RIA Intelligence

NATIVE NATIONS ASSET MANAGEMENT

CRD #106808 SEC #801-45793 JERSEY CITY, NJ (201) 434-7400
SEC Registered
Total AUM
$49.3M
Discretionary
$49.3M
Employees
10
Clients
--
Accounts
2

Firm Details

Organization Type
Partnership
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Sep 19, 2001
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
SMITH, JAMES, FREDERICKIVICE-PRESIDENT, CFO, COONA Control
SMITH, JAMES, FREDERICKIVICE-PRESIDENT, CFO, COONA Control
SUTERMEISTER, STEVEN, ROBERTIREPRESENTATIVENA Control
SUTERMEISTER, STEVEN, ROBERTIREPRESENTATIVENA Control
NATIVE NATIONS SECURITIES, INC.DEGENERAL PARTNERD Control
NATIVE NATIONS SECURITIES, INC.DEGENERAL PARTNERD Control
NATIVE NATIONS SECURITIES, INC.DEGENERAL PARTNERC Control
NATIVE NATIONS SECURITIES, INC.DEGENERAL PARTNERC Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
GUERRERO, KIMBERLY, MICHELLEINATIVE NATIONS HOLDINGS CORP.F
GUERRERO, KIMBERLY, MICHELLEINATIVE NATIONS HOLDINGS CORP.F
NATIVE NATIONS SECURITIES, INC.DENATIVE NATIONS SECURITIES, INC.D Control
NATIVE NATIONS SECURITIES, INC.DENATIVE NATIONS SECURITIES, INC.D Control
LENNON, JUSTINE, HELENINATIVE NATIONS HOLDINGS CORP.C Control
LENNON, JUSTINE, HELENINATIVE NATIONS HOLDINGS CORP.C Control
REDHORSE, VALERIE, ROCHELLE LITTLE STARINATIVE NATIONS HOLDINGS CORP.C Control
REDHORSE, VALERIE, ROCHELLE LITTLE STARINATIVE NATIONS HOLDINGS CORP.C Control

Registrations

Federal

IA
Sep 19, 2001 REGISTERED

Notice Filings (2)

CA OH

Address

30 MONTGOMERY STREET
JERSEY CITY, NJ 7032
USA
Phone: (201) 434-7400