NORTHWEST FINANCIAL SERVICES INC
CRD #106805 SEC #801-42770 INDIANAPOLIS, IN 317-844-0448
SEC Registered
Total AUM
$551.4M
Discretionary
$551.4M
Employees
10
Clients
251
Accounts
375
Firm Details
- Organization Type
- Corporation
- State of Formation
- Indiana
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 11, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GROSS, THOMAS, DANE | I | SHAREHOLDER | NA | |
| GROSS, THOMAS, DANE | I | SHAREHOLDER | NA | |
| GROSS, THOMAS, DANE | I | SHAREHOLDER | NA | |
| GROSS, THOMAS, DANE | I | SHAREHOLDER | NA | |
| GROSS, THOMAS, DANE | I | SHAREHOLDER | NA | |
| GROSS, THOMAS, DANE | I | SHAREHOLDER | NA | |
| PETTERSEN, AARON, JAMES | I | SHAREHOLDER | NA | |
| PETTERSEN, AARON, JAMES | I | SHAREHOLDER | NA | |
| PETTERSEN, AARON, JAMES | I | SHAREHOLDER | NA | |
| PETTERSEN, AARON, JAMES | I | SHAREHOLDER | NA | |
| PETTERSEN, AARON, JAMES | I | SHAREHOLDER | NA | |
| PETTERSEN, AARON, JAMES | I | SHAREHOLDER | NA | |
| PETTERSEN, AARON, JAMES | I | SHAREHOLDER | NA | |
| PETTERSEN, AARON, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| PETTERSEN, AARON, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| PETTERSEN, AARON, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| PETTERSEN, AARON, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| PETTERSEN, AARON, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| RENO, KATHLEEN, ELIZABETH | I | SECRETARY | NA | Control |
| RENO, KATHLEEN, ELIZABETH | I | SECRETARY | NA | Control |
| RENO, KATHLEEN, ELIZABETH | I | SECRETARY | NA | Control |
| RENO, KATHLEEN, ELIZABETH | I | SECRETARY | NA | Control |
| RENO, KATHLEEN, ELIZABETH | I | SECRETARY | NA | Control |
| YEITER, MATTHEW, COLIN | I | SHAREHOLDER | NA | |
| YEITER, MATTHEW, COLIN | I | SHAREHOLDER | NA | |
| YEITER, MATTHEW, COLIN | I | SHAREHOLDER | NA | |
| YEITER, MATTHEW, COLIN | I | SHAREHOLDER | NA | |
| YEITER, MATTHEW, COLIN | I | SHAREHOLDER | NA | |
| YEITER, MATTHEW, COLIN | I | SHAREHOLDER | NA | |
| RENO, KATHLEEN, ELIZABETH | I | SECRETARY, CO | D | Control |
| RENO, KATHLEEN, ELIZABETH | I | SECRETARY, CO | D | Control |
| RENO, KATHLEEN, ELIZABETH | I | SECRETARY, CO | D | Control |
| RENO, KATHLEEN, ELIZABETH | I | SECRETARY, CO | D | Control |
| RENO, KATHLEEN, ELIZABETH | I | SECRETARY, CO | D | Control |
| RENO, KATHLEEN, ELIZABETH | I | SECRETARY | D | Control |
| RENO, KATHLEEN, ELIZABETH | I | SECRETARY, CO | D | Control |
| RENO, KATHLEEN, ELIZABETH | I | SECRETARY | D | Control |
| RENO, KATHLEEN, ELIZABETH | I | SECRETARY, CO | D | Control |
| RENO, KATHLEEN, ELIZABETH | I | SECRETARY, CO | D | Control |
| RENO, KATHLEEN, ELIZABETH | I | SECRETARY, CO | D | Control |
| RENO, WILLIAM, LOUIS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| RENO, WILLIAM, LOUIS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| RENO, WILLIAM, LOUIS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| RENO, WILLIAM, LOUIS | I | PRESIDENT, CCO | D | Control |
| RENO, WILLIAM, LOUIS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| RENO, WILLIAM, LOUIS | I | PRESIDENT | D | Control |
| RENO, WILLIAM, LOUIS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| RENO, WILLIAM, LOUIS | I | PRESIDENT | D | Control |
| RENO, WILLIAM, LOUIS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| RENO, WILLIAM, LOUIS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| RENO, WILLIAM, LOUIS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| YEITER, MATTHEW, COLIN | I | PRESIDENT | D | Control |
| YEITER, MATTHEW, COLIN | I | PRESIDENT | D | Control |
| YEITER, MATTHEW, COLIN | I | PRESIDENT | D | Control |
| YEITER, MATTHEW, COLIN | I | PRESIDENT | D | Control |
| YEITER, MATTHEW, COLIN | I | PRESIDENT | D | Control |
| YEITER, MATTHEW, COLIN | I | PRESIDENT | D | Control |
| YEITER, MATTHEW, COLIN | I | PRESIDENT | D | Control |
| YEITER, MATTHEW, COLIN | I | PRESIDENT | D | Control |
| YEITER, MATTHEW, COLIN | I | PRESIDENT | D | Control |
| YEITER, MATTHEW, COLIN | I | PRESIDENT | D | Control |
| YEITER, MATTHEW, COLIN | I | PRESIDENT | D | Control |
| GROSS, THOMAS, DANE | I | VICE PRESIDENT | C | Control |
| GROSS, THOMAS, DANE | I | VICE PRESIDENT | C | Control |
| GROSS, THOMAS, DANE | I | VICE PRESIDENT | C | Control |
| GROSS, THOMAS, DANE | I | VICE PRESIDENT | C | Control |
| GROSS, THOMAS, DANE | I | VICE PRESIDENT | C | Control |
| GROSS, THOMAS, DANE | I | VICE PRESIDENT | C | Control |
| GROSS, THOMAS, DANE | I | VICE PRESIDENT | C | Control |
| GROSS, THOMAS, DANE | I | VICE PRESIDENT | C | Control |
| GROSS, THOMAS, DANE | I | VICE PRESIDENT | C | Control |
| GROSS, THOMAS, DANE | I | VICE PRESIDENT | C | Control |
| GROSS, THOMAS, DANE | I | VICE PRESIDENT | C | Control |
| RENO, KATHLEEN, ELIZABETH | I | SECRETARY, CO | C | Control |
| RENO, KATHLEEN, ELIZABETH | I | SECRETARY, CO | C | Control |
| RENO, KATHLEEN, ELIZABETH | I | SECRETARY, CO | C | Control |
| RENO, KATHLEEN, ELIZABETH | I | SECRETARY, CO | C | Control |
| RENO, KATHLEEN, ELIZABETH | I | SECRETARY, CO | C | Control |
| RENO, KATHLEEN, ELIZABETH | I | SECRETARY, CO | C | Control |
| RENO, WILLIAM, LOUIS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| RENO, WILLIAM, LOUIS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| RENO, WILLIAM, LOUIS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| RENO, WILLIAM, LOUIS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| RENO, WILLIAM, LOUIS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| RENO, WILLIAM, LOUIS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| RENO, WILLIAM, LOUIS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| RENO, WILLIAM, LOUIS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| RENO, WILLIAM, LOUIS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| RENO, WILLIAM, LOUIS | I | PRESIDENT | C | Control |
| RENO, WILLIAM, LOUIS | I | PRESIDENT | C | Control |
| RENO, WILLIAM, LOUIS | I | PRESIDENT | C | Control |
| RENO, WILLIAM, LOUIS | I | PRESIDENT | C | Control |
| RENO, WILLIAM, LOUIS | I | PRESIDENT | C | Control |
| YEITER, MATTHEW, COLIN | I | VICE PRESIDENT OF OPERATIONS | C | |
| YEITER, MATTHEW, COLIN | I | VICE PRESIDENT OF OPERATIONS | C | |
| YEITER, MATTHEW, COLIN | I | VICE PRESIDENT OF OPERATIONS | C | |
| YEITER, MATTHEW, COLIN | I | VICE PRESIDENT OF OPERATIONS | C | |
| YEITER, MATTHEW, COLIN | I | VICE PRESIDENT OF OPERATIONS | C | |
| GROSS, THOMAS, DANE | I | SHAREHOLDER | B | |
| GROSS, THOMAS, DANE | I | SHAREHOLDER | B | |
| GROSS, THOMAS, DANE | I | SHAREHOLDER | B | |
| GROSS, THOMAS, DANE | I | SHAREHOLDER | B | |
| GROSS, THOMAS, DANE | I | SHAREHOLDER | B | |
| GROSS, THOMAS, DANE | I | SHAREHOLDER | B | |
| GROSS, THOMAS, DANE | I | SHAREHOLDER | B | |
| GROSS, THOMAS, DANE | I | SHAREHOLDER | B | |
| RENO, KATHLEEN, ELIZABETH | I | SECRETARY, CO | B | Control |
| RENO, KATHLEEN, ELIZABETH | I | SECRETARY, CO | B | Control |
| RENO, KATHLEEN, ELIZABETH | I | SECRETARY, CO | B | Control |
| YEITER, MATTHEW, COLIN | I | SHAREHOLDER | B | |
| YEITER, MATTHEW, COLIN | I | VICE PRESIDENT OF OPERATIONS | B | |
| YEITER, MATTHEW, COLIN | I | SHAREHOLDER | B | |
| PETTERSEN, AARON, JAMES | I | CHIEF COMPLIANCE OFFICER, SECRETARY | A | Control |
| PETTERSEN, AARON, JAMES | I | CHIEF COMPLIANCE OFFICER, SECRETARY | A | Control |
| PETTERSEN, AARON, JAMES | I | CHIEF COMPLIANCE OFFICER, SECRETARY | A | Control |
| PETTERSEN, AARON, JAMES | I | CHIEF COMPLIANCE OFFICER, SECRETARY | A | Control |
| PETTERSEN, AARON, JAMES | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, AND SECRETARY | A | Control |
| PETTERSEN, AARON, JAMES | I | CHIEF COMPLIANCE OFFICER, SECRETARY | A | Control |
| PETTERSEN, AARON, JAMES | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, AND SECRETARY | A | Control |
| PETTERSEN, AARON, JAMES | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, AND SECRETARY | A | Control |
| PETTERSEN, AARON, JAMES | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, AND SECRETARY | A | Control |
| PETTERSEN, AARON, JAMES | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, AND SECRETARY | A | Control |
| PETTERSEN, AARON, JAMES | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, AND SECRETARY | A | Control |
Registrations
Federal
IA
Nov 11, 2025 REGISTERED
Notice Filings (13)
AZ CA CO FL GA IN KY MI NC NE OH TN TX
Address
9333 N MERIDIAN STSTE 300
INDIANAPOLIS, IN 46260
United States
Phone: 317-844-0448