WESTPEAK GLOBAL ADVISORS, LLC
CRD #106769 SEC #801-39554 LAFAYETTE, CO 303-786-7700
SEC Registered
Total AUM
$24.4M
Discretionary
$24.4M
Employees
7
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 17, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BEARDEN, BEVERLY, M. | I | DIRECTOR | NA | Control |
| BEARDEN, BEVERLY, M. | I | DIRECTOR, WESTPEAK INVESTMENT ADVISORS, INC. | NA | Control |
| CHAFKIN, JEREMIAH, HARRISON | I | EXECUTIVE VICE PRESIDENT, BUSINESS STRATEGY | NA | Control |
| CHAFKIN, JEREMIAH, HARRISON | I | EXECUTIVE VICE PRESIDENT, BUSINESS STRATEGY | NA | Control |
| CLAUNCH, EDDIE, STANTON | I | SENIOR VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, COMPLIANCE OFFICER | NA | Control |
| CLAUNCH, EDDIE, STANTON | I | PRINCIPAL, CHIEF ADMINISTRATIVE OFFICER, COMPLIANCE OFFICER | NA | Control |
| CLAUNCH, EDDIE, STANTON | I | PRINCIPAL, CHIEF ADMINISTRATIVE OFFICER, COMPLIANCE OFFICER | NA | Control |
| CLAUNCH, EDDIE, STANTON | I | PRINCIPAL, CHIEF ADMINISTRATIVE OFFICER, COMPLIANCE OFFICER | NA | Control |
| CLAUNCH, EDDIE, STANTON | I | PRINCIPAL, CHIEF ADMINISTRATIVE OFFICER, COMPLIANCE OFFICER | NA | Control |
| CLAUNCH, EDDIE, STANTON | I | PRINCIPAL, CHIEF ADMINISTRATIVE OFFICER, COMPLIANCE OFFICER | NA | Control |
| CLAUNCH, EDDIE, STANTON | I | PRINCIPAL, CHIEF ADMINISTRATIVE OFFICER, COMPLIANCE OFFICER | NA | Control |
| CLAUNCH, EDWARD, STANTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLAUNCH, EDWARD, STANTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLAUNCH, EDWARD, STANTON | I | PRINCIPAL, CHIEF ADMINISTRATIVE OFFICER; COMPLIANCE OFFICER | NA | Control |
| CLAUNCH, EDWARD, STANTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLAUNCH, EDWARD, STANTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLAUNCH, EDWARD, STANTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLAUNCH, EDWARD, STANTON | I | PRINCIPAL, CHIEF ADMINISTRATIVE OFFICER; CHIEF COMPLIANCE OFFICER | NA | Control |
| CLAUNCH, EDWARD, STANTON | I | PRINCIPAL, CHIEF ADMINISTRATIVE OFFICER; COMPLIANCE OFFICER | NA | Control |
| FRANZ, ROBERT, ALAN | I | DIRECTOR, EXECUTIVE VICE PRESIDENT, DIRECTOR OF RESEARCH | NA | Control |
| FRANZ, ROBERT, ALAN | I | DIRECTOR, PRINCIPAL, CHIEF INVESTMENT OFFICER | NA | Control |
| FRANZ, ROBERT, ALAN | I | DIRECTOR, PRINCIPAL, CHIEF INVESTMENT OFFICER | NA | Control |
| FRANZ, ROBERT, ALAN | I | DIRECTOR, PRINCIPAL, CHIEF INVESTMENT OFFICER | NA | Control |
| FRANZ, ROBERT, ALAN | I | DIRECTOR, PRINCIPAL, CHIEF INVESTMENT OFFICER | NA | Control |
| FRANZ, ROBERT, ALAN | I | DIRECTOR, PRINCIPAL, CHIEF INVESTMENT OFFICER | NA | Control |
| FRANZ, ROBERT, ALAN | I | PRINCIPAL, CHIEF INVESTMENT OFFICER | NA | Control |
| FRANZ, ROBERT, ALAN | I | DIRECTOR, PRINCIPAL, CHIEF INVESTMENT OFFICER | NA | Control |
| FRANZ, ROBERT, ALAN | I | PRINCIPAL, CHIEF INVESTMENT OFFICER | NA | Control |
| FRANZ, ROBERT, ALAN | I | PRINCIPAL, CHIEF INVESTMENT OFFICER; DIRECTOR, WESTPEAK INVESTMENT ADVISORS, INC. | NA | Control |
| GAMEL, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GAMEL, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GAMEL, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER; CHIEF COMPLIANCE OFFICER | NA | Control |
| GAMEL, DEBORAH, ANN | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| GAMEL, DEBORAH, ANN | I | PRINCIPAL, CHIEF FINANCIAL OFFICER | NA | Control |
| GAMEL, DEBORAH, ANN | I | PRINCIPAL, CHIEF FINANCIAL OFFICER | NA | Control |
| GAMEL, DEBORAH, ANN | I | PRINCIPAL, CHIEF FINANCIAL OFFICER | NA | Control |
| GAMEL, DEBORAH, ANN | I | PRINCIPAL, CHIEF FINANCIAL OFFICER | NA | Control |
| GAMEL, DEBORAH, ANN | I | PRINCIPAL, CHIEF FINANCIAL OFFICER | NA | Control |
| GAMEL, DEBORAH, ANN | I | PRINCIPAL, CHIEF FINANCIAL OFFICER | NA | Control |
| GAMEL, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GAMEL, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GAMEL, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GAMEL, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER; CHIEF COMPLIANCE OFFICER | NA | Control |
| GAMEL, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER; CHIEF COMPLIANCE OFFICER | NA | Control |
| GAMEL, DEBORAH, ANN | I | PRINCIPAL, CHIEF FINANCIAL OFFICER | NA | Control |
| GAMEL, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER; CHIEF COMPLIANCE OFFICER | NA | Control |
| GAMEL, DEBORAH, ANN | I | PRINCIPAL, CHIEF FINANCIAL OFFICER | NA | Control |
| GAMEL, DEBORAH, ANN | I | PRINCIPAL, CHIEF FINANCIAL OFFICER | NA | Control |
| GHAYUR, KHALID | I | CHIEF EXECUTIVE OFFICER; CHIEF INVESTMENT OFFICER | NA | Control |
| GHAYUR, KHALID | I | CHIEF EXECUTIVE OFFICER; CHIEF INVESTMENT OFFICER | NA | Control |
| GHAYUR, KHALID | I | CHIEF EXECUTIVE OFFICER; CHIEF INVESTMENT OFFICER | NA | Control |
| GHAYUR, KHALID | I | CHIEF EXECUTIVE OFFICER; CHIEF INVESTMENT OFFICER | NA | Control |
| HANSON, INGRID, CHAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HANSON, INGRID, CHAN | I | CHIEF COMPLIANCE OFFICER; MEMBER | NA | Control |
| HANSON, INGRID, CHAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HANSON, INGRID, CHAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HANSON, INGRID, CHAN | I | CHIEF COMPLIANCE OFFICER; MEMBER | NA | Control |
| HANSON, INGRID, CHAN | I | CHIEF COMPLIANCE OFFICER; MEMBER | NA | Control |
| HANSON, INGRID, CHAN | I | CHIEF COMPLIANCE OFFICER; MEMBER | NA | Control |
| HANSON, INGRID, CHAN | I | CHIEF COMPLIANCE OFFICER; MEMBER | NA | Control |
| JEFFERSON, ANTWINE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| JEFFERSON, ANTWINE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| JEFFERSON, ANTWINE | I | DIRECTOR, EXECUTIVE VICE PRESIDENT, DIRECTOR OF MARKETING | NA | Control |
| JEFFERSON, ANTWINE | I | DIRECTOR, PRINCIPAL, GLOBAL MARKETING AND CLIENT SERVICE | NA | Control |
| JEFFERSON, ANTWINE | I | DIRECTOR, PRINCIPAL, GLOBAL MARKETING AND CLIENT SERVICE | NA | Control |
| JEFFERSON, ANTWINE | I | DIRECTOR, PRINCIPAL, GLOBAL MARKETING AND CLIENT SERVICE | NA | Control |
| JEFFERSON, ANTWINE | I | DIRECTOR, PRINCIPAL, GLOBAL MARKETING AND CLIENT SERVICE | NA | Control |
| JEFFERSON, ANTWINE | I | DIRECTOR, PRINCIPAL, GLOBAL MARKETING AND CLIENT SERVICE | NA | Control |
| JEFFERSON, ANTWINE | I | PRINCIPAL, GLOBAL MARKETING AND CLIENT SERVICE | NA | Control |
| JEFFERSON, ANTWINE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| JEFFERSON, ANTWINE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| JEFFERSON, ANTWINE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| JEFFERSON, ANTWINE | I | DIRECTOR, PRINCIPAL, GLOBAL MARKETING AND CLIENT SERVICE | NA | Control |
| JEFFERSON, ANTWINE | I | PRINCIPAL, GLOBAL MARKETING AND CLIENT SERVICE | NA | Control |
| JEFFERSON, ANTWINE | I | PRINCIPAL, GLOBAL MARKETING AND CLIENT SERVICE; DIRECTOR, WESTPEAK INVESTMENT ADVISORS, INC. | NA | Control |
| KRAWETZ, ERIC, DAVID | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KRAWETZ, ERIC, DAVID | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KRAWETZ, ERIC, DAVID | I | DIRECTOR OF FINANCE AND OPERATIONS | NA | Control |
| KRAWETZ, ERIC, DAVID | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KRAWETZ, ERIC, DAVID | I | DIRECTOR OF FINANCE AND OPERATIONS; MEMBER | NA | Control |
| KRAWETZ, ERIC, DAVID | I | DIRECTOR OF FINANCE AND OPERATIONS | NA | Control |
| KRAWETZ, ERIC, DAVID | I | DIRECTOR OF FINANCE AND OPERATIONS | NA | Control |
| KRAWETZ, ERIC, DAVID | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KRAWETZ, ERIC, DAVID | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KRAWETZ, ERIC, DAVID | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KRAWETZ, ERIC, DAVID | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KRAWETZ, ERIC, DAVID | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KRAWETZ, ERIC, DAVID | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KRAWETZ, ERIC, DAVID | I | DIRECTOR OF FINANCE AND OPERATIONS; MEMBER | NA | Control |
| KRAWETZ, ERIC, DAVID | I | DIRECTOR OF FINANCE AND OPERATIONS; MEMBER | NA | Control |
| KRAWETZ, ERIC, DAVID | I | DIRECTOR OF FINANCE AND OPERATIONS; MEMBER | NA | Control |
| KRAWETZ, ERIC, DAVID | I | DIRECTOR OF FINANCE AND OPERATIONS; MEMBER | NA | Control |
| LO, ANDREW, WEN-CHUAN | I | EXECUTIVE VICE PRESIDENT, CHIEF SCIENTIFIC OFFICER | NA | Control |
| LO, ANDREW, WEN-CHUAN | I | EXECUTIVE VICE PRESIDENT, CHIEF SCIENTIFIC OFFICER | NA | Control |
| PLATT, STEPHEN, CHRISTOPHER | I | SENIOR VICE PRESIDENT, DIRECTOR OF PORTFOLIO MANAGEMENT | NA | Control |
| PLATT, STEPHEN, CHRISTOPHER | I | SENIOR VICE PRESIDENT, DIRECTOR OF PORTFOLIO MANAGEMENT | NA | Control |
| SCHILLING, JEFFREY, ALAN | I | PRINCIPAL, CHIEF TECHNOLOGY OFFICER | NA | Control |
| SCHILLING, JEFFREY, ALAN | I | PRINCIPAL, CHIEF TECHNOLOGY OFFICER | NA | Control |
| SCHILLING, JEFFREY, ALAN | I | PRINCIPAL, CHIEF TECHNOLOGY OFFICER | NA | Control |
| SCHILLING, JEFFREY, ALAN | I | PRINCIPAL, CHIEF TECHNOLOGY OFFICER | NA | Control |
| SCHILLING, JEFFREY, ALAN | I | PRINCIPAL, CHIEF TECHNOLOGY OFFICER | NA | Control |
| SCHILLING, JEFFREY, ALAN | I | PRINCIPAL, CHIEF TECHNOLOGY OFFICER | NA | Control |
| SCHILLING, JEFFREY, ALAN | I | PRINCIPAL, CHIEF TECHNOLOGY OFFICER | NA | Control |
| SCHILLING, JEFFREY, ALAN | I | PRINCIPAL, CHIEF TECHNOLOGY OFFICER | NA | Control |
| SCHILLING, JEFFREY, ALAN | I | PRINCIPAL, CHIEF TECHNOLOGY OFFICER | NA | Control |
| SCRIVER, GERALD, HAYES | I | DIRECTOR, PRESIDENT, CEO & CIO | NA | Control |
| SCRIVER, GERALD, HAYES | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SCRIVER, GERALD, HAYES | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SCRIVER, GERALD, HAYES | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SCRIVER, GERALD, HAYES | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SCRIVER, GERALD, HAYES | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SCRIVER, GERALD, HAYES | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SNEDDON, LEIGH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SNEDDON, LEIGH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SNEDDON, LEIGH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SNEDDON, LEIGH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SNEDDON, LEIGH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| UMBERFIELD, SHERRY, ANN | I | DIRECTOR | NA | Control |
| UMBERFIELD, SHERRY, ANN | I | DIRECTOR | NA | Control |
| UMBERFIELD, SHERRY, ANN | I | DIRECTOR | NA | Control |
| UMBERFIELD, SHERRY, ANN | I | DIRECTOR | NA | Control |
| UMBERFIELD, SHERRY, ANN | I | DIRECTOR | NA | Control |
| UMBERFIELD, SHERRY, ANN | I | DIRECTOR | NA | Control |
| VOSS, PETER, STUART | I | DIRECTOR | NA | Control |
| VOSS, PETER, STUART | I | DIRECTOR | NA | Control |
| VOSS, PETER, STUART | I | DIRECTOR | NA | Control |
| VOSS, PETER, STUART | I | DIRECTOR | NA | Control |
| VOSS, PETER, STUART | I | DIRECTOR | NA | Control |
| VOSS, PETER, STUART | I | DIRECTOR | NA | Control |
| VOSS, PETER, STUART | I | DIRECTOR | NA | Control |
| VOSS, PETER, STUART | I | DIRECTOR, WESTPEAK INVESTMENT ADVISORS INC. | NA | Control |
| WESTPEAK INVESTMENT ADVISORS, INC. | DE | GENERAL PARTNER OF APPLICANT | NA | Control |
| WESTPEAK INVESTMENT ADVISORS, INC. | DE | GENERAL PARTNER OF APPLICANT | NA | Control |
| WESTPEAK INVESTMENT ADVISORS, INC. | DE | GENERAL PARTNER OF APPLICANT | NA | Control |
| WESTPEAK INVESTMENT ADVISORS, INC. | DE | GENERAL PARTNER OF APPLICANT | NA | Control |
| WESTPEAK INVESTMENT ADVISORS, INC. | DE | GENERAL PARTNER OF APPLICANT | NA | Control |
| WESTPEAK INVESTMENT ADVISORS, INC. | DE | GENERAL PARTNER OF APPLICANT | NA | Control |
| WESTPEAK INVESTMENT ADVISORS, INC. | DE | GENERAL PARTNER | NA | Control |
| WESTPEAK INVESTMENT ADVISORS, INC. | DE | GENERAL PARTNER | NA | Control |
| WESTPEAK INVESTMENT ADVISORS, INC. | DE | GENERAL PARTNER | NA | Control |
| WESTPEAK INVESTMENT ADVISORS, INC. | DE | GENERAL PARTNER | NA | Control |
| WESTPEAK INVESTMENT ADVISORS, INC. | DE | GENERAL PARTNER | NA | Control |
| WESTPEAK INVESTMENT ADVISORS, INC. | DE | GENERAL PARTNER | NA | Control |
| WESTPEAK INVESTMENT ADVISORS, INC. | DE | GENERAL PARTNER OF APPLICANT | NA | Control |
| WESTPEAK INVESTMENT ADVISORS, INC. | DE | GENERAL PARTNER OF APPLICANT | NA | Control |
| WESTPEAK INVESTMENT ADVISORS, INC. | DE | GENERAL PARTNER OF APPLICANT | NA | Control |
| WESTPEAK INVESTMENT ADVISORS, INC. | DE | GENERAL PARTNER OF APPLICANT | NA | Control |
| WESTPEAK INVESTMENT ADVISORS, INC. | DE | GENERAL PARTNER OF APPLICANT | NA | Control |
| WESTPEAK INVESTMENT ADVISORS, INC. | DE | GENERAL PARTNER OF APPLICANT | NA | Control |
| WESTPEAK INVESTMENT ADVISORS, INC. | DE | GENERAL PARTNER | NA | Control |
| WESTPEAK INVESTMENT ADVISORS, INC. | DE | GENERAL PARTNER OF APPLICANT | NA | Control |
| WESTPEAK INVESTMENT ADVISORS, INC. | DE | GENERAL PARTNER OF APPLICANT | NA | Control |
| WESTPEAK INVESTMENT ADVISORS, INC. | DE | GENERAL PARTNER OF APPLICANT | NA | Control |
| CDC IXIS ASSET MANAGEMENT NORTH AMERICA, L.P. | DE | LIMITED PARTNER | E | Control |
| CDC IXIS ASSET MANAGEMENT NORTH AMERICA, L.P. | DE | LIMITED PARTNER | E | Control |
| CDC IXIS ASSET MANAGEMENT NORTH AMERICA, L.P. | DE | LIMITED PARTNER | E | Control |
| CDC IXIS ASSET MANAGEMENT NORTH AMERICA, L.P. | DE | LIMITED PARTNER | E | Control |
| CDC IXIS ASSET MANAGEMENT NORTH AMERICA, L.P. | DE | LIMITED PARTNER | E | Control |
| CDC IXIS ASSET MANAGEMENT NORTH AMERICA, L.P. | DE | LIMITED PARTNER | E | Control |
| CDC IXIS ASSET MANAGEMENT NORTH AMERICA, L.P. | DE | LIMITED PARTNER | E | Control |
| CDC IXIS ASSET MANAGEMENT NORTH AMERICA, L.P. (CDCIAMNA) | DE | LIMITED PARTNER OF APPLICANT | E | Control |
| CDC IXIS ASSET MANAGEMENT NORTH AMERICA, L.P. (CDCIAMNA) | DE | LIMITED PARTNER OF APPLICANT | E | Control |
| CDC IXIS ASSET MANAGEMENT NORTH AMERICA, L.P. (CDCIAMNA) (FORMERLY, NVEST COMPANIES, L.P.) | DE | LIMITED PARTNER OF APPLICANT | E | Control |
| IXIS ASSET MANAGEMENT US GROUP, L.P. (IXIS AM USG) | DE | LIMITED PARTNER OF APPLICANT | E | Control |
| IXIS ASSET MANAGEMENT US GROUP, L.P. (IXIS AM USG) | DE | LIMITED PARTNER OF APPLICANT | E | Control |
| IXIS ASSET MANAGEMENT US GROUP, L.P. (IXIS AM USG) | DE | LIMITED PARTNER OF APPLICANT | E | Control |
| IXIS ASSET MANAGEMENT US GROUP, L.P. (IXIS AM USG) | DE | LIMITED PARTNER OF APPLICANT | E | Control |
| IXIS ASSET MANAGEMENT US GROUP, L.P. (IXIS AM USG) | DE | LIMITED PARTNER OF APPLICANT | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, L.P. (NGAMLP) | DE | LIMITED PARTNER OF APPLICANT | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, L.P. (NGAMLP) | DE | LIMITED PARTNER OF APPLICANT | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, L.P. (NGAMLP) | DE | LIMITED PARTNER OF APPLICANT | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, L.P. (NGAMLP) | DE | LIMITED PARTNER OF APPLICANT | E | Control |
| GHAYUR, KHALID | I | CHIEF EXECUTIVE OFFICER; CHIEF INVESTMENT OFFICER | D | Control |
| GHAYUR, KHALID | I | CHIEF EXECUTIVE OFFICER; CHIEF INVESTMENT OFFICER; MEMBER | D | Control |
| GHAYUR, KHALID | I | CHIEF EXECUTIVE OFFICER; CHIEF INVESTMENT OFFICER | D | Control |
| GHAYUR, KHALID | I | CHIEF EXECUTIVE OFFICER; CHIEF INVESTMENT OFFICER | D | Control |
| GHAYUR, KHALID | I | CHIEF EXECUTIVE OFFICER; CHIEF INVESTMENT OFFICER; MEMBER | D | Control |
| GHAYUR, KHALID | I | CHIEF EXECUTIVE OFFICER; CHIEF INVESTMENT OFFICER; MEMBER | D | Control |
| GHAYUR, KHALID | I | CHIEF EXECUTIVE OFFICER; CHIEF INVESTMENT OFFICER; MEMBER | D | Control |
| GHAYUR, KHALID | I | CHIEF EXECUTIVE OFFICER; CHIEF INVESTMENT OFFICER; MEMBER | D | Control |
| GHAYUR, KHALID | I | CHIEF EXECUTIVE OFFICER; CHIEF INVESTMENT OFFICER; MEMBER | D | Control |
| GHAYUR, KHALID | I | CHIEF EXECUTIVE OFFICER; CHIEF INVESTMENT OFFICER; MEMBER | D | Control |
| HEANEY, RONAN, GERARD | I | DIRECTOR OF RESEARCH | C | Control |
| HEANEY, RONAN, GERARD | I | DIRECTOR OF RESEARCH; MEMBER | C | Control |
| HEANEY, RONAN, GERARD | I | DIRECTOR OF RESEARCH | C | Control |
| HEANEY, RONAN, GERARD | I | DIRECTOR OF RESEARCH | C | Control |
| HEANEY, RONAN, GERARD | I | DIRECTOR OF RESEARCH; MEMBER | C | Control |
| HEANEY, RONAN, GERARD | I | DIRECTOR OF RESEARCH; MEMBER | C | Control |
| HEANEY, RONAN, GERARD | I | DIRECTOR OF RESEARCH; MEMBER | C | Control |
| HEANEY, RONAN, GERARD | I | DIRECTOR OF RESEARCH; MEMBER | C | Control |
| PLATT, STEPHEN, CHRISTOPHER | I | DIRECTOR OF PORTFOLIO MANAGEMENT | C | Control |
| PLATT, STEPHEN, CHRISTOPHER | I | DIRECTOR OF PORTFOLIO MANAGEMENT; MEMBER | C | Control |
| PLATT, STEPHEN, CHRISTOPHER | I | DIRECTOR OF PORTFOLIO MANAGEMENT | C | Control |
| PLATT, STEPHEN, CHRISTOPHER | I | DIRECTOR OF PORTFOLIO MANAGEMENT | C | Control |
| PLATT, STEPHEN, CHRISTOPHER | I | DIRECTOR OF PORTFOLIO MANAGEMENT; MEMBER | C | Control |
| PLATT, STEPHEN, CHRISTOPHER | I | DIRECTOR OF PORTFOLIO MANAGEMENT; MEMBER | C | Control |
| PLATT, STEPHEN, CHRISTOPHER | I | DIRECTOR OF PORTFOLIO MANAGEMENT; MEMBER | C | Control |
| PLATT, STEPHEN, CHRISTOPHER | I | DIRECTOR OF PORTFOLIO MANAGEMENT; MEMBER | C | Control |
| HEANEY, RONAN, GERARD | I | DIRECTOR OF RESEARCH; MEMBER | B | Control |
| HEANEY, RONAN, GERARD | I | DIRECTOR OF RESEARCH; MEMBER | B | Control |
| PLATT, STEPHEN, CHRISTOPHER | I | DIRECTOR OF PORTFOLIO MANAGEMENT; MEMBER | B | Control |
| PLATT, STEPHEN, CHRISTOPHER | I | DIRECTOR OF PORTFOLIO MANAGEMENT; MEMBER | B | Control |
| HANSON, INGRID, CHAN | I | CHIEF COMPLIANCE OFFICER; MEMBER | A | Control |
| HANSON, INGRID, CHAN | I | CHIEF COMPLIANCE OFFICER; MEMBER | A | Control |
| KRAWETZ, ERIC, DAVID | I | DIRECTOR OF FINANCE AND OPERATIONS; MEMBER | A | Control |
| KRAWETZ, ERIC, DAVID | I | DIRECTOR OF FINANCE AND OPERATIONS; MEMBER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CDC IXIS ASSET MANAGEMENT US LLC (CDCIAM US LLC) | DE | CDCIAMNA | F | Control |
| CDC IXIS ASSET MANAGEMENT US LLC (CDCIAM US LLC) | DE | CDCIAMNA | F | Control |
| CDC IXIS ASSET MANAGEMENT US LLC (CDCIAM US LLC) (FORMERLY, CDCAM NORTH AMERICA, LLC) | DE | CDCIAMNA | F | Control |
| CDC IXIS ASSET MANAGEMENT US, LLC ("CDCIAM LLC") | DE | CDCIAM NA | F | Control |
| CDC IXIS ASSET MANAGEMENT US, LLC ("CDCIAM LLC") | DE | CDCIAM NA | F | Control |
| CDC IXIS ASSET MANAGEMENT US, LLC ("CDCIAM LLC") | DE | CDCIAM NA | F | Control |
| CDC IXIS ASSET MANAGEMENT US, LLC ("CDCIAM LLC") | DE | CDCIAM NA | F | Control |
| CDC IXIS ASSET MANAGEMENT US, LLC ("CDCIAM LLC") | DE | CDCIAM NA | F | Control |
| CDC IXIS ASSET MANAGEMENT US, LLC ("CDCIAM LLC") | DE | CDCIAM NA | F | Control |
| CDC IXIS ASSET MANAGEMENT US, LLC ("CDCIAM LLC") | DE | CDCIAM NA | F | Control |
| IXIS ASSET MANAGEMENT US LLC (IXIS AM US LLC) | DE | IXIS AM USG | F | Control |
| IXIS ASSET MANAGEMENT US LLC (IXIS AM US LLC) | DE | IXIS AM USG | F | Control |
| IXIS ASSET MANAGEMENT US LLC (IXIS AM US LLC) | DE | IXIS AM USG | F | Control |
| IXIS ASSET MANAGEMENT US LLC (IXIS AM US LLC) | DE | IXIS AM USG | F | Control |
| IXIS ASSET MANAGEMENT US LLC (IXIS AM US LLC) | DE | IXIS AM USG | F | Control |
| NATIXIS ASSET MANAGEMENT, LLC (NGAMLLC) | DE | NGAMLP | F | Control |
| NATIXIS ASSET MANAGEMENT, LLC (NGAMLLC) | DE | NGAMLP | F | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, LLC (NGAMLLC) | DE | NGAMLP | F | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, LLC (NGAMLLC) | DE | NGAMLP | F | Control |
| CAISSE DES DEPOTS ET CONSIGNATIONS ("CDC") | FE | CDC I | E | Control |
| CAISSE DES DEPOTS ET CONSIGNATIONS ("CDC") | FE | CDC I | E | Control |
| CAISSE DES DEPOTS ET CONSIGNATIONS ("CDC") | FE | CDC I | E | Control |
| CAISSE DES DEPOTS ET CONSIGNATIONS ("CDC") | FE | CDC I | E | Control |
| CAISSE DES DEPOTS ET CONSIGNATIONS ("CDC") | FE | CDC I | E | Control |
| CAISSE DES DEPOTS ET CONSIGNATIONS ("CDC") | FE | CDC I | E | Control |
| CAISSE DES DEPOTS ET CONSIGNATIONS ("CDC") | FE | CDC I | E | Control |
| CAISSE DES DEPOTS ET CONSIGNATIONS (CDC) | FE | CDC HOLDING FINANCE | E | Control |
| CAISSE DES DEPOTS ET CONSIGNATIONS (CDC) | FE | CDC HOLDING FINANCE | E | Control |
| CAISSE DES DEPOTS ET CONSIGNATIONS (CDC) | FE | CDC HOLDING FINANCE | E | Control |
| CAISSE NATIONALE DES CAISSES D'EPARGNE (CNCE) | FE | CDC IXIS | E | Control |
| CDC FINANCE-CDC IXIS (CDC IXIS) | FE | CDCIAM | E | Control |
| CDC FINANCE-CDC IXIS (CDC IXIS) | FE | CDCIAM US | E | Control |
| CDC FINANCE-CDC IXIS (CDC IXIS) | FE | CDCIAM | E | Control |
| CDC FINANCE-CDC IXIS (CDC IXIS) | FE | CDCIAM US | E | Control |
| CDC FINANCE-CDC IXIS (CDC IXIS) | FE | CDCIAM | E | Control |
| CDC IXIS ASSET MANAGEMENT (CDCIAM) | FE | CDCIAM US | E | Control |
| CDC IXIS ASSET MANAGEMENT (CDCIAM) | FE | CDCIAM US | E | Control |
| CDC IXIS ASSET MANAGEMENT (CDCIAM) | FE | CDCIAM US | E | Control |
| CDC IXIS ASSET MANAGEMENT HOLDINGS, INC. ("HOLDINGS") | DE | WESTPEAK INVESTMENT ADVISORS, INC. | E | Control |
| CDC IXIS ASSET MANAGEMENT HOLDINGS, INC. ("HOLDINGS") | DE | WESTPEAK INVESTMENT ADVISORS, INC. | E | Control |
| CDC IXIS ASSET MANAGEMENT HOLDINGS, INC. ("HOLDINGS") | DE | WESTPEAK INVESTMENT ADVISORS, INC. | E | Control |
| CDC IXIS ASSET MANAGEMENT HOLDINGS, INC. ("HOLDINGS") | DE | WESTPEAK INVESTMENT ADVISORS, INC. | E | Control |
| CDC IXIS ASSET MANAGEMENT HOLDINGS, INC. ("HOLDINGS") | DE | WESTPEAK INVESTMENT ADVISORS, INC. | E | Control |
| CDC IXIS ASSET MANAGEMENT HOLDINGS, INC. ("HOLDINGS") | DE | WESTPEAK INVESTMENT ADVISORS, INC. | E | Control |
| CDC IXIS ASSET MANAGEMENT HOLDINGS, INC. ("HOLDINGS") | DE | WESTPEAK INVESTMENT ADVISORS, INC. | E | Control |
| CDC IXIS ASSET MANAGEMENT HOLDINGS, LLC (CDCIAM HOLDINGS) | DE | WESTPEAK INVESTMENT ADVISORS, INC. | E | Control |
| CDC IXIS ASSET MANAGEMENT HOLDINGS, LLC (CDCIAM HOLDINGS) | DE | WESTPEAK INVESTMENT ADVISORS, INC. | E | Control |
| CDC IXIS ASSET MANAGEMENT NORTH AMERICA, L.P. (CDCIAMNA) (FORMERLY, NVEST COMPANIES, L.P.) | DE | CDCIAM HOLDINGS | E | Control |
| CDC IXIS ASSET MANAGEMENT NORTH AMERICA, LP ("CDCIAM NA") | DE | HOLDINGS | E | Control |
| CDC IXIS ASSET MANAGEMENT NORTH AMERICA, LP ("CDCIAM NA") | DE | HOLDINGS | E | Control |
| CDC IXIS ASSET MANAGEMENT NORTH AMERICA, LP ("CDCIAM NA") | DE | HOLDINGS | E | Control |
| CDC IXIS ASSET MANAGEMENT NORTH AMERICA, LP ("CDCIAM NA") | DE | HOLDINGS | E | Control |
| CDC IXIS ASSET MANAGEMENT NORTH AMERICA, LP ("CDCIAM NA") | DE | HOLDINGS | E | Control |
| CDC IXIS ASSET MANAGEMENT NORTH AMERICA, LP ("CDCIAM NA") | DE | HOLDINGS | E | Control |
| CDC IXIS ASSET MANAGEMENT NORTH AMERICA, LP ("CDCIAM NA") | DE | HOLDINGS | E | Control |
| CDC IXIS ASSET MANAGEMENT S.A. ("CDCIAM") | FE | CDCIAM US | E | Control |
| CDC IXIS ASSET MANAGEMENT S.A. ("CDCIAM") | FE | CDCIAM US | E | Control |
| CDC IXIS ASSET MANAGEMENT S.A. ("CDCIAM") | FE | CDCIAM US | E | Control |
| CDC IXIS ASSET MANAGEMENT S.A. ("CDCIAM") | FE | CDCIAM US | E | Control |
| CDC IXIS ASSET MANAGEMENT S.A. ("CDCIAM") | FE | CDCIAM US | E | Control |
| CDC IXIS ASSET MANAGEMENT S.A. ("CDCIAM") | FE | CDCIAM US | E | Control |
| CDC IXIS ASSET MANAGEMENT S.A. ("CDCIAM") | FE | CDCIAM US | E | Control |
| CDC IXIS ASSET MANAGEMENT US CORPORATION ("CDCIAM US") | DE | CDCIAM NA | E | Control |
| CDC IXIS ASSET MANAGEMENT US CORPORATION ("CDCIAM US") | DE | CDCIAM LLC | E | Control |
| CDC IXIS ASSET MANAGEMENT US CORPORATION ("CDCIAM US") | DE | CDCIAM NA | E | Control |
| CDC IXIS ASSET MANAGEMENT US CORPORATION ("CDCIAM US") | DE | CDCIAM LLC | E | Control |
| CDC IXIS ASSET MANAGEMENT US CORPORATION ("CDCIAM US") | DE | CDCIAM NA | E | Control |
| CDC IXIS ASSET MANAGEMENT US CORPORATION ("CDCIAM US") | DE | CDCIAM LLC | E | Control |
| CDC IXIS ASSET MANAGEMENT US CORPORATION ("CDCIAM US") | DE | CDCIAM LLC | E | Control |
| CDC IXIS ASSET MANAGEMENT US CORPORATION ("CDCIAM US") | DE | CDCIAM NA | E | Control |
| CDC IXIS ASSET MANAGEMENT US CORPORATION ("CDCIAM US") | DE | CDCIAM NA | E | Control |
| CDC IXIS ASSET MANAGEMENT US CORPORATION ("CDCIAM US") | DE | CDCIAM LLC | E | Control |
| CDC IXIS ASSET MANAGEMENT US CORPORATION ("CDCIAM US") | DE | CDCIAM NA | E | Control |
| CDC IXIS ASSET MANAGEMENT US CORPORATION ("CDCIAM US") | DE | CDCIAM LLC | E | Control |
| CDC IXIS ASSET MANAGEMENT US CORPORATION ("CDCIAM US") | DE | CDCIAM NA | E | Control |
| CDC IXIS ASSET MANAGEMENT US CORPORATION ("CDCIAM US") | DE | CDCIAM LLC | E | Control |
| CDC IXIS ASSET MANAGEMENT US CORPORATION (CDCIAM US) | DE | CDCIAMNA | E | Control |
| CDC IXIS ASSET MANAGEMENT US CORPORATION (CDCIAM US) | DE | CDCIAM US LLC | E | Control |
| CDC IXIS ASSET MANAGEMENT US CORPORATION (CDCIAM US) | DE | CDCIAMNA | E | Control |
| CDC IXIS ASSET MANAGEMENT US CORPORATION (CDCIAM US) | DE | CDCIAM US LLC | E | Control |
| CDC IXIS ASSET MANAGEMENT US CORPORATION (CDCIAM US) (FORMERLY, CDCAM NORTH AMERICA CORPORATION) | DE | CDCIAMNA | E | Control |
| CDC IXIS ASSET MANAGEMENT US CORPORATION (CDCIAM US) (FORMERLY, CDCAM NORTH AMERICA CORPORATION) | DE | CDCIAM US LLC | E | Control |
| CDC IXIS ASSET MANAGMENT HOLDINGS, LLC (CDCIAM HOLDINGS) (FORMERLY, NVEST HOLDINGS, INC.) | DE | WESTPEAK INVESTMENT ADVISORS, INC. | E | Control |
| CDC IXIS ASSET MANAGMENT NORTH AMERICA, L.P. (CDCIAMNA) | DE | CDCIAM HOLDINGS | E | Control |
| CDC IXIS ASSET MANAGMENT NORTH AMERICA, L.P. (CDCIAMNA) | DE | CDCIAM HOLDINGS | E | Control |
| GOVERNMENT OF FRANCE | FE | CDC | E | Control |
| GOVERNMENT OF FRANCE | FE | CDC | E | Control |
| GOVERNMENT OF FRANCE | FE | CDC | E | Control |
| GOVERNMENT OF FRANCE | FE | CDC | E | Control |
| GOVERNMENT OF FRANCE | FE | CDC | E | Control |
| GOVERNMENT OF FRANCE | FE | CDC | E | Control |
| GOVERNMENT OF FRANCE | FE | CDC | E | Control |
| IXIS ASSET MANAGEMENT GROUP | FE | IXIS AM US CORP | E | Control |
| IXIS ASSET MANAGEMENT GROUP | FE | IXIS AM US CORP | E | Control |
| IXIS ASSET MANAGEMENT GROUP | FE | IXIS AM US CORP | E | Control |
| IXIS ASSET MANAGEMENT GROUP | FE | IXIS AM US CORP | E | Control |
| IXIS ASSET MANAGEMENT GROUP | FE | IXIS AM US CORP | E | Control |
| IXIS ASSET MANAGEMENT GROUP (IXIS AM GROUP) | FE | IXIS AMP1 | E | Control |
| IXIS ASSET MANAGEMENT GROUP (IXIS AM GROUP) | FE | IXIS AMP1 | E | Control |
| IXIS ASSET MANAGEMENT GROUP (IXIS AM GROUP) | FE | IXIS AMP1 | E | Control |
| IXIS ASSET MANAGEMENT GROUP (IXIS AM GROUP) | FE | IXIS AMP1 | E | Control |
| IXIS ASSET MANAGEMENT GROUP (IXIS AM GROUP) | FE | IXIS AMP1 | E | Control |
| IXIS ASSET MANAGEMENT HOLDINGS, LLC (IXIS AM HOLDINGS) | DE | WESTPEAK INVESTMENT ADVISORS, INC. | E | Control |
| IXIS ASSET MANAGEMENT HOLDINGS, LLC (IXIS AM HOLDINGS) | DE | WESTPEAK INVESTMENT ADVISORS, INC. | E | Control |
| IXIS ASSET MANAGEMENT HOLDINGS, LLC (IXIS AM HOLDINGS) | DE | WESTPEAK INVESTMENT ADVISORS, INC. | E | Control |
| IXIS ASSET MANAGEMENT HOLDINGS, LLC (IXIS AM HOLDINGS) | DE | WESTPEAK INVESTMENT ADVISORS, INC. | E | Control |
| IXIS ASSET MANAGEMENT HOLDINGS, LLC (IXIS AM HOLDINGS) | DE | WESTPEAK INVESTMENT ADVISORS, INC. | E | Control |
| IXIS ASSET MANAGEMENT PARTICIPATIONS 1 (IXIS AMP1) | FE | IXIS AM US CORP | E | Control |
| IXIS ASSET MANAGEMENT PARTICIPATIONS 1 (IXIS AMP1) | FE | IXIS AM US CORP | E | Control |
| IXIS ASSET MANAGEMENT PARTICIPATIONS 1 (IXIS AMP1) | FE | IXIS AM US CORP | E | Control |
| IXIS ASSET MANAGEMENT PARTICIPATIONS 1 (IXIS AMP1) | FE | IXIS AM US CORP | E | Control |
| IXIS ASSET MANAGEMENT PARTICIPATIONS 1 (IXIS AMP1) | FE | IXIS AM US CORP | E | Control |
| IXIS ASSET MANAGEMENT US CORPORATION (IXIS AM US CORP) | DE | IXIS AM USG | E | Control |
| IXIS ASSET MANAGEMENT US CORPORATION (IXIS AM US CORP) | DE | IXIS AM US LLC | E | Control |
| IXIS ASSET MANAGEMENT US CORPORATION (IXIS AM US CORP) | DE | IXIS AM USG | E | Control |
| IXIS ASSET MANAGEMENT US CORPORATION (IXIS AM US CORP) | DE | IXIS AM US LLC | E | Control |
| IXIS ASSET MANAGEMENT US CORPORATION (IXIS AM US CORP) | DE | IXIS AM USG | E | Control |
| IXIS ASSET MANAGEMENT US CORPORATION (IXIS AM US CORP) | DE | IXIS AM US LLC | E | Control |
| IXIS ASSET MANAGEMENT US CORPORATION (IXIS AM US CORP) | DE | IXIS AM USG | E | Control |
| IXIS ASSET MANAGEMENT US CORPORATION (IXIS AM US CORP) | DE | IXIS AM US LLC | E | Control |
| IXIS ASSET MANAGEMENT US CORPORATION (IXIS AM US CORP) | DE | IXIS AM USG | E | Control |
| IXIS ASSET MANAGEMENT US CORPORATION (IXIS AM US CORP) | DE | IXIS AM US LLC | E | Control |
| IXIS ASSET MANAGEMENT US GROUP, L.P. (IXIS AM USG) | DE | IXIS AM HOLDINGS | E | Control |
| IXIS ASSET MANAGEMENT US GROUP, L.P. (IXIS AM USG) | DE | IXIS AM HOLDINGS | E | Control |
| IXIS ASSET MANAGEMENT US GROUP, L.P. (IXIS AM USG) | DE | IXIS AM HOLDINGS | E | Control |
| IXIS ASSET MANAGEMENT US GROUP, L.P. (IXIS AM USG) | DE | IXIS AM HOLDINGS | E | Control |
| IXIS ASSET MANAGEMENT US GROUP, L.P. (IXIS AM USG) | DE | IXIS AM HOLDINGS | E | Control |
| NATIXIS | FE | IXIS AM GROUP | E | Control |
| NATIXIS | FE | IXIS AM GROUP | E | Control |
| NATIXIS | FE | NP1 | E | Control |
| NATIXIS | FE | IXIS AM GROUP | E | Control |
| NATIXIS | FE | IXIS AM GROUP | E | Control |
| NATIXIS | FE | IXIS AM GROUP | E | Control |
| NATIXIS | FE | NP1 | E | Control |
| NATIXIS | FE | NXBP1 | E | Control |
| NATIXIS | FE | NXBP1 | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT (NGAM) | FE | NGAMP1 | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT (NGAM) | FE | NGAMP1 | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT (NGAM) | FE | NGAMP1 | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT (NGAM) | FE | NGAMP1 | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT CORPORATION (NGAM CORP) | DE | NGAMLP | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT CORPORATION (NGAM CORP) | DE | NGAMLLC | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT CORPORATION (NGAM CORP) | DE | NGAMLP | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT CORPORATION (NGAM CORP) | DE | NGAMLP | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT HOLDINGS, LLC (NGAM HOLDINGS LLC) | DE | WESTPEAK INVESTMENT ADVISORS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT HOLDINGS, LLC (NGAM HOLDINGS LLC) | DE | WESTPEAK INVESTMENT ADVISORS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT HOLDINGS, LLC (NGAM HOLDINGS) | DE | WESTPEAK INVESTMENT ADVISORS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT HOLDINGS, LLC (NGAM HOLDINGS) | DE | WESTPEAK INVESTMENT ADVISORS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT PARTICIPATIONS 1 (NGAMP1) | FE | NGAM CORP | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT PARTICIPATIONS 1 (NGAMP1) | FE | NGAM CORP | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT PARTICIPATIONS 1 (NGAMP1) | FE | NUSHI | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT PARTICIPATIONS 1 (NGAMP1) | FE | NGAM CORP | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT PARTICIPATIONS 1 (NGAMP1) | FE | NGAM CORP | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, L.P. (NGAMLP) | DE | NGAM HOLDINGS LLC | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, L.P. (NGAMLP) | DE | NGAM HOLDINGS LLC | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, L.P. (NGAMLP) | DE | NGAM HOLDINGS | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, L.P. (NGAMLP) | DE | NGAM HOLDINGS | E | Control |
| NATIXIS PARTICIPATIONS 1 (NP1) | FE | NGAM | E | Control |
| NATIXIS PARTICIPATIONS 1 (NP1) | FE | NGAM | E | Control |
| NATIXIS U.S. HOLDINGS, INC. (NUSHI) | DE | NGAMLP | E | Control |
| NATIXIS U.S. HOLDINGS, INC. (NUSHI) | DE | NGAMLLC | E | Control |
| NGAM | FE | NGAM CORP | E | Control |
| NGAM | FE | NGAM CORP | E | Control |
| NGAM CORP | DE | NGAMLLC | E | Control |
| NGAM CORP | DE | NGAMLLC | E | Control |
| NXBP 1 | FE | NGAM | E | Control |
| NXBP 1 | FE | NGAM | E | Control |
| BPCE | FE | NATIXIS | D | Control |
| CAISSE DES DEPOTS ET CONSIGNATIONS (CDC) | FE | EULIA | D | Control |
| CAISSE DES DEPOTS ET CONSIGNATIONS (CDC) | FE | EULIA | D | Control |
| CDC IXIS ("CDC I") | FE | CDCIAM | D | Control |
| CDC IXIS ("CDC I") | FE | CDCIAM | D | Control |
| CDC IXIS ("CDC I") | FE | CDCIAM | D | Control |
| CDC IXIS ("CDC I") | FE | CDCIAM | D | Control |
| CDC IXIS ("CDC I") | FE | CDCIAM | D | Control |
| CDC IXIS ("CDC I") | FE | CDCIAM | D | Control |
| CDC IXIS ("CDC I") | FE | CDCIAM | D | Control |
| EULIA | FE | CDC IXIS | D | Control |
| EULIA | FE | CDC IXIS | D | Control |
| GHAYUR, KHALID | I | WESTPEAK INVESTMENT ADVISORS, INC. | D | Control |
| GHAYUR, KHALID | I | WESTPEAK INVESTMENT ADVISORS, INC. | D | Control |
| GHAYUR, KHALID | I | WESTPEAK INVESTMENT ADVISORS, INC. | D | Control |
| BANQUE FEDERALE DES BANQUES POPULAIRES | FE | NATIXIS | C | Control |
| BANQUE FEDERALE DES BANQUES POPULAIRES | FE | NATIXIS | C | Control |
| BANQUE FEDERALE DES BANQUES POPULAIRES | FE | NATIXIS | C | Control |
| BANQUE FEDERALE DES BANQUES POPULAIRES | FE | NATIXIS | C | Control |
| BANQUE FEDERALE DES BANQUES POPULAIRES | FE | NATIXIS | C | Control |
| BANQUE FEDERALE DES BANQUES POPULAIRES | FE | NATIXIS | C | Control |
| BANQUE FEDERALE DES BANQUES POPULAIRES | FE | NATIXIS | C | Control |
| BANQUE FEDERALE DES BANQUES POPULAIRES | FE | NATIXIS | C | Control |
| CAISSE DES DEPOTS ET CONSIGNATIONS (CDC) | FE | CNCE | C | Control |
| CAISSE DES DEPOTS ET CONSIGNATIONS (CDC) | FE | CDC IXIS | C | Control |
| CAISSE DES DEPOTS ET CONSIGNATIONS (CDC) | FE | CNCE | C | Control |
| CAISSE DES DEPOTS ET CONSIGNATIONS (CDC) | FE | CNCE | C | Control |
| CAISSE DES DEPOTS ET CONSIGNATIONS (CDC) | FE | CDC IXIS | C | Control |
| CAISSE NATIONALE DES CAISSES D'EPARGNE (CNCE) | FE | NATIXIS | C | Control |
| CAISSE NATIONALE DES CAISSES D'EPARGNE (CNCE) | FE | NATIXIS | C | Control |
| CAISSE NATIONALE DES CAISSES D'EPARGNE (CNCE) | FE | NATIXIS | C | Control |
| CAISSE NATIONALE DES CAISSES D'EPARGNE (CNCE) | FE | EULIA | C | Control |
| CAISSE NATIONALE DES CAISSES D'EPARGNE (CNCE) | FE | NATIXIS | C | Control |
| CAISSE NATIONALE DES CAISSES D'EPARGNE (CNCE) | FE | NATIXIS | C | Control |
| CAISSE NATIONALE DES CAISSES D'EPARGNE (CNCE) | FE | NATIXIS | C | Control |
| CAISSE NATIONALE DES CAISSES D'EPARGNE (CNCE) | FE | NATIXIS | C | Control |
| CAISSE NATIONALE DES CAISSES D'EPARGNE (CNCE) | FE | NATIXIS | C | Control |
| CAISSE NATIONALE DES CAISSES D'EPARGNE (CNCE) | FE | EULIA | C | Control |
| CDC HOLDING FINANCE | FE | CNCE | C | Control |
| CDC HOLDING FINANCE | FE | CNCE | C | Control |
| CDC HOLDING FINANCE | FE | CNCE | C | Control |
| HEANEY, RONAN, GERARD | I | WESTPEAK INVESTMENT ADVISORS, INC. | C | Control |
| HEANEY, RONAN, GERARD | I | WESTPEAK INVESTMENT ADVISORS, INC. | C | Control |
| HEANEY, RONAN, GERARD | I | WESTPEAK INVESTMENT ADVISORS, INC. | C | Control |
| PLATT, STEPHEN, CHRISTOPHER | I | WESTPEAK INVESTMENT ADVISORS, INC. | C | Control |
| PLATT, STEPHEN, CHRISTOPHER | I | WESTPEAK INVESTMENT ADVISORS, INC. | C | Control |
| PLATT, STEPHEN, CHRISTOPHER | I | WESTPEAK INVESTMENT ADVISORS, INC. | C | Control |
Registrations
Federal
IA
Jan 17, 2013 REGISTERED
Notice Filings (1)
CO
Address
2575 PARK LANESUITE 210
LAFAYETTE, CO 80026-3200
United States
Phone: 303-786-7700