANCE OFFICER	NA
DENNEY, NANCY, INTER	I	CHIEF COMPLIANCE OFFICER & SECRETARY	NA
DENNEY, NANCY, INTER	I	CHIEF COMPLIANCE OFFICER	NA
HANKIN, MICHAEL, D	I	PRESIDENT & CHIEF EXECUTIVE OFFICER	NA
HANKIN, MICHAEL, D	I	PRESIDENT & CHIEF EXECUTIVE OFFICER	NA	Control
HANKIN, MICHAEL, D	I	PRESIDENT & CHIEF EXECUTIVE OFFICER	NA	Control
HANKIN, MICHAEL, D	I	PRESIDENT & CHIEF EXECUTIVE OFFICER	NA
HANKIN, MICHAEL, D	I	PRESIDENT & CHIEF EXECUTIVE OFFICER	NA
HANKIN, MICHAEL, D	I	PRESIDENT & CHIEF EXECUTIVE OFFICER	NA	Control
ROGERS, BRETT, DAVID	I	CHIEF COMPLIANCE OFFICER	NA	Control
ROGERS, BRETT, DAVID	I	CHIEF COMPLIANCE OFFICER	NA	Control
ROGERS, BRETT, DAVID	I	CHIEF COMPLIANCE OFFICER	NA	Control
VERNON, ROBERT, HUTCHINGS	I	CHIEF INVESTMENT OFFICER	NA
VERNON, ROBERT, HUTCHINGS	I	CHIEF INVESTMENT OFFICER	NA
BROWN ADVISORY MANAGEMENT, LLC	DE	SOLE OWNER & MANAGING MEMBER	E	Control
BROWN ADVISORY MANAGEMENT, LLC	DE	SOLE OWNER & MANAGING MEMBER	E	Control
BROWN ADVISORY MANAGEMENT, LLC	DE	SOLE OWNER & MANAGING MEMBER	E	Control
BROWN ADVISORY MANAGEMENT, LLC	DE	SOLE OWNER & MANAGING MEMBER	E	Control
BROWN ADVISORY MANAGEMENT, LLC	DE	SOLE OWNER & MANAGING MEMBER	E	Control
BROWN ADVISORY MANAGEMENT, LLC	DE	SOLE OWNER & MANAGING MEMBER	E	Control
BUPPERT, BEHRENS & OWEN, INC.	DE	LIMITED PARTNER	E	Control
BUPPERT, BEHRENS & OWEN, INC.	DE	LIMITED PARTNER	E	Control
BUPPERT, BEHRENS & OWEN, INC.	DE	LIMITED PARTNER	E	Control
BUPPERT, BEHRENS & OWEN, INC.	DE	LIMITED PARTNER	E	Control
BEHRENS, BRUCE, EDWIN	I	DIRECTOR/CO-PRESIDENT	C	Control
BEHRENS, BRUCE, EDWIN	I	DIRECTOR/CO-PRESIDENT	C	Control
BEHRENS, BRUCE, EDWIN	I	DIRECTOR/CO-PRESIDENT	C	Control
BEHRENS, BRUCE, EDWIN	I	DIRECTOR/CO-PRESIDENT	C	Control
BUPPERT, HOBART, CHARLES	I	DIRECTOR	C	Control
BUPPERT, HOBART, CHARLES	I	DIRECTOR	C	Control
BUPPERT, HOBART, CHARLES	I	DIRECTOR	C	Control
BUPPERT, HOBART, CHARLES	I	DIRECTOR	C	Control
OWEN, LEE, SCOTT	I	DIRECTOR/CO-PRESIDENT	C	Control
OWEN, LEE, SCOTT	I	DIRECTOR/CO-PRESIDENT	C	Control
OWEN, LEE, SCOTT	I	DIRECTOR/CO-PRESIDENT	C	Control
OWEN, LEE, SCOTT	I	DIRECTOR/CO-PRESIDENT	C	Control
VERNON, ROBERT, HUTCHINGS	I	DIRECTOR	B	Control
VERNON, ROBERT, HUTCHINGS	I	DIRECTOR	B	Control
VERNON, ROBERT, HUTCHINGS	I	DIRECTOR	B	Control
VERNON, ROBERT, HUTCHINGS	I	DIRECTOR	B	Control
BROWN, JAMES, DORSEY	I	DIRECTOR	A	Control
BROWN, JAMES, DORSEY	I	DIRECTOR	A	Control
BROWN, JAMES, DORSEY	I	LIMITED PARTNER	A
BROWN, JAMES, DORSEY	I	DIRECTOR	A	Control
BROWN, JAMES, DORSEY	I	DIRECTOR	A	Control
BROWN, JAMES, DORSEY	I	LIMITED PARTNER	A
BROWN, JAMES, DORSEY	I	LIMITED PARTNER	A
BROWN, JAMES, DORSEY	I	LIMITED PARTNER	A

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
BEHRENS, BRUCE, E.	I	BUPPERT, BEHRENS & OWEN, INC.	F	Control
BEHRENS, BRUCE, EDWIN	I	BUPPERT, BEHRENS & OWEN, INC.	F	Control
BEHRENS, BRUCE, EDWIN	I	BUPPERT, BEHRENS & OWEN, INC.	F	Control
BEHRENS, BRUCE, EDWIN	I	BUPPERT, BEHRENS & OWEN, INC.	F	Control
BUPPERT, HOBART, C.	I	BUPPERT, BEHRENS & OWEN, INC.	F	Control
BUPPERT, HOBART, CHARLES	I	BUPPERT, BEHRENS & OWEN, INC.	F	Control
BUPPERT, HOBART, CHARLES	I	BUPPERT, BEHRENS & OWEN, INC.	F	Control
BUPPERT, HOBART, CHARLES	I	BUPPERT, BEHRENS & OWEN, INC.	F	Control
OWEN, LEE, S	I	BUPPERT, BEHRENS & OWEN, INC.	F	Control
OWEN, LEE, SCOTT	I	BUPPERT, BEHRENS & OWEN, INC.	F	Control
OWEN, LEE, SCOTT	I	BUPPERT, BEHRENS & OWEN, INC.	F	Control
OWEN, LEE, SCOTT	I	BUPPERT, BEHRENS & OWEN, INC.	F	Control
ABS CAPITAL V, LP	DE	BROWN ADVISORY MANAGEMENT, LLC	D
ABS CAPITAL V, LP	DE	BROWN ADVISORY MANAGEMENT, LLC	D
ABS CAPITAL V, LP	DE	BROWN ADVISORY MANAGEMENT, LLC	D
ABS CAPITAL V, LP	DE	BROWN ADVISORY MANAGEMENT, LLC	D
ABS CAPITAL V, LP	DE	BROWN ADVISORY MANAGEMENT, LLC	D
BEHRENS, BRUCE, EDWIN	I	BROWN ADVISORY MANAGEMENT, LLC	C	Control
BROWN ADVISORY HOLDINGS INCORPORATED	DE	BROWN ADVISORY MANAGMENT, LLC	C
BUPPERT, HOBART, CHARLES	I	BROWN ADVISORY MANAGEMENT, LLC	C	Control
OWEN, LEE, SCOTT	I	BROWN ADVISORY MANAGEMENT, LLC	C	Control

Registrations

Federal

Mar 31, 2009 REGISTERED

Notice Filings (9)

MA MD MN NH NJ NM NY OH TX

Address

901 SOUTH BOND STREET
SUITE 400
BALTIMORE, MD 21231-3340
United States

Phone: 410-537-5400