ALLOCATION PLUS ASSET MANAGEMENT CO INC
CRD #106767 SEC #801-45877 BOSTON, MA 617-723-1407
SEC Registered
Total AUM
$108.5M
Discretionary
$0
Employees
5
Clients
0
Accounts
1,152
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KEEFE, JAMES, EDMUND | I | CHIEF INVESTMENT OFFICER | NA | |
| KEEFE, JAMES, EDMUND | I | CHIEF INVESTMENT OFFICER | NA | |
| KEEFE, JAMES, EDMUND | I | CHIEF INVESTMENT OFFICER | NA | |
| KEEFE, JAMES, EDMUND | I | CHIEF INVESTMENT OFFICER | NA | |
| MCCARTY, JAMES, XAVIER | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCCARTY, JAMES, XAVIER | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCCARTY, JAMES, XAVIER | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCCARTY, JAMES, XAVIER | I | CHIEF COMPLIANCE OFFICER | NA | |
| BLEIDT, BRADFORD, CHESTER | I | PRESIDENT/CEO | E | Control |
| BLEIDT, BRADFORD, CHESTER | I | PRESIDENT/CEO | E | Control |
| BLEIDT, BRADFORD, CHESTER | I | PRESIDENT/CEO | E | Control |
| BLEIDT, BRADFORD, CHESTER | I | PRESIDENT/CEO | E | Control |
Registrations
Federal
IA
Mar 28, 2002 REGISTERED
Notice Filings (6)
FL MA ME NH RI VT
Address
164 CANAL STSTE 500
BOSTON, MA 02114-1809
USA
Phone: 617-723-1407