RIA Intelligence

WESTWIND CAPITAL

CRD #106802 SEC #801-43661 LAS CRUCES, NM 575-556-8500
SEC Registered
Total AUM
$715.1M
Discretionary
$709.2M
Employees
7
Clients
26
Accounts
1,945

Firm Details

Organization Type
Corporation
State of Formation
New Mexico
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Nov 6, 2025
Branch Offices
1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
GROOMS, PATRICK, MISHAREHOLDERNA
GROOMS, PATRICK, MISHAREHOLDERNA
GROOMS, PATRICK, MISHAREHOLDERNA
GROOMS, PATRICK, MISHAREHOLDERNA
GROOMS, PATRICK, MISHAREHOLDERNA
GROOMS, PATRICK, MISHAREHOLDERNA
GROOMS, PATRICK, MISHAREHOLDERNA
GROOMS, PATRICK, MISHAREHOLDERNA
GROOMS, PATRICK, MISHAREHOLDERNA
GROOMS, PATRICK, MISHAREHOLDERNA
GROOMS, PATRICK, MISHAREHOLDERNA
GROOMS, PATRICK, MISHAREHOLDERNA
GROOMS, PATRICK, MISHAREHOLDERNA
GROOMS, PATRICK, MISHAREHOLDERNA
GROOMS, PATRICK, MISHAREHOLDERNA
GROOMS, PATRICK, MISHAREHOLDERNA
GROOMS, PATRICK, MISHAREHOLDERNA
GROOMS, PATRICK, MISHAREHOLDERNA
GROOMS, PATRICK, MISHAREHOLDERNA
GROOMS, PATRICK, MISHAREHOLDERNA
GROOMS, PATRICK, MISHAREHOLDERNA
GROOMS, PATRICK, MISHAREHOLDERNA
GROOMS, PATRICK, MISHAREHOLDERNA
GROOMS, PATRICK, MISHAREHOLDERNA
GROOMS, PATRICK, MISHAREHOLDERNA
GROOMS, PATRICK, MISHAREHOLDERNA
KOZNEY, SCOTT, FREDERICKISHAREHOLDERNA
KOZNEY, SCOTT, FREDERICKISHAREHOLDERNA
KOZNEY, SCOTT, FREDERICKISHAREHOLDERNA
KOZNEY, SCOTT, FREDERICKISHAREHOLDERNA
SPENCE, KRISTI, KISECRETARYNA
SPENCE, KRISTI, KISECRETARYNA
SPENCE, KRISTI, KISECRETARYNA
SPENCE, KRISTI, KISECRETARYNA
STINNETT, JAMES, KENNETHIVICE PRESIDENTNA Control
WALTON, SHEILA, CHRISTINEIVICE-PRESIDENT/TREASURERNA Control
WALTON, SHEILA, CHRISTINEICHIEF COMPLIANCE OFFICERNA Control
WALTON, SHEILA, CHRISTINEIVICE-PRESIDENT/TREASURERNA Control
WALTON, SHEILA, CHRISTINEICHIEF COMPLIANCE OFFICERNA Control
WALTON, SHEILA, CHRISTINEIVICE-PRESIDENT/TREASURERNA Control
WALTON, SHEILA, CHRISTINEICHIEF COMPLIANCE OFFICERNA Control
WALTON, SHEILA, CHRISTINEIVICE-PRESIDENT/TREASURERNA Control
WALTON, SHEILA, CHRISTINEICHIEF COMPLIANCE OFFICERNA Control
WALTON, SHEILA, CHRISTINEICHIEF COMPLIANCE OFFICERNA Control
WALTON, SHEILA, CHRISTINEICHIEF COMPLIANCE OFFICERNA Control
WALTON, SHEILA, CHRISTINEICHIEF COMPLIANCE OFFICERNA Control
WALTON, SHEILA, CHRISTINEICHIEF COMPLIANCE OFFICERNA Control
WALTON, SHEILA, CHRISTINEICHIEF COMPLIANCE OFFICERNA Control
WALTON, SHEILA, CHRISTINEICHIEF COMPLIANCE OFFICERNA Control
WALTON, SHEILA, CHRISTINEICHIEF COMPLIANCE OFFICERNA Control
WALTON, SHEILA, CHRISTINEICHIEF COMPLIANCE OFFICERNA Control
WALTON, SHEILA, CHRISTINEICHIEF COMPLIANCE OFFICERNA Control
WALTON, SHEILA, CHRISTINEICHIEF COMPLIANCE OFFICERNA Control
WALTON, SHEILA, CHRISTINEICHIEF COMPLIANCE OFFICERNA Control
WALTON, SHEILA, CHRISTINEICHIEF COMPLIANCE OFFICERNA Control
WALTON, SHEILA, CHRISTINEICHIEF COMPLIANCE OFFICERNA Control
WALTON, SHEILA, CHRISTINEICHIEF COMPLIANCE OFFICERNA Control
WALTON, SHEILA, CHRISTINEICHIEF COMPLIANCE OFFICERNA Control
WALTON, SHEILA, CHRISTINEICHIEF COMPLIANCE OFFICERNA Control
WALTON, SHEILA, CHRISTINEICHIEF COMPLIANCE OFFICERNA Control
WALTON, SHEILA, CHRISTINEICHIEF COMPLIANCE OFFICERNA Control
WALTON, SHEILA, CHRISTINEICHIEF COMPLIANCE OFFICERNA Control
WALTON, SHEILA, CHRISTINEICHIEF COMPLIANCE OFFICERNA Control
WALTON, SHEILA, CHRISTINEICHIEF COMPLIANCE OFFICERNA Control
WALTON, SHEILA, CHRISTINEICHIEF COMPLIANCE OFFICERNA Control
SPENCE, JAMES, WILLIAMICHIEF COMPLIANCE OFFICERE Control
SPENCE, JAMES, WILLIAMIPRESIDENTE Control
SPENCE, JAMES, WILLIAMIPRESIDENTE Control
SPENCE, JAMES, WILLIAMICHIEF COMPLIANCE OFFICERE Control
SPENCE, JAMES, WILLIAMIPRESIDENTE Control
SPENCE, JAMES, WILLIAMICHIEF COMPLIANCE OFFICERE Control
SPENCE, JAMES, WILLIAMIPRESIDENTE Control
SPENCE, JAMES, WILLIAMIPRESIDENTE Control
SPENCE, JAMES, WILLIAMIPRESIDENTE Control
SPENCE, JAMES, WILLIAMIPRESIDENTD Control
WALTON, ERIC, MARSHALLIPRESIDENTD Control
WALTON, ERIC, MARSHALLIPRESIDENTD Control
WALTON, ERIC, MARSHALLIPRESIDENTD Control
WALTON, ERIC, MARSHALLIPRESIDENTD Control
WALTON, ERIC, MARSHALLIPRESIDENTD Control
WALTON, ERIC, MARSHALLIPRESIDENTD Control
WALTON, ERIC, MARSHALLIPRESIDENTD Control
WALTON, ERIC, MARSHALLIPRESIDENTD Control
WALTON, ERIC, MARSHALLIPRESIDENTD Control
WALTON, ERIC, MARSHALLIPRESIDENTD Control
WALTON, ERIC, MARSHALLIPRESIDENTD Control
WALTON, ERIC, MARSHALLIPRESIDENTD Control
WALTON, ERIC, MARSHALLIPRESIDENTD Control
WALTON, ERIC, MARSHALLIPRESIDENTD Control
WALTON, ERIC, MARSHALLIPRESIDENTD Control
WALTON, ERIC, MARSHALLIPRESIDENTD Control
WALTON, ERIC, MARSHALLIPRESIDENTD Control
WALTON, ERIC, MARSHALLIPRESIDENTD Control
WALTON, ERIC, MARSHALLIPRESIDENTD Control
WALTON, ERIC, MARSHALLIPRESIDENTD Control
WALTON, ERIC, MARSHALLIPRESIDENTD Control
WALTON, ERIC, MARSHALLIPRESIDENTD Control
WALTON, ERIC, MARSHALLIPRESIDENTD Control
WALTON, ERIC, MARSHALLIPRESIDENTD Control
WALTON, ERIC, MARSHALLIPRESIDENTD Control
WALTON, ERIC, MARSHALLIPRESIDENTD Control
SPENCE, JAMES, WILLIAMIPRESIDENTC Control
SPENCE, JAMES, WILLIAMICHIEF COMPLIANCE OFFICERC Control
SPENCE, JAMES, WILLIAMIDIRECTORC Control
SPENCE, JAMES, WILLIAMICHIEF COMPLIANCE OFFICERC Control
SPENCE, JAMES, WILLIAMIDIRECTORC Control
SPENCE, JAMES, WILLIAMICHIEF COMPLIANCE OFFICERC Control
SPENCE, JAMES, WILLIAMIDIRECTORC Control
SPENCE, JAMES, WILLIAMIDIRECTORC Control
SPENCE, JAMES, WILLIAMIDIRECTORC Control
SPENCE, JAMES, WILLIAMIDIRECTORC Control
SPENCE, JAMES, WILLIAMIDIRECTORC Control
SPENCE, JAMES, WILLIAMIDIRECTORC Control
SPENCE, JAMES, WILLIAMIDIRECTORC Control
SPENCE, JAMES, WILLIAMIDIRECTORC Control
SPENCE, JAMES, WILLIAMIDIRECTORC Control
SPENCE, JAMES, WILLIAMIDIRECTORC Control
SPENCE, JAMES, WILLIAMIDIRECTORC Control
SPENCE, KRISTI, KISHAREHOLDERC Control
SPENCE, KRISTI, KISHAREHOLDERC Control
SPENCE, KRISTI, KISHAREHOLDERC Control
SPENCE, KRISTI, KISHAREHOLDERC Control
SPENCE, KRISTI, KISHAREHOLDERC Control
SPENCE, KRISTI, KISHAREHOLDERC Control
SPENCE, KRISTI, KISHAREHOLDERC Control
WALTON, ERIC, MARSHALLIPRESIDENTC Control
WALTON, ERIC, MARSHALLIPRESIDENTC Control
WALTON, ERIC, MARSHALLIPRESIDENTC Control
WALTON, ERIC, MARSHALLIPRESIDENTC Control
WALTON, ERIC, MARSHALLIPRESIDENTC Control
WALTON, SHEILA, CHRISTINEIVICE-PRESIDENT/TREASURERC Control
WALTON, SHEILA, CHRISTINEICHIEF COMPLIANCE OFFICERC Control
WALTON, SHEILA, CHRISTINEIDIRECTORC Control
WALTON, SHEILA, CHRISTINEIDIRECTORC Control
WALTON, SHEILA, CHRISTINEIVICE-PRESIDENT/TREASURERC Control
WALTON, SHEILA, CHRISTINEICHIEF COMPLIANCE OFFICERC Control
WALTON, SHEILA, CHRISTINEIVICE-PRESIDENT/TREASURERC Control
WALTON, SHEILA, CHRISTINEICHIEF COMPLIANCE OFFICERC Control
WALTON, SHEILA, CHRISTINEIVICE-PRESIDENT/TREASURERC Control
WALTON, SHEILA, CHRISTINEICHIEF COMPLIANCE OFFICERC Control
WALTON, SHEILA, CHRISTINEIVICE-PRESIDENT/TREASURERC Control
WALTON, SHEILA, CHRISTINEICHIEF COMPLIANCE OFFICERC Control
KOZNEY, SCOTT, FREDERICKISHAREHOLDERB
KOZNEY, SCOTT, FREDERICKISHAREHOLDERB
KOZNEY, SCOTT, FREDERICKISHAREHOLDERB
KOZNEY, SCOTT, FREDERICKISHAREHOLDERB
KOZNEY, SCOTT, FREDERICKISHAREHOLDERB
KOZNEY, SCOTT, FREDERICKISHAREHOLDERB
KOZNEY, SCOTT, FREDERICKISHAREHOLDERB
KOZNEY, SCOTT, FREDERICKISHAREHOLDERB
KOZNEY, SCOTT, FREDERICKISHAREHOLDERB
KOZNEY, SCOTT, FREDERICKISHAREHOLDERB
KOZNEY, SCOTT, FREDERICKISHAREHOLDERB
KOZNEY, SCOTT, FREDERICKISHAREHOLDERB
KOZNEY, SCOTT, FREDERICKISHAREHOLDERB
KOZNEY, SCOTT, FREDERICKISHAREHOLDERB
KOZNEY, SCOTT, FREDERICKISHAREHOLDERB
KOZNEY, SCOTT, FREDERICKISHAREHOLDERB
KOZNEY, SCOTT, FREDERICKISHAREHOLDERB
KOZNEY, SCOTT, FREDERICKISHAREHOLDERB
KOZNEY, SCOTT, FREDERICKISHAREHOLDERB
KOZNEY, SCOTT, FREDERICKISHAREHOLDERB
KOZNEY, SCOTT, FREDERICKISHAREHOLDERB
KOZNEY, SCOTT, FREDERICKISHAREHOLDERB
SPENCE, JAMES, WILLIAMIDIRECTORB
SPENCE, JAMES, WILLIAMIDIRECTORB Control
SPENCE, JAMES, WILLIAMIDIRECTORB
SPENCE, JAMES, WILLIAMIDIRECTORB Control
SPENCE, JAMES, WILLIAMIDIRECTORB
SPENCE, JAMES, WILLIAMIDIRECTORB
SPENCE, JAMES, WILLIAMIDIRECTORB
SPENCE, JAMES, WILLIAMIDIRECTORB
SPENCE, JAMES, WILLIAMIDIRECTORB
SPENCE, JAMES, WILLIAMIDIRECTORB
SPENCE, JAMES, WILLIAMIDIRECTORB
SPENCE, JAMES, WILLIAMIDIRECTORB
SPENCE, JAMES, WILLIAMIDIRECTORB
SPENCE, JAMES, WILLIAMIDIRECTORB
SPENCE, JAMES, WILLIAMIDIRECTORB
SPENCE, JAMES, WILLIAMIDIRECTORB
SPENCE, JAMES, WILLIAMIDIRECTORB
SPENCE, JAMES, WILLIAMIDIRECTORB
SPENCE, JAMES, WILLIAMIDIRECTORB
SPENCE, JAMES, WILLIAMIDIRECTORB
SPENCE, JAMES, WILLIAMIDIRECTORB
SPENCE, JAMES, WILLIAMIDIRECTORB
SPENCE, KRISTI, KISHAREHOLDERB Control
SPENCE, KRISTI, KISHAREHOLDERB Control
SPENCE, KRISTI, KISHAREHOLDERB Control
SPENCE, KRISTI, KISHAREHOLDERB Control
SPENCE, KRISTI, KISHAREHOLDERB Control
WALTON, ERIC, MARSHALLIVICE PRESIDENTB
WALTON, ERIC, MARSHALLIVICE PRESIDENTB
WALTON, ERIC, MARSHALLIVICE PRESIDENTB Control
WALTON, ERIC, MARSHALLIVICE PRESIDENTB
WALTON, ERIC, MARSHALLIVICE PRESIDENTB
WALTON, ERIC, MARSHALLIPRESIDENTB Control
WALTON, ERIC, MARSHALLIPRESIDENTB Control
WALTON, ERIC, MARSHALLIPRESIDENTB Control
WALTON, ERIC, MARSHALLIPRESIDENTB Control
WALTON, ERIC, MARSHALLIPRESIDENTB Control
WALTON, ERIC, MARSHALLIPRESIDENTB Control
WALTON, SHEILA, CHRISTINEITREASURERB
WALTON, SHEILA, CHRISTINEITREASURERB
WALTON, SHEILA, CHRISTINEITREASURERB Control
WALTON, SHEILA, CHRISTINEITREASURERB
WALTON, SHEILA, CHRISTINEITREASURERB
WALTON, SHEILA, CHRISTINEIVICE-PRESIDENT/TREASURERB Control
WALTON, SHEILA, CHRISTINEIVICE-PRESIDENT/TREASURERB Control
WALTON, SHEILA, CHRISTINEIVICE-PRESIDENT/TREASURERB Control
WALTON, SHEILA, CHRISTINEICHIEF COMPLIANCE OFFICERB Control
WALTON, SHEILA, CHRISTINEIVICE-PRESIDENT/TREASURERB Control
WALTON, SHEILA, CHRISTINEICHIEF COMPLIANCE OFFICERB Control
WALTON, SHEILA, CHRISTINEIVICE-PRESIDENT/TREASURERB Control
WALTON, SHEILA, CHRISTINEICHIEF COMPLIANCE OFFICERB Control
WALTON, SHEILA, CHRISTINEIVICE-PRESIDENT/TREASURERB Control
WALTON, SHEILA, CHRISTINEICHIEF COMPLIANCE OFFICERB Control

Registrations

Federal

IA
Nov 6, 2025 REGISTERED

Notice Filings (14)

AZ CA CO FL MA MD MI NC NE NM NV NY TX WA

Address

1800 S. TELSHOR
LAS CRUCES, NM 88011
United States
Phone: 575-556-8500