COMPASS FINANCIAL ADVISORS LLC
CRD #106809 SEC #801-49054 MEMPHIS, TN 901-762-0080
SEC Registered Private Funds
Total AUM
$150.1M
Discretionary
$86.9M
Employees
1
Clients
1
Accounts
63
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Tennessee
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HUGHES, MEREDITH, MANSELL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCBEE, WARD, KIMBROUGH | I | COMPLIANCE MANAGER | NA | |
| MCBEE, WARD, KIMBROUGH | I | COMPLIANCE MANAGER | NA | |
| O'QUIN, KRISTI, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| O'QUIN, KRISTI, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POORE, MEREDITH, MANSELL HUGHES | I | CHIEF COMPLIANCE OFFICER | NA | |
| POORE, MEREDITH, MANSELL HUGHES | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHWOERER, JANET, CAROLYN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWOERER, JANET, CAROLYN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWOERER, JANET, CAROLYN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWOERER, JANET, CAROLYN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SOMERVILLE III, THOMAS, TAYLOR | I | DIRECTOR OF RESEARCH | NA | |
| SOMERVILLE III, THOMAS, TAYLOR | I | CHIEF COMPLIANCE OFFICER/DIRECTOR OF RESEARCH | NA | |
| SOMERVILLE III, THOMAS, TAYLOR | I | CHIEF COMPLIANCE OFFICER/DIRECTOR OF RESEARCH | NA | |
| SOMERVILLE III, THOMAS, TAYLOR | I | CHIEF COMPLIANCE OFFICER/DIRECTOR OF RESEARCH | NA | |
| SOMERVILLE III, THOMAS, TAYLOR | I | CHIEF COMPLIANCE OFFICER/DIRECTOR OF RESEARCH | NA | |
| WALLACE, THOMAS, LEE | I | PRINCIPAL | E | Control |
| WALLACE, THOMAS, LEE | I | PRINCIPAL | E | Control |
| WALLACE, THOMAS, LEE | I | OWNER | E | Control |
| WALLACE, THOMAS, LEE | I | PRINCIPAL | E | Control |
| WALLACE, THOMAS, LEE | I | PRINCIPAL | E | Control |
| WALLACE, THOMAS, LEE | I | PRINCIPAL | E | Control |
| WALLACE, THOMAS, LEE | I | PRINCIPAL | E | Control |
| WALLACE, THOMAS, LEE | I | CHIEF COMPLIANCE OFFICER/OWNER | E | Control |
| WALLACE, THOMAS, LEE | I | PRINCIPAL | E | Control |
| WALLACE, THOMAS, LEE | I | PRINCIPAL | E | Control |
| WALLACE, THOMAS, LEE | I | PRINCIPAL | E | Control |
| WALLACE, THOMAS, LEE | I | PRINCIPAL | E | Control |
| WALLACE, THOMAS, LEE | I | PRINCIPAL | E | Control |
| WALLACE, THOMAS, LEE | I | OWNER | E | Control |
| WALLACE, THOMAS, LEE | I | OWNER | E | Control |
| WALLACE, THOMAS, LEE | I | OWNER | E | Control |
| WALLACE, THOMAS, LEE | I | OWNER | E | Control |
| WALLACE, THOMAS, LEE | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| WALLACE, THOMAS, LEE | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| WALLACE, THOMAS, LEE | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| WALLACE, THOMAS, LEE | I | OWNER | E | Control |
| MORRISON, JOSEPH, MCCAUGHAN | I | OWNER | B | |
| MORRISON, JOSEPH, MCCAUGHAN | I | OWNER | B | |
| MCKINNEY, ANITA, TURPIN | I | PARTNER | A | Control |
| MCKINNEY, ANITA, TURPIN | I | PARTNER | A | Control |
Registrations
Federal
IA
Mar 30, 2012 REGISTERED
Notice Filings (1)
TN
Address
795 RIDGELAKE BLVDSUITE 106
MEMPHIS, TN 38120
United States
Phone: 901-762-0080